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Yee Colin M.

Disclosed activity across 1 company

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32279
SEC CIK
0001932352

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Riot Platforms, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Section 16 reporting ended · disclosed 2026-07-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect428,435 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 124,823 · Balance 428,435

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,074,295 Reported balance After 2026-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-01 · Exercise / conversion · Disposed 41,071 · Balance 2,074,295

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,990,543 Reported balance After 2026-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-01 · Exercise / conversion · Disposed 83,752 · Balance 1,990,543

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 6, 2026 21:00 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 83,752 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000006 · form4-07062026_050707.xml · derivative · entry 3

Yee Colin M. · CIK 0001932352 · Senior Advisor (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990,543

Underlying: Common Stock · 83,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:00 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 41,071 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000006 · form4-07062026_050707.xml · derivative · entry 2

Yee Colin M. · CIK 0001932352 · Senior Advisor (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,074,295

Underlying: Common Stock · 41,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:00 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionCommon Stock 124,823 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000006 · form4-07062026_050707.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · Senior Advisor (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:46 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantRestricted Stock Units · Derivative 157,853 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000002 · form4-01052026_110102.xml · derivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,366

Underlying: Common Stock · 157,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 1, 2026, the Reporting Person was granted an award of unvested RSUs, pursuant to an equity award agreement between the Issuer and Reporting Person. Such shares are eligible to vest, if at all, in two (2) approximately equal tranches as of January 1, 2027, and 2028, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: On January 1, 2026, the Reporting Person was granted an award of unvested RSUs, pursuant to an equity award agreement between the Issuer and Reporting Person. Such shares are eligible to vest, if at all, in two (2) approximately equal tranches as of January 1, 2027, and 2028, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:43 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 83,752 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019151 · form4-07022025_100729.xml · derivative · entry 3

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,957,513

Underlying: Common Stock · 83,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:43 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 41,071 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019151 · form4-07022025_100729.xml · derivative · entry 2

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,041,265

Underlying: Common Stock · 41,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:43 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionCommon Stock 124,823 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019151 · form4-07022025_100729.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2025 Filed Oct 11, 2025 00:08 UTC Amendment Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 83,752 $0.00 $0.00
Disclosure

SEC source: 0001932352-25-000004 · form4a-10112025_121045.xml · derivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,957,513

Underlying: Common Stock · 83,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:30 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantRestricted Stock Units · Derivative 502,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · derivative · entry 4

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,082,336

Underlying: Common Stock · 502,512 shares

Expires not disclosed

F7 · shares: The number of RSUs reported represents the maximum achievable award under the LTIP of up to 200% of the target amount, which is 251,256 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to the Award Agreement with the Issuer. The performance-based RSUs are eligible to vest if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the performance-based RSUs shall be automatically forfeited and returned to the Issuer, without consideration therefore.

F8 · derivative.exercise_date: Pursuant to the Award Agreement, the reported RSUs are eligible to vest as of the end of the Award Term, based on the Issuer's achievement of the performance objectives established for it under the LTIP by the Committee, subject to the Reporting Person's continuous service with the Issuer through vesting.

F8 · derivative.expiration_date: Pursuant to the Award Agreement, the reported RSUs are eligible to vest as of the end of the Award Term, based on the Issuer's achievement of the performance objectives established for it under the LTIP by the Committee, subject to the Reporting Person's continuous service with the Issuer through vesting.

F3 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F4 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:30 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantRestricted Stock Units · Derivative 251,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · derivative · entry 3

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579,824

Underlying: Common Stock · 251,256 shares

Expires not disclosed

F5 · shares: Represents the maximum number of service-based RSUs granted to the Reporting Person by the Issuer, as of the indicated date, pursuant to the Issuer's Long-Term Incentive Program (the "LTIP") established, as of July 13, 2023, by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") established under the Plan, which are subject to vesting and restrictions, as set forth in the Award Agreement.

F6 · derivative.exercise_date: Pursuant to the Award Agreement, the service-based RSUs reported on this line are eligible to vest in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F6 · derivative.expiration_date: Pursuant to the Award Agreement, the service-based RSUs reported on this line are eligible to vest in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F4 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:30 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 41,071 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · derivative · entry 2

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,328,568

Underlying: Common Stock · 41,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 13, 2023, pursuant to the equity award agreement between the Issuer and Reporting Person (the "Award Agreement"), the reported service-based RSUs were eligible to vest, if at all, in three three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: On July 13, 2023, pursuant to the equity award agreement between the Issuer and Reporting Person (the "Award Agreement"), the reported service-based RSUs were eligible to vest, if at all, in three three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F4 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:30 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionCommon Stock 41,071 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019277 · form4-07032024_060701.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Issuer's 2019 Equity Incentive Plan, as amended, (the "Plan") vested restricted stock units ("RSUs") convert into shares of the Issuer's common stock, no par value per share, on a one-for-one basis.

Read SEC document
February 22, 2024 Filed Feb 27, 2024 00:14 UTC Riot Platforms, Inc. RIOT · Entity 3724 Disposition to issuerCommon Stock 192,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005331 · form4-02272024_120206.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,006

F1 · shares: Represents the return to the Issuer of the performance-based restricted shares of Common Stock originally awarded to the Reporting Person pursuant to the performance-incentive program established under the Issuer's 2019 Equity Plan as of August 12, 2021, which remained unvested as of the end of such performance program, as of February 22, 2024. Pursuant to the award agreement covering such award, any shares of restricted Common Stock remaining unvested as of the end of such performance program were automatically forfeited and returned to the Issuer, without consideration therefor.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 01:30 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantRestricted Stock Units · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000800 · form4-01052024_080101.xml · derivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,369,639

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · security: Represents the award of performance-based restricted stock units ("RSUs") awarded to the Reporting Person, under the Issuer's Long-Term Incentive Program (the "LTIP") established, as of July 13, 2023, by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Issuer's 2019 Equity Incentive Plan, as amended, (the "Equity Plan") for the period ending July 31, 2026 (the "Award Term"), pursuant to an equity award agreement between the Issuer and Reporting Person (the "Award Agreement").

F2 · shares: The number of RSUs reported represents the maximum achievable award under the LTIP (200% of the target award). As set forth in the Award Agreement, the final number of RSUs to vest will be determined based on the Issuer's achievement, as of the end of the Award Term, of certain performance objectives established for it by the Committee under the LTIP, subject to the Reporting Person's continued service with the Issuer through vesting. Pursuant to the Award Agreement, the shares are subject to certain restrictions, including on transfer, and are at risk of forfeiture until vested.

F3 · derivative.exercise_date: Pursuant to the Award Agreement, the reported RSUs are eligible to vest as of the end of the Award Term, based on the Issuer's achievement of the performance objectives established for it under the LTIP by the Committee, subject to the Reporting Person's continuous service with the Issuer through vesting.

F3 · derivative.expiration_date: Pursuant to the Award Agreement, the reported RSUs are eligible to vest as of the end of the Award Term, based on the Issuer's achievement of the performance objectives established for it under the LTIP by the Committee, subject to the Reporting Person's continuous service with the Issuer through vesting.

F4 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of the Issuer's common stock, no par value per share, ("Common Stock") upon vesting and settlement by the Issuer in accordance with the Award Agreement and Equity Plan. The final number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest as of the end of the Award Term, as well as any net settlement of such vested RSUs to satisfy any tax obligations due in connection with such vesting, as permitted by the Committee.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 23:22 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantRestricted Stock Units · Derivative 123,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011201 · form4-07172023_110703.xml · derivative · entry 2

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,639

Underlying: Common Stock · 123,213 shares

Expires not disclosed

F6 · shares: Represents the maximum number of service-based RSUs granted to the Reporting Person by the Issuer, as of the indicated date, pursuant to the LTIP established under the Equity Plan, which are subject to vesting and restrictions, as set forth in the Award Agreement.

F7 · derivative.exercise_date: Pursuant to the Award Agreement, the RSUs reported on this line are eligible to vest in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F7 · derivative.expiration_date: Pursuant to the Award Agreement, the RSUs reported on this line are eligible to vest in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F4 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Equity Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F5 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 23:22 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantRestricted Stock Units · Derivative 246,426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011201 · form4-07172023_110703.xml · derivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,426

Underlying: Common Stock · 246,426 shares

Expires not disclosed

F1 · security: Represents an unvested award of restricted stock units ("RSUs") of the Issuer's Common Stock, no par value per share, ("Common Stock") granted to the Reporting Person by the Issuer under its 2019 Equity Incentive Plan, as amended, (the "Equity Plan") pursuant to an equity award agreement, dated as of July 13, 2023, between the Issuer and Reporting Person (the "Award Agreement"). Subject and pursuant to the Award Agreement, vested RSUs are convertible into shares of Common Stock, on a one-for-one basis, upon settlement by the Issuer.

F2 · shares: Represents the maximum number of performance-based RSUs granted to the Reporting Person by the Issuer pursuant to the Long-Term Incentive Program (the "LTIP") established by the Issuer's Compensation and Human Resources Committee (the "Committee") under the Equity Plan, which are eligible to vest based on the Issuer's achievement of certain performance objectives established for it under the LTIP for the period ended December 31, 2025 (the "Performance Period").

F3 · derivative.exercise_date: Pursuant to the Award Agreement, the RSUs reported on this line are eligible to vest as of the end of the Award Term based on the Issuer's achievement of certain performance objectives established for it under the LTIP for the Performance Period, subject to the Reporting Person's continuous service with the Issuer through the Award Term.

F3 · derivative.expiration_date: Pursuant to the Award Agreement, the RSUs reported on this line are eligible to vest as of the end of the Award Term based on the Issuer's achievement of certain performance objectives established for it under the LTIP for the Performance Period, subject to the Reporting Person's continuous service with the Issuer through the Award Term.

F4 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Equity Plan. The actual number of shares of Common Stock to be issued to the Reporting Person will depend on the number of RSUs that vest, as well as any net settlement thereof to satisfy any tax obligations due, as permitted by the Committee.

F5 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

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May 25, 2023 Filed May 30, 2023 22:06 UTC Riot Platforms, Inc. RIOT · Entity 3724 SaleCommon Stock 50,283 $10.93 $549,593.19
Disclosure

SEC source: 0001415889-23-008929 · form4-05302023_100558.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,006

F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $10.69 to $11.12, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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April 12, 2023 Filed Apr 14, 2023 20:30 UTC Riot Platforms, Inc. RIOT · Entity 3724 Tax withholdingCommon Stock 6,285 $12.35 $77,619.75
Disclosure

SEC source: 0001415889-23-006549 · form4-04142023_080439.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,289

F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 12,571 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan.

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September 27, 2022 Filed Sep 30, 2022 00:37 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 242,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001079973-22-001214 · ownership.xml · derivative · entry 5

Yee Colin M. · CIK 0001932352 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 242,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan into an equal RSA award. The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration.

F2 · shares: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan into an equal RSA award. The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration.

F2 · derivative.exercise_date: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan into an equal RSA award. The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration.

F2 · derivative.expiration_date: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan into an equal RSA award. The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration.

F2 · derivative.underlying_shares: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan into an equal RSA award. The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration.

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September 27, 2022 Filed Sep 30, 2022 00:37 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 87,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001079973-22-001214 · ownership.xml · derivative · entry 4

Yee Colin M. · CIK 0001932352 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Underlying: Common Stock · 87,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). Pursuant to the applicable RSA award agreement with the Issuer, these shares are eligible to vest, if at all, in equal quarterly tranches through April 1,2024, subject to the Reporting Person's continued service with the Issuer through vesting.

F1 · shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). Pursuant to the applicable RSA award agreement with the Issuer, these shares are eligible to vest, if at all, in equal quarterly tranches through April 1,2024, subject to the Reporting Person's continued service with the Issuer through vesting.

F1 · derivative.exercise_date: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). Pursuant to the applicable RSA award agreement with the Issuer, these shares are eligible to vest, if at all, in equal quarterly tranches through April 1,2024, subject to the Reporting Person's continued service with the Issuer through vesting.

F1 · derivative.expiration_date: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). Pursuant to the applicable RSA award agreement with the Issuer, these shares are eligible to vest, if at all, in equal quarterly tranches through April 1,2024, subject to the Reporting Person's continued service with the Issuer through vesting.

F1 · derivative.underlying_shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). Pursuant to the applicable RSA award agreement with the Issuer, these shares are eligible to vest, if at all, in equal quarterly tranches through April 1,2024, subject to the Reporting Person's continued service with the Issuer through vesting.

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September 27, 2022 Filed Sep 30, 2022 00:37 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantCommon Stock 74,294 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-001214 · ownership.xml · nonDerivative · entry 3

Yee Colin M. · CIK 0001932352 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,574

F3 · shares: Represents the RSA award granted to the Reporting Person, as compensation for serving as the Issuer's Chief Financial Officer, pursuant to an RSA award agreement with the Issuer. These shares are eligible to vest, if at all, in two equal annual tranches as of June 1, 2023, and June 1, 2024, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

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September 27, 2022 Filed Sep 30, 2022 00:37 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionCommon Stock 242,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-001214 · ownership.xml · nonDerivative · entry 2

Yee Colin M. · CIK 0001932352 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan into an equal RSA award. The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration.

Read SEC document
September 27, 2022 Filed Sep 30, 2022 00:37 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionCommon Stock 87,995 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-001214 · ownership.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). Pursuant to the applicable RSA award agreement with the Issuer, these shares are eligible to vest, if at all, in equal quarterly tranches through April 1,2024, subject to the Reporting Person's continued service with the Issuer through vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.