Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAMBUS INCRMBS · Entity 3575 | SVP, GM ESD | February 09, 2018 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAMBUS INC
Report date February 09, 2018 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 235,590 |
Ending reported balance
After 2018-02-09 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-02-09 · Exercise / conversion · Acquired 463 · Balance 236,053 Row 2 · 2018-02-09 · Exercise / conversion · Acquired 700 · Balance 236,753 Row 3 · 2018-02-09 · Exercise / conversion · Acquired 971 · Balance 237,724 Row 4 · 2018-02-09 · Exercise / conversion · Acquired 802 · Balance 238,526 Row 5 · 2018-02-09 · Sale · Disposed 2,936 · Balance 235,590 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.55 · Expires 2019-02-02 | Direct | 12,467 |
Reported balance
After 2016-02-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-02-09 · Exercise / conversion · Disposed 463 · Balance 12,467 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2022-02-01 | Direct | 19,600 |
Reported balance
After 2016-02-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-02-09 · Exercise / conversion · Disposed 700 · Balance 19,600 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.46 · Expires 2023-02-01 | Direct | 27,200 |
Reported balance
After 2016-02-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-02-09 · Exercise / conversion · Disposed 971 · Balance 27,200 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.76 · Expires 2024-02-03 | Direct | 35,357 |
Reported balance
After 2016-02-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-02-09 · Exercise / conversion · Disposed 802 · Balance 35,357 F2: Shares subject to the option are fully vested and immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
F2: Shares subject to the option are fully vested and immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,936 | $12.00 | $35,232.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,590 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 802 | $8.76 | $7,025.52 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 463 | $8.55 | $3,958.65 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 00:38 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 7,263 | $12.72 | $92,385.36 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,590 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC | RAMBUS INC RMBS · Entity 3575 | GrantEmployee stock option (right to buy) · Derivative | 39,108 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · derivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,108 Underlying: Common Stock · 39,108 shares Expires 2028-02-01 F4 · derivative.exercise_date: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 27,436 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,853 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 20,766 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,417 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 4,557 | $12.84 | $58,511.88 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,651 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,159 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,171 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,940 | $14.10 | $41,468.41 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,208 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.06 to $14.16. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,963 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,142 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,395 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 4,064 | $14.72 | $59,828.99 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,208 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.69 to $14.77. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:21 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 5,171 | $14.75 | $76,272.25 |
DisclosureSEC source: 0001209191-17-063910 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,332 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 803 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,767 Underlying: Common Stock · 803 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,113 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,700 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 463 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Underlying: Common Stock · 463 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,937 | $14.48 | $42,516.01 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,503 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.42 to $14.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 803 | $8.76 | $7,034.28 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 463 | $8.55 | $3,958.65 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,570 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,084 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,400 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,863 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,069 | $13.65 | $41,899.52 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,503 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.65 to $13.66. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,374 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 972 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,055 Underlying: Common Stock · 972 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,100 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.