Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | SVP, GENERAL COUNSEL | August 25, 2026 | August 28, 2026 |
| RAMBUS INCRMBS · Entity 3575 | SVP, GC & Secretary | February 03, 2021 | February 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,439 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 205 · Balance 49,599 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 280 · Balance 49,319 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94. Row 3 · 2026-08-25 · Sale · Disposed 360 · Balance 48,959 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00. Row 4 · 2026-08-25 · Sale · Disposed 570 · Balance 48,389 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33. Row 5 · 2026-08-25 · Sale · Disposed 456 · Balance 47,933 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44. Row 6 · 2026-08-25 · Sale · Disposed 491 · Balance 47,442 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495. Row 7 · 2026-08-25 · Sale · Disposed 600 · Balance 46,842 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495. Row 8 · 2026-08-25 · Sale · Disposed 600 · Balance 46,242 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87. Row 9 · 2026-08-25 · Sale · Disposed 970 · Balance 45,272 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61. Row 10 · 2026-08-25 · Sale · Disposed 1,998 · Balance 43,274 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87. Row 11 · 2026-08-25 · Sale · Disposed 851 · Balance 42,423 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00. Row 12 · 2026-08-25 · Sale · Disposed 1,080 · Balance 41,343 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155. Row 13 · 2026-08-25 · Sale · Disposed 273 · Balance 41,070 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15. Row 14 · 2026-08-25 · Sale · Disposed 1,679 · Balance 39,391 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21. Row 15 · 2026-08-25 · Sale · Disposed 815 · Balance 38,576 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255. Row 16 · 2026-08-25 · Sale · Disposed 40 · Balance 38,536 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Row 17 · 2026-08-25 · Sale · Disposed 732 · Balance 37,804 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69. Row 18 · 2026-08-25 · Grant · Acquired 1,635 · Balance 39,439 F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.
F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.
F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.
F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.
F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.
F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.
F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.
F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.
F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.
F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.
F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.
F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.
F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.
F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.
F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.
F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.
F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.
RAMBUS INC
Report date February 03, 2021 · Filed February 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,279 |
Reported balance
After 2021-02-03 transaction · row 1
1 source rowRow 1 · 2021-02-03 · Tax withholding · Disposed 2,993 · Balance 129,279 F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 18 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,439 F18 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 732 | $860.04 | $629,546.86 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 17 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,804 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F17 · price: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 40 | $858.64 | $34,345.60 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 16 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,536 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 815 | $857.96 | $699,236.75 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 15 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,576 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F16 · price: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,679 | $856.70 | $1,438,395.94 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 14 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,391 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F15 · price: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 273 | $855.89 | $233,658.76 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 13 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,070 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F14 · price: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,080 | $854.84 | $923,230.22 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 12 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,343 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F13 · price: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 851 | $853.54 | $726,360.24 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 11 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,423 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F12 · price: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,998 | $852.33 | $1,702,952.34 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 10 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,274 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F11 · price: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 970 | $851.31 | $825,770.51 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 9 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,272 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F10 · price: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 600 | $850.44 | $510,262.68 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 8 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,242 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F9 · price: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 600 | $849.14 | $509,485.98 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 7 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,842 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F8 · price: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 491 | $847.94 | $416,339.08 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,442 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F7 · price: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 456 | $847.00 | $386,234.01 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,933 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F6 · price: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 570 | $845.96 | $482,196.63 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,389 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F5 · price: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 360 | $844.66 | $304,078.21 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,959 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F4 · price: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 280 | $843.68 | $236,230.99 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,319 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F3 · price: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 205 | $842.39 | $172,690.61 |
DisclosureSEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,599 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F2 · price: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 21, 2026 Filed Aug 22, 2026 00:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,926 | $866.71 | $3,402,703.46 |
DisclosureSEC source: 0001570465-26-000005 · form4-08222026_120806.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,170 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 20, 2026 Filed Aug 22, 2026 00:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,904 | $827.82 | $1,576,169.28 |
DisclosureSEC source: 0001570465-26-000005 · form4-08222026_120806.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,096 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Read SEC document |
| August 19, 2026 Filed Aug 22, 2026 00:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,973 | $827.60 | $1,632,854.80 |
DisclosureSEC source: 0001570465-26-000005 · form4-08222026_120806.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,000 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 00:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,366 | $909.43 | $1,242,281.38 |
DisclosureSEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,973 F4 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 00:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 17,011 | $968.90 | $16,481,957.90 |
DisclosureSEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,339 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 00:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 33,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,350 F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on April 15, 2024. Read SEC document |
| August 17, 2026 Filed Aug 28, 2026 01:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 11,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001570465-26-000006 · form4-08282026_010803.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,551 F1 · kind: The Compensation Committee of the Board of Directors of the Issuer certified achievement of certain performance conditions with respect to performance stock units (PSUs) granted to the Reporting Person on August 19, 2025. The PSUs remain subject to time-based vesting; 100% of the shares shall vest on August 19, 2028, subject to the Reporting Person continuing to be a service provider of the Issuer through such date. F2 · balance_after: The number of shares reported as beneficially owned following the reported transaction is as of August 17, 2026 and prior to other transactions that occurred August 17, 2026 as reported in a Form 4 filed by the Reporting Person on August 18, 2026. Read SEC document |
| August 15, 2026 Filed Aug 19, 2026 00:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,416 | $926.14 | $1,311,414.24 |
DisclosureSEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,917 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 18, 2026 Filed May 20, 2026 00:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,422 | $953.95 | $1,356,516.90 |
DisclosureSEC source: 0001570465-26-000003 · form4-05202026_120522.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,333 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Read SEC document |
| May 15, 2026 Filed May 20, 2026 00:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,416 | $970.70 | $1,374,511.20 |
DisclosureSEC source: 0001570465-26-000003 · form4-05202026_120522.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,755 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 57 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2026. Read SEC document |
| May 11, 2026 Filed May 12, 2026 23:04 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,933 | $950.99 | $1,838,263.67 |
DisclosureSEC source: 0001570465-26-000002 · form4-05122026_110537.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,114 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 23:22 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,353 | $562.74 | $761,387.22 |
DisclosureSEC source: 0001570465-26-000001 · form4-02182026_110235.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,047 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 18, 2025 Filed Nov 19, 2025 02:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 170 | $246.00 | $41,820.00 |
DisclosureSEC source: 0001570465-25-000003 · form4-11192025_021118.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,400 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 02:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,367 | $234.14 | $320,069.38 |
DisclosureSEC source: 0001570465-25-000003 · form4-11192025_021118.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,570 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025. Read SEC document |
| November 15, 2025 Filed Nov 19, 2025 02:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,413 | $232.15 | $328,027.95 |
DisclosureSEC source: 0001570465-25-000003 · form4-11192025_021118.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,937 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 170 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 14, 2025. Read SEC document |
| August 23, 2025 Filed Aug 26, 2025 23:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 7,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-023062 · form4-08262025_110823.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,180 F4 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest August 23, 2026, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 23:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,100 | $117.36 | $129,092.04 |
DisclosureSEC source: 0001415889-25-023062 · form4-08262025_110823.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,465 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025. F3 · price: These sales were executed in multiple trades at prices ranging from $117.25 to $117.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 23:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,407 | $116.73 | $397,690.25 |
DisclosureSEC source: 0001415889-25-023062 · form4-08262025_110823.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,565 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025. F2 · price: These sales were executed in multiple trades at prices ranging from $116.24 to $117.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 01:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 5,538 | $117.43 | $650,327.34 |
DisclosureSEC source: 0001415889-25-022691 · form4-08222025_010852.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,972 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 01:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022691 · form4-08222025_010852.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,510 F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 21, 2024. Read SEC document |
| August 19, 2025 Filed Aug 22, 2025 01:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 11,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022691 · form4-08222025_010852.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,453 F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 21:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 912 | $116.45 | $106,202.40 |
DisclosureSEC source: 0001415889-25-022340 · form4-08192025_090839.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,820 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 802 | $115.86 | $92,919.72 |
DisclosureSEC source: 0001415889-25-022340 · form4-08192025_090839.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,732 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 16, 2025 Filed May 19, 2025 23:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,577 | $77.98 | $356,914.46 |
DisclosureSEC source: 0001415889-25-013730 · form4-05192025_110558.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,534 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025. Read SEC document |
| May 15, 2025 Filed May 19, 2025 23:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,451 | $77.76 | $190,589.76 |
DisclosureSEC source: 0001415889-25-013730 · form4-05192025_110558.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,111 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes a total of 452 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2024 and May 15, 2025. Read SEC document |
| August 21, 2024 Filed Aug 31, 2024 00:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 4,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022657 · form4-08312024_120817.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,110 F2 · kind: These securities are RSUs. Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest on August 21, 2025, subject to the Reporting Person continuing to be an employee through such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 21, 2024 Filed Aug 31, 2024 00:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 12,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022657 · form4-08312024_120817.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,378 F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 21:28 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 2,993 | $19.22 | $57,510.50 |
DisclosureSEC source: 0001209191-21-007731 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,279 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:23 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 25,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007127 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,272 F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2022 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:23 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 12,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007127 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,658 F2 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2021 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:23 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 12,943 | $19.52 | $252,647.36 |
DisclosureSEC source: 0001209191-21-007127 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,701 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,469 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · derivative · entry 9 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 2,469 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 1, 2016, and the remaining shares vested monthly thereafter until fully vested on February 2, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.