Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 2, 2019 20:33 UTC |
FISHER ELLIS THOMASDirector
|
GrantCommon Stock | 14,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027007 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,804 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 1, 2020 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:05 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 37,825 | $10.26 | $388,084.50 |
DisclosureSEC source: 0000899243-19-007680 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,479 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.13 to $10.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:05 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 2,500 | $10.23 | $25,581.50 |
DisclosureSEC source: 0000899243-19-006430 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,648 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.2315 to $10.235, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:05 UTC |
Jones Keith APrincipal Accounting Officer
|
Tax withholdingCommon Stock | 2,862 | $10.38 | $29,707.56 |
DisclosureSEC source: 0000899243-19-005744 · doc4.xml · nonDerivative · entry 1 Jones Keith A · CIK 0001347943 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,496 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 23:56 UTC |
SHRIGLEY DAVID ADirector
|
SaleCommon Stock | 20,000 | $10.45 | $209,090.00 |
DisclosureSEC source: 0000899243-19-004450 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,155 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.44 to $10.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 00:15 UTC |
Kim JaeSVP & General Counsel
|
SaleCommon Stock | 2,126 | $9.38 | $19,941.88 |
DisclosureSEC source: 0000899243-19-002795 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:18 UTC |
Kim JaeSVP & General Counsel
|
SaleCommon Stock | 21,215 | $9.33 | $197,872.31 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,854 F3 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.26 to $9.385, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:18 UTC |
Kim JaeSVP & General Counsel
|
Tax withholdingCommon Stock | 1,124 | $9.38 | $10,543.12 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,069 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:14 UTC |
Seraphin LucDirector · President and CEO
|
Tax withholdingCommon Stock | 1,124 | $9.38 | $10,543.12 |
DisclosureSEC source: 0000899243-19-002614 · doc4.xml · nonDerivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,304 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:15 UTC |
MATHUR RAHULSVP, CFO
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002618 · doc4.xml · nonDerivative · entry 2 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,082 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2020 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:15 UTC |
MATHUR RAHULSVP, CFO
|
Tax withholdingCommon Stock | 4,302 | $9.38 | $40,352.76 |
DisclosureSEC source: 0000899243-19-002618 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,582 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:18 UTC |
Kim JaeSVP & General Counsel
|
GrantCommon Stock | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,193 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2020 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:18 UTC |
Kim JaeSVP & General Counsel
|
Tax withholdingCommon Stock | 12,172 | $9.38 | $114,173.36 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,068 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:14 UTC |
Seraphin LucDirector · President and CEO
|
GrantCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002614 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,428 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2020 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:14 UTC |
Seraphin LucDirector · President and CEO
|
Tax withholdingCommon Stock | 17,076 | $9.38 | $160,172.88 |
DisclosureSEC source: 0000899243-19-002614 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,428 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 04, 2018 Filed Dec 5, 2018 01:09 UTC |
Kim JaeSVP & General Counsel
|
SaleCommon Stock | 7,292 | $8.68 | $63,283.62 |
DisclosureSEC source: 0000899243-18-030097 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,240 F2 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.525 to $8.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 01:09 UTC |
Kim JaeSVP & General Counsel
|
Tax withholdingCommon Stock | 3,855 | $8.92 | $34,386.60 |
DisclosureSEC source: 0000899243-18-030097 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,532 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 01:08 UTC |
Seraphin LucDirector · President and CEO
|
Tax withholdingCommon Stock | 2,570 | $8.92 | $22,924.40 |
DisclosureSEC source: 0000899243-18-030096 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,504 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 22:15 UTC |
Seraphin LucDirector · President and CEO
|
GrantCommon Stock | 36,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028058 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,074 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest on November 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 22:09 UTC |
MATHUR RAHULSVP, CFO
|
Tax withholdingCommon Stock | 6,916 | $9.35 | $64,664.60 |
DisclosureSEC source: 0000899243-18-028054 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,884 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 23:47 UTC |
KISSNER CHARLESDirector · Vice Chairman of the Board
|
SaleCommon Stock | 1,100 | $10.64 | $11,700.48 |
DisclosureSEC source: 0000899243-18-026116 · doc4.xml · nonDerivative · entry 3 KISSNER CHARLES · CIK 0001188095 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,723 F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.63 to $10.675, inclusive. F4 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 23:47 UTC |
KISSNER CHARLESDirector · Vice Chairman of the Board
|
SaleCommon Stock | 4,796 | $10.58 | $50,745.04 |
DisclosureSEC source: 0000899243-18-026116 · doc4.xml · nonDerivative · entry 2 KISSNER CHARLES · CIK 0001188095 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 42,823 F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017. F3 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $10.53 to $10.625. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4. F4 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:50 UTC |
SHRIGLEY DAVID ADirector
|
GrantCommon Stock | 14,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026119 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,155 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:50 UTC |
STANG ERIC BDirector
|
GrantCommon Stock | 14,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026120 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,902 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:48 UTC |
Saraf SanjayDirector
|
GrantCommon Stock | 14,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026117 · doc4.xml · nonDerivative · entry 1 Saraf Sanjay · CIK 0001748178 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,110 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:47 UTC |
KISSNER CHARLESDirector · Vice Chairman of the Board
|
GrantCommon Stock | 14,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026116 · doc4.xml · nonDerivative · entry 1 KISSNER CHARLES · CIK 0001188095 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,347 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:46 UTC |
Higashi EmikoDirector
|
GrantCommon Stock | 14,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026115 · doc4.xml · nonDerivative · entry 1 Higashi Emiko · CIK 0001318086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,902 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:45 UTC |
FISHER ELLIS THOMASDirector
|
GrantCommon Stock | 14,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026113 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,148 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 20:07 UTC |
Saraf SanjayDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0000899243-18-021176 · doc4.xml · derivative · entry 1 Saraf Sanjay · CIK 0001748178 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-08-01 F1 · derivative.exercise_date: One-fourth of the shares subject to option vest on August 1, 2019 and the remaining shares vest ratably each month thereafter until fully vested on August 1, 2022. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 23:33 UTC |
Seraphin LucInterim CEO, SVP & GM
|
GrantCommon Stock | 29,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019514 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Interim CEO, SVP & GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,924 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest on July 2, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| July 02, 2018 Filed Jul 13, 2018 22:12 UTC |
KISSNER CHARLESDirector · Vice Chairman of the Board
|
GrantCommon Stock | 7,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019849 · doc4.xml · nonDerivative · entry 1 KISSNER CHARLES · CIK 0001188095 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,237 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest on July 2, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:23 UTC |
Kim JaeSVP, GC & HR
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,297 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0000899243-18-015018 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 Underlying: Common Stock · 2,297 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:23 UTC |
Kim JaeSVP, GC & HR
|
SaleCommon Stock | 2,297 | $13.50 | $31,009.50 |
DisclosureSEC source: 0000899243-18-015018 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,387 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:23 UTC |
Kim JaeSVP, GC & HR
|
Exercise / conversionCommon Stock | 2,297 | $8.76 | $20,121.72 |
DisclosureSEC source: 0000899243-18-015018 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 00:09 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 1,702 | $13.45 | $22,891.90 |
DisclosureSEC source: 0000899243-18-008519 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,038 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2017. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 2,936 | $12.00 | $35,232.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,590 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 802 | $8.76 | $7,025.52 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:14 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 463 | $8.55 | $3,958.65 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 00:43 UTC |
STANG ERIC BDirector
|
SaleCommon Stock | 6,000 | $12.33 | $73,995.60 |
DisclosureSEC source: 0000899243-18-003301 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 62,435 F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.3316 to $12.3517. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held directly by the Stang Family Trust dated September 2, 2004 for which the Reporting Person serves as a trustee. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 00:38 UTC |
STARK LAURASVP, GM ESD
|
Tax withholdingCommon Stock | 7,263 | $12.72 | $92,385.36 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,590 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 00:36 UTC |
Kim JaeSVP, GC & HR
|
Tax withholdingCommon Stock | 5,859 | $12.72 | $74,526.48 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,387 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 00:35 UTC |
BLACK RONALD DDirector · President & CEO
|
Tax withholdingCommon Stock | 82,918 | $12.72 | $1,054,716.96 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 4 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,371 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC |
STARK LAURASVP, GM ESD
|
GrantEmployee stock option (right to buy) · Derivative | 39,108 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · derivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,108 Underlying: Common Stock · 39,108 shares Expires 2028-02-01 F4 · derivative.exercise_date: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC |
STARK LAURASVP, GM ESD
|
GrantCommon Stock | 27,436 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,853 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC |
STARK LAURASVP, GM ESD
|
GrantCommon Stock | 20,766 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,417 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:38 UTC |
STARK LAURASVP, GM ESD
|
Tax withholdingCommon Stock | 4,557 | $12.84 | $58,511.88 |
DisclosureSEC source: 0000899243-18-002959 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,651 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:37 UTC |
MATHUR RAHULSVP, CFO
|
GrantEmployee stock option (right to buy) · Derivative | 44,323 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0000899243-18-002958 · doc4.xml · derivative · entry 4 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,323 Underlying: Common Stock · 44,323 shares Expires 2028-02-01 F4 · derivative.exercise_date: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:37 UTC |
MATHUR RAHULSVP, CFO
|
GrantCommon Stock | 20,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002958 · doc4.xml · nonDerivative · entry 3 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,800 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.