Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONTO INNOVATION INC.NANO · Entity 3340 | Director | May 22, 2018 | May 24, 2018 |
| RAMBUS INCRMBS · Entity 3575 | Director | October 02, 2017 | October 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONTO INNOVATION INC.
Report date May 22, 2018 · Filed May 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,612 |
Ending reported balance
After 2018-05-23 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-05-21 · Gift · Disposed 1,000 · Balance 84,478 Row 2 · 2018-05-22 · Grant · Acquired 4,134 · Balance 88,612 F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2019 or the next annual shareholder's meeting. Row 3 · 2018-05-23 · Gift · Disposed 2,000 · Balance 86,612 Row 4 · 2018-05-23 · Sale · Disposed 15,000 · Balance 71,612 F2: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.81 to $38.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2019 or the next annual shareholder's meeting.
F2: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.81 to $38.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
RAMBUS INC
Report date October 02, 2017 · Filed October 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,792 |
Reported balance
After 2017-10-02 transaction · row 1
1 source rowRow 1 · 2017-10-02 · Grant · Acquired 11,792 · Balance 11,792 F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2: All of the restricted stock units will vest on October 2, 2018 or the first business trading thereafter. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 20,000 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 F3: Shares held directly by the Bentley-Follo Partnership for which the Reporting Person serves as a general partner. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 140,136 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 140,136 F4: Includes 12,874 restricted stock units vested and issued on October 3, 2017. F5: Shares held directly by the Bentley-Follo Revocable Trust for which the Reporting Person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
F2: All of the restricted stock units will vest on October 2, 2018 or the first business trading thereafter.
F3: Shares held directly by the Bentley-Follo Partnership for which the Reporting Person serves as a general partner.
F4: Includes 12,874 restricted stock units vested and issued on October 3, 2017.
F5: Shares held directly by the Bentley-Follo Revocable Trust for which the Reporting Person serves as a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2018 Filed May 24, 2018 23:09 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | SaleCommon Stock | 15,000 | $37.93 | $568,950.00 |
DisclosureSEC source: 0001209191-18-033181 · doc4.xml · nonDerivative · entry 4 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,612 F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.81 to $38.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 23, 2018 Filed May 24, 2018 23:09 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033181 · doc4.xml · nonDerivative · entry 3 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,612 Read SEC document |
| May 22, 2018 Filed May 24, 2018 23:09 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 4,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033181 · doc4.xml · nonDerivative · entry 2 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,612 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2019 or the next annual shareholder's meeting. Read SEC document |
| May 21, 2018 Filed May 24, 2018 23:09 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033181 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,478 Read SEC document |
| May 09, 2018 Filed May 10, 2018 00:41 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | SaleCommon Stock | 10,000 | $36.28 | $362,800.00 |
DisclosureSEC source: 0001209191-18-029046 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,478 F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $36.08 to $36.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:14 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055780 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading thereafter. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:08 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035486 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,478 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:30 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0001209191-17-028824 · doc4.xml · derivative · entry 4 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2018-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:30 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,655 | $0.00 Strike: $14.80 | $0.00 |
DisclosureSEC source: 0001209191-17-028824 · doc4.xml · derivative · entry 3 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,655 shares Expires 2019-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:30 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionCommon Stock | 3,333 | $15.74 | $52,461.42 |
DisclosureSEC source: 0001209191-17-028824 · doc4.xml · nonDerivative · entry 2 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:30 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionCommon Stock | 3,655 | $14.80 | $54,094.00 |
DisclosureSEC source: 0001209191-17-028824 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total reported in Column 5 has been adjusted to correct an understatement of total holdings by 6,493 shares first reflected in a Form 4 filed on October 19, 2016. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 20:16 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,040 | $0.00 Strike: $10.83 | $0.00 |
DisclosureSEC source: 0001209191-16-146349 · doc4.xml · derivative · entry 4 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,040 shares Expires 2017-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 20:16 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,038 | $0.00 Strike: $11.17 | $0.00 |
DisclosureSEC source: 0001209191-16-146349 · doc4.xml · derivative · entry 3 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,038 shares Expires 2017-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 20:16 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionCommon Stock | 5,040 | $10.83 | $54,583.20 |
DisclosureSEC source: 0001209191-16-146349 · doc4.xml · nonDerivative · entry 2 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 20:16 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Exercise / conversionCommon Stock | 2,038 | $11.17 | $22,764.46 |
DisclosureSEC source: 0001209191-16-146349 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:15 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145145 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.