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RM

Regional Management Corp.

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2197
SEC CIK
0001519401
Parsed reports
423

Last 12 months

Inside the activity.

3 purchase rows · 98 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025015
Jan 202609
Feb 2026012
Mar 202610
Apr 2026014
May 202602
Jun 202600
Jul 202602
Aug 202621
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2019 Filed Mar 26, 2019 21:17 UTC
Fisher Brian J.SVP and General Counsel
Tax withholdingCommon Stock 2,050 $24.64 $50,512.00
Disclosure

SEC source: 0001209191-19-021347 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,839

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 21:17 UTC
Fisher Brian J.SVP and General Counsel
GrantCommon Stock 6,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021347 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,889

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:47 UTC
Dymski Michael SVP & Chief Accounting Officer
GrantCommon Stock 5,654 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018657 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,029

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:17 UTC
Dymski Michael SVP & Chief Accounting Officer
GrantCommon Stock 1,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008660 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,375

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:10 UTC
Knitzer Peter RDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 43,496 $0.00 Strike: $27.89 $0.00
Disclosure

SEC source: 0001209191-19-008641 · doc4.xml · derivative · entry 2

Knitzer Peter R · CIK 0001649178 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,496

Underlying: Common Stock · 43,496 shares

Expires 2029-02-06

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2019, December 31, 2020, and December 31, 2021.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:10 UTC
Knitzer Peter RDirector · President and CEO
GrantCommon Stock 18,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008641 · doc4.xml · nonDerivative · entry 1

Knitzer Peter R · CIK 0001649178 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,433

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:00 UTC
Fisher Brian J.SVP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 11,081 $0.00 Strike: $27.89 $0.00
Disclosure

SEC source: 0001209191-19-008722 · doc4.xml · derivative · entry 2

Fisher Brian J. · CIK 0001567382 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,081

Underlying: Common Stock · 11,081 shares

Expires 2029-02-06

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2019, December 31, 2020, and December 31, 2021.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:00 UTC
Fisher Brian J.SVP and General Counsel
GrantCommon Stock 4,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008722 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,352

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:12 UTC
Taggart Daniel J.EVP, Chief Credit Risk Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,793 $0.00 Strike: $27.89 $0.00
Disclosure

SEC source: 0001209191-19-008647 · doc4.xml · derivative · entry 2

Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,793

Underlying: Common Stock · 15,793 shares

Expires 2029-02-06

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2019, December 31, 2020, and December 31, 2021.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:12 UTC
Taggart Daniel J.EVP, Chief Credit Risk Officer
GrantCommon Stock 6,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008647 · doc4.xml · nonDerivative · entry 1

Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,185

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:11 UTC GrantEmployee Stock Option (right to buy) · Derivative 12,427 $0.00 Strike: $27.89 $0.00
Disclosure

SEC source: 0001209191-19-008644 · doc4.xml · derivative · entry 2

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,427

Underlying: Common Stock · 12,427 shares

Expires 2029-02-06

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2019, December 31, 2020, and December 31, 2021.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:11 UTC GrantCommon Stock 5,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008644 · doc4.xml · nonDerivative · entry 1

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,378

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 212,562 $24.05 $5,112,116.10
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 9

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 488,581

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F9 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 40,171 $24.05 $966,112.55
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 8

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 276,019

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F9 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 122,500 $24.05 $2,946,125.00
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 7

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 567,680

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F8 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 3,436 $24.05 $82,635.80
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 6

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 24,548

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F7 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 7,934 $24.05 $190,812.70
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 87,399

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 2,999 $24.05 $72,125.95
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 79,465

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 33,854 $24.05 $814,188.70
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 91,076

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 2,200 $24.05 $52,910.00
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 30,123

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
OtherCommon Stock, par value $0.01 per share ("Common Stock") 19,736 $24.05 $474,650.80
Disclosure

SEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 236,899

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:43 UTC
Dymski Michael SVP & Chief Accounting Officer
Tax withholdingCommon Stock 2,147 $24.05 $51,635.35
Disclosure

SEC source: 0001209191-19-001030 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,583

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:57 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 19,736 $24.05 $474,650.80
Disclosure

SEC source: 0001567619-19-000429 · doc1.xml · nonDerivative · entry 4

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 236,899

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:57 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 3,436 $24.05 $82,635.80
Disclosure

SEC source: 0001567619-19-000429 · doc1.xml · nonDerivative · entry 3

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 24,548

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:57 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 33,854 $24.05 $814,188.70
Disclosure

SEC source: 0001567619-19-000429 · doc1.xml · nonDerivative · entry 2

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 91,076

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:57 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
OtherCommon Stock, par value $0.01 per share ("Common Stock") 122,500 $24.05 $2,946,125.00
Disclosure

SEC source: 0001567619-19-000429 · doc1.xml · nonDerivative · entry 1

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 567,680

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
November 23, 2018 Filed Nov 27, 2018 22:32 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
OtherCommon Stock 32,142 $27.32 $878,119.44
Disclosure

SEC source: 0001567619-18-006998 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 316,190

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 23, 2018 Filed Nov 27, 2018 22:32 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
OtherCommon Stock, par value $0.01 per share ("Common Stock") 32,142 $27.32 $878,119.44
Disclosure

SEC source: 0001567619-18-006998 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 284,048

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 4,862 $36.58 $177,851.96
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 8

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 316,190

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 3,135 $36.59 $114,709.65
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 7

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 311,328

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 1,215 $36.58 $44,444.70
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 6

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,984

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 785 $36.59 $28,723.15
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,769

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 2,381 $36.58 $87,096.98
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 82,464

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 1,535 $36.59 $56,165.65
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 80,083

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 242 $36.58 $8,852.36
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,923

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
June 04, 2018 Filed Jun 5, 2018 21:22 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock, par value $0.10 per share ("Common Stock") 156 $36.59 $5,708.04
Disclosure

SEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,681

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
May 02, 2018 Filed May 4, 2018 22:05 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
GrantCommon Stock, par value $0.10 per share ("Common Stock") 2,608 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021799 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,407

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
May 02, 2018 Filed May 4, 2018 16:19 UTC GrantCommon Stock 3,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028105 · doc4.xml · nonDerivative · entry 1

DEMOLINA ALVARO G · CIK 0001286112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,131

Read SEC document
May 02, 2018 Filed May 4, 2018 20:20 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028108 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,137

Read SEC document
May 02, 2018 Filed May 4, 2018 20:21 UTC GrantCommon Stock 3,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028110 · doc4.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,678

Read SEC document
May 02, 2018 Filed May 4, 2018 22:08 UTC GrantCommon Stock, par value $0.10 per share ("Common Stock") 2,608 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021801 · doc1.xml · nonDerivative · entry 1

Brown Jonathan David · CIK 0001729585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

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May 02, 2018 Filed May 4, 2018 20:22 UTC GrantCommon Stock 3,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028113 · doc4.xml · nonDerivative · entry 1

Palomares Carlos · CIK 0001525514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,976

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May 02, 2018 Filed May 4, 2018 20:19 UTC GrantCommon Stock 2,862 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028104 · doc4.xml · nonDerivative · entry 1

Contreras-Sweet Maria · CIK 0001700964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

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May 02, 2018 Filed May 4, 2018 20:17 UTC GrantCommon Stock 3,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028100 · doc4.xml · nonDerivative · entry 1

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,623

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March 20, 2018 Filed Jan 8, 2020 16:46 UTC
Dymski Michael SVP & Chief Accounting Officer
GrantCommon Stock 1,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002547 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,341

F1 · balance_after: The number of shares reported in Column 5 is inclusive of all transactions subsequent to the March 20, 2018 transaction reported on this Form 4.

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March 15, 2018 Filed Mar 16, 2018 01:27 UTC PurchaseCommon Stock 800 $30.99 $24,792.00
Disclosure

SEC source: 0001209191-18-020057 · doc4.xml · nonDerivative · entry 3

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,254

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.95 to $31.12, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

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March 14, 2018 Filed Mar 16, 2018 01:27 UTC PurchaseCommon Stock 800 $31.09 $24,872.00
Disclosure

SEC source: 0001209191-18-020057 · doc4.xml · nonDerivative · entry 2

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,454

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.08 to $31.14, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

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March 13, 2018 Filed Mar 16, 2018 01:27 UTC PurchaseCommon Stock 800 $31.56 $25,248.00
Disclosure

SEC source: 0001209191-18-020057 · doc4.xml · nonDerivative · entry 1

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,654

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February 26, 2018 Filed Feb 27, 2018 02:31 UTC
Taggart Daniel J.SVP and Chief Risk Officer
SaleCommon Stock 3,200 $30.45 $97,440.00
Disclosure

SEC source: 0001209191-18-013701 · doc4.xml · nonDerivative · entry 1

Taggart Daniel J. · CIK 0001629886 · SVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,351

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.44 to $30.53, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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February 07, 2018 Filed Feb 9, 2018 16:51 UTC
Dymski Michael SVP & Chief Accounting Officer
GrantCommon Stock 5,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008891 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,730

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.