RIOT

SEC source: 0001415889-25-019808 · form4-07152025_060706.xml · nonDerivative · entry 1

D'Ambrosio Lance Varro · CIK 0001611745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,544

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2026. These shares are eligible to vest, if at all, in four approximately equal tranches on September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001415889-25-019807 · form4-07152025_060704.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,103

F1 · shares: Represents the unvested award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2026. Each RSU represents the contingent right to receive one share of the Issuer's common stock, no par value per share, upon vesting and settlement by the Issuer. These RSUs are eligible to vest, if at all, in four approximately equal tranches on September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001415889-25-019806 · form4-07152025_060701.xml · nonDerivative · entry 1

Mouton Douglas · CIK 0002056359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,487

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2026. These shares are eligible to vest, if at all, in four approximately equal tranches on September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001611745-25-000003 · form4a-10102025_111025.xml · nonDerivative · entry 1

D'Ambrosio Lance Varro · CIK 0001611745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,544

F1 · security: This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.

F2 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2026. These shares are eligible to vest, if at all, in four approximately equal tranches on September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001415889-25-019608 · form4a-07092025_110755.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 837,759

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

SEC source: 0001415889-25-019599 · form4-07092025_060701.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,759

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

SEC source: 0001415889-25-019158 · form4-07022025_110734.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,253,244

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding requirements upon vesting of restricted shares of the Issuer's common stock.

SEC source: 0001415889-25-019151 · form4-07022025_100729.xml · derivative · entry 3

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,957,513

Underlying: Common Stock · 83,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001415889-25-019151 · form4-07022025_100729.xml · derivative · entry 2

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,041,265

Underlying: Common Stock · 41,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001415889-25-019151 · form4-07022025_100729.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001415889-25-019332 · form4-07032025_040713.xml · nonDerivative · entry 3

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841,506

F3 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 66,548 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2025 through December 31, 2027, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2028.

SEC source: 0001415889-25-019332 · form4-07032025_040713.xml · nonDerivative · entry 2

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 708,409

F2 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2026, January 1, 2027, and January 1, 2028, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

SEC source: 0001415889-25-019332 · form4-07032025_040713.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,861

F1 · shares: Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.

SEC source: 0001415889-25-019331 · form4-07032025_040711.xml · nonDerivative · entry 3

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468,268

F3 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 221,827 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2025 through December 31, 2027, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2028.

SEC source: 0001415889-25-019331 · form4-07032025_040711.xml · nonDerivative · entry 2

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024,612

F2 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2026, January 1, 2027, and January 1, 2028, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

SEC source: 0001415889-25-019331 · form4-07032025_040711.xml · nonDerivative · entry 1

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,785

F1 · shares: Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.

SEC source: 0002025334-25-000003 · form4a-10112025_121058.xml · nonDerivative · entry 1

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,785

F1 · security: This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.

F2 · shares: Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.

SEC source: 0001932352-25-000004 · form4a-10112025_121045.xml · derivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,957,513

Underlying: Common Stock · 83,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001931824-25-000006 · form4a-10102025_111048.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,861

F1 · security: This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.

F2 · shares: Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.

SEC source: 0001415889-25-019141 · form4-07022025_060701.xml · derivative · entry 2

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee.

F2 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee.

SEC source: 0001415889-25-019141 · form4-07022025_060701.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001415889-25-017064 · form4-06122025_110630.xml · nonDerivative · entry 1

Gibbs Jonathan · CIK 0002071620 · CDCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,430

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with the Reporting Person's service as the Issuer's Chief Data Center Officer. These shares are eligible to vest, if at all, in four approximately equal tranches on December 1, 2025, June 1, 2026, December 1, 2026, and June 1, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Such shares are subject to restrictions and at risk of forfeiture until vested, as set forth in the applicable equity agreement with the Issuer.

SEC source: 0001415889-25-008666 · form4-03202025_060302.xml · nonDerivative · entry 1

Mouton Douglas · CIK 0002056359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,384

F1 · price: The shares were purchased on the indicated date in a series of multiple transactions ranging from $7.7336 to $7.7399, inclusive, per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001415889-25-008406 · form4-03182025_080342.xml · nonDerivative · entry 1

Cho Hannah · CIK 0001846283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,265

F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $7.70 to $7.71, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001415889-25-007019 · form4-03052025_100331.xml · nonDerivative · entry 1

Marleau Hubert · CIK 0001833575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $9.5701 to $9.595, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001415889-25-005555 · form4-02252025_100239.xml · nonDerivative · entry 1

Mouton Douglas · CIK 0002056359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through July 1, 2025. The shares are subject to restrictions and at risk of forfeiture until vested, as set forth in the applicable equity agreement with the Issuer. Such shares are eligible to vest, if at all, in two equal tranches on March 31, 2025 and June 30, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001415889-25-005553 · form4-02252025_100213.xml · nonDerivative · entry 1

Turner Michael John · CIK 0002021332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through July 1, 2025. The shares are subject to restrictions and at risk of forfeiture until vested, as set forth in the applicable equity agreement with the Issuer. Such shares are eligible to vest, if at all, in two equal tranches on March 31, 2025 and June 30, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

SEC source: 0001415889-25-005550 · form4-02252025_100220.xml · derivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_date: On February 21, 2025, pursuant to the award agreement between the Issuer and the Reporting Person, the reported service-based restricted stock units ("RSUs") are eligible to vest in two equal tranches as of March 31, 2025 and June 30, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F1 · derivative.expiration_date: On February 21, 2025, pursuant to the award agreement between the Issuer and the Reporting Person, the reported service-based restricted stock units ("RSUs") are eligible to vest in two equal tranches as of March 31, 2025 and June 30, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Issuer's 2019 Equity Incentive Plan, as amended.

F3 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

SEC source: 0001415889-24-029168 · form4-12122024_111207.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,019,911

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2024.

F2 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.22 to $11.47, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021.

SEC source: 0001415889-24-027383 · form4-11212024_121121.xml · nonDerivative · entry 2

Cho Hannah · CIK 0001846283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,265

SEC source: 0001415889-24-027383 · form4-11212024_121121.xml · nonDerivative · entry 1

Cho Hannah · CIK 0001846283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,147

SEC source: 0001415889-24-023622 · form4-09182024_040902.xml · nonDerivative · entry 1

D'Ambrosio Lance Varro · CIK 0001611745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,441

F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $6.975 to $7.04, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001415889-24-021417 · form4-08152024_090801.xml · nonDerivative · entry 1

Marleau Hubert · CIK 0001833575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,000

F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $7.70 to $7.705, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001415889-24-021018 · form4-08082024_070802.xml · nonDerivative · entry 1

Cho Hannah · CIK 0001846283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,290

SEC source: 0001415889-24-019302 · form4-07032024_090703.xml · nonDerivative · entry 3

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823,130

F3 · shares: Represents the maximum achievable award of performance-based restricted shares of the Issuer's Common Stock, no par value per share, ("PRSAs") of up to a maximum of 200% of the target amount, which is 125,628 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to an LTIP award agreement with the Issuer. These PRSAs are eligible to vest, if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the PRSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019302 · form4-07032024_090703.xml · nonDerivative · entry 2

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,874

F2 · shares: Represents the award of RSAs, granted to the Reporting Person, as authorized by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP"), pursuant to an LTIP award agreement with the Issuer. These shares are eligible to vest, if at all, in three approximately equal annual tranches as of July 1, 2025, July 1, 2026, and July 1, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Any unvested portion of the RSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019302 · form4-07032024_090703.xml · nonDerivative · entry 1

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,246

F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 8,214 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as service-based restricted stock awards ("RSAs") granted under the Issuer's 2019 Equity Incentive Plan, as previously reported on Form 3.

SEC source: 0001415889-24-019301 · form4-07032024_090701.xml · nonDerivative · entry 2

Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,217,662

F2 · shares: Represents the maximum achievable award of performance-based restricted shares of the Issuer's Common Stock, no par value per share, ("PRSAs") of up to a maximum of 200% of the target amount, which is 376,884 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to an LTIP award agreement with the Issuer. These PRSAs are eligible to vest, if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the PRSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019301 · form4-07032024_090701.xml · nonDerivative · entry 1

Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,463,894

F1 · shares: Represents the award of service-based restricted shares of the Issuer's Common Stock, no par value per share, ("RSAs"), granted to the Reporting Person, as authorized by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP"), pursuant to an LTIP award agreement with the Issuer. These shares are eligible to vest, if at all, in three approximately equal annual tranches as of July 1, 2025, July 1, 2026, and July 1, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Any unvested portion of the RSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · derivative · entry 4

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,082,336

Underlying: Common Stock · 502,512 shares

Expires not disclosed

F7 · shares: The number of RSUs reported represents the maximum achievable award under the LTIP of up to 200% of the target amount, which is 251,256 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to the Award Agreement with the Issuer. The performance-based RSUs are eligible to vest if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the performance-based RSUs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

F8 · derivative.exercise_date: Pursuant to the Award Agreement, the reported RSUs are eligible to vest as of the end of the Award Term, based on the Issuer's achievement of the performance objectives established for it under the LTIP by the Committee, subject to the Reporting Person's continuous service with the Issuer through vesting.

F8 · derivative.expiration_date: Pursuant to the Award Agreement, the reported RSUs are eligible to vest as of the end of the Award Term, based on the Issuer's achievement of the performance objectives established for it under the LTIP by the Committee, subject to the Reporting Person's continuous service with the Issuer through vesting.

F3 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F4 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · derivative · entry 3

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579,824

Underlying: Common Stock · 251,256 shares

Expires not disclosed

F5 · shares: Represents the maximum number of service-based RSUs granted to the Reporting Person by the Issuer, as of the indicated date, pursuant to the Issuer's Long-Term Incentive Program (the "LTIP") established, as of July 13, 2023, by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") established under the Plan, which are subject to vesting and restrictions, as set forth in the Award Agreement.

F6 · derivative.exercise_date: Pursuant to the Award Agreement, the service-based RSUs reported on this line are eligible to vest in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F6 · derivative.expiration_date: Pursuant to the Award Agreement, the service-based RSUs reported on this line are eligible to vest in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F4 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · derivative · entry 2

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,328,568

Underlying: Common Stock · 41,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 13, 2023, pursuant to the equity award agreement between the Issuer and Reporting Person (the "Award Agreement"), the reported service-based RSUs were eligible to vest, if at all, in three three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: On July 13, 2023, pursuant to the equity award agreement between the Issuer and Reporting Person (the "Award Agreement"), the reported service-based RSUs were eligible to vest, if at all, in three three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F4 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Issuer's 2019 Equity Incentive Plan, as amended, (the "Plan") vested restricted stock units ("RSUs") convert into shares of the Issuer's common stock, no par value per share, on a one-for-one basis.

SEC source: 0001415889-24-019275 · form4-07032024_060709.xml · nonDerivative · entry 3

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,826

F3 · shares: Represents the maximum achievable award of performance-based restricted shares of the Issuer's Common Stock, no par value per share, ("PRSAs") of up to a maximum of 200% of the target amount, which is 75,376 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to an LTIP award agreement with the Issuer. These PRSAs are eligible to vest, if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the PRSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019275 · form4-07032024_060709.xml · nonDerivative · entry 2

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,074

F2 · shares: Represents the award of RSAs, granted to the Reporting Person, as authorized by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP"), pursuant to an LTIP award agreement with the Issuer. These shares are eligible to vest, if at all, in three approximately equal annual tranches as of July 1, 2025, July 1, 2026, and July 1, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Any unvested portion of the RSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019275 · form4-07032024_060709.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,698

F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 6,571 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as service-based restricted stock awards ("RSAs") granted under the Issuer's 2019 Equity Incentive Plan, as previously reported on Form 4 by the Reporting Person.

SEC source: 0001415889-24-019274 · form4-07032024_060707.xml · nonDerivative · entry 2

Chung Jason · CIK 0001983861 · EVP, CORP DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,418,805

F2 · shares: Represents the maximum achievable award of performance-based restricted shares of the Issuer's Common Stock, no par value per share, ("PRSAs") of up to a maximum of 200% of the target amount, which is 251,256 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to an LTIP award agreement with the Issuer. These PRSAs are eligible to vest, if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the PRSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019274 · form4-07032024_060707.xml · nonDerivative · entry 1

Chung Jason · CIK 0001983861 · EVP, CORP DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,916,293

F1 · shares: Represents the award of service-based restricted shares of the Issuer's Common Stock, no par value per share, ("RSAs"), granted to the Reporting Person, as authorized by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP"), pursuant to an LTIP award agreement with the Issuer. These shares are eligible to vest, if at all, in three approximately equal annual tranches as of July 1, 2025, July 1, 2026, and July 1, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Any unvested portion of the RSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019273 · form4-07032024_060704.xml · nonDerivative · entry 2

Jackman William Richard · CIK 0001872927 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,509,325

F2 · shares: Represents the maximum achievable award of performance-based restricted shares of the Issuer's Common Stock, no par value per share, ("PRSAs") of up to a maximum of 200% of the target amount, which is 251,256 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to an LTIP award agreement with the Issuer. These PRSAs are eligible to vest, if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the PRSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

SEC source: 0001415889-24-019273 · form4-07032024_060704.xml · nonDerivative · entry 1

Jackman William Richard · CIK 0001872927 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,006,813

F1 · shares: Represents the award of service-based restricted shares of the Issuer's Common Stock, no par value per share, ("RSAs"), granted to the Reporting Person, as authorized by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP"), pursuant to an LTIP award agreement with the Issuer. These shares are eligible to vest, if at all, in three approximately equal annual tranches as of July 1, 2025, July 1, 2026, and July 1, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Any unvested portion of the RSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore.