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Leverton Jaime

Disclosed activity across 3 companies

Tapewire entity
32283
SEC CIK
0001998054

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hut 8 Corp.HUT · Entity 3551Director · Chief Executive OfficerJanuary 12, 2024January 17, 2024
Riot Platforms, Inc.RIOT · Entity 3724DirectorJuly 01, 2026July 06, 2026
Vertical Data Inc.VDTA · Entity 9937DirectorAugust 11, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hut 8 Corp.

Report date January 12, 2024 · Filed January 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect269,415 Reported balance After 2024-01-12 transaction · row 1
1 source row

Row 1 · 2024-01-12 · Sale · Disposed 35,761 · Balance 269,415

F1: Reflects shares of common stock sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is automatic as mandated under the Issuer's equity incentive plan, and does not reflect a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price.

F3: The price reported was converted from Canadian dollars to U.S. dollars using the Bank of Canada exchange rate on the transaction date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of common stock sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is automatic as mandated under the Issuer's equity incentive plan, and does not reflect a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price.

F3: The price reported was converted from Canadian dollars to U.S. dollars using the Bank of Canada exchange rate on the transaction date.

Riot Platforms, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,450 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 8,347 · Balance 36,450

F1: Represents the unvested award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2027. Each RSU represents the contingent right to receive one share of the Issuer's common stock, no par value per share, upon vesting and settlement by the Issuer. These RSUs are eligible to vest, if at all, in four approximately equal tranches on September 30, 2026, December 31, 2026, March 31, 2027, and June 30, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the unvested award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2027. Each RSU represents the contingent right to receive one share of the Issuer's common stock, no par value per share, upon vesting and settlement by the Issuer. These RSUs are eligible to vest, if at all, in four approximately equal tranches on September 30, 2026, December 31, 2026, March 31, 2027, and June 30, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Vertical Data Inc.

Report date August 11, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy PansyCake Holdings Limited85,000 Reported balance After 2026-08-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-11 · Purchase · Acquired 85,000 · Balance 85,000

F1: Shares purchased in the issuer's private placement of 1,373,152 shares of common stock at $3.00 per share, which closed on August 11, 2026.

F2: Shares held of record by PansyCake Holdings Limited.

Common StockSEC Table I · non-derivativeDirect31,712 Reported balance After 2026-09-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 31,712 · Balance 31,712

F3: Represents restricted stock units ("RSUs") granted under the Vertical Data Inc. 2024 Stock Incentive Plan pursuant to a unanimous written consent of the Board of Directors executed by all directors on September 17, 2026, in consideration of services rendered to the issuer during the period July 1, 2025 through June 30, 2026. Each RSU represents the right to receive one share of common stock, settles solely in shares of common stock on a one-for-one basis and may not be settled in cash. The RSUs were granted to the reporting person individually.

F4: The RSUs were 100% vested as of the grant date and are not subject to any continued-service requirement, forfeiture condition or issuer repurchase right. The underlying shares are to be delivered as promptly as practicable following the grant date and in all events no later than March 15, 2027.

F5: Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

F6: The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing the target grant value approved by the Board ($150,000) by $4.73, the 30-calendar-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended September 15, 2026, rounded to the nearest whole unit.

Common StockSEC Table I · non-derivativeDirect49,561 Reported balance After 2026-10-06 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-10-06 · Grant · Acquired 17,849 · Balance 49,561

F7: Represents RSUs granted under the plan referred to in footnote 3 as the annual grant to non-employee directors under the issuer's Non-Employee Director Compensation Policy for the service period July 1, 2026 through June 30, 2027, pursuant to a unanimous written consent of the Board of Directors executed by all directors on October 6, 2026. Each RSU represents the right to receive one share of common stock. 4,462 RSUs vested on the grant date, and the remaining RSUs vest in installments of 4,462 on December 31, 2026, 4,462 on March 31, 2027 and 4,463 on June 30, 2027, subject to continued service on the Board. Vested RSUs settle in shares of common stock as soon as practicable following each vesting date.

F5: Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

F8: The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing $100,000 by $5.6023, the 30-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended October 5, 2026, rounded down to the nearest whole unit.

Common StockSEC Table I · non-derivativeIndirectBy Jaime Leverton Ventures & Advisory Inc.259,552 Reported balance Holding disclosure · report date 2026-08-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 259,552

F9: Shares held of record by Jaime Leverton Ventures & Advisory Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased in the issuer's private placement of 1,373,152 shares of common stock at $3.00 per share, which closed on August 11, 2026.

F2: Shares held of record by PansyCake Holdings Limited.

F3: Represents restricted stock units ("RSUs") granted under the Vertical Data Inc. 2024 Stock Incentive Plan pursuant to a unanimous written consent of the Board of Directors executed by all directors on September 17, 2026, in consideration of services rendered to the issuer during the period July 1, 2025 through June 30, 2026. Each RSU represents the right to receive one share of common stock, settles solely in shares of common stock on a one-for-one basis and may not be settled in cash. The RSUs were granted to the reporting person individually.

F4: The RSUs were 100% vested as of the grant date and are not subject to any continued-service requirement, forfeiture condition or issuer repurchase right. The underlying shares are to be delivered as promptly as practicable following the grant date and in all events no later than March 15, 2027.

F5: Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

F6: The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing the target grant value approved by the Board ($150,000) by $4.73, the 30-calendar-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended September 15, 2026, rounded to the nearest whole unit.

F7: Represents RSUs granted under the plan referred to in footnote 3 as the annual grant to non-employee directors under the issuer's Non-Employee Director Compensation Policy for the service period July 1, 2026 through June 30, 2027, pursuant to a unanimous written consent of the Board of Directors executed by all directors on October 6, 2026. Each RSU represents the right to receive one share of common stock. 4,462 RSUs vested on the grant date, and the remaining RSUs vest in installments of 4,462 on December 31, 2026, 4,462 on March 31, 2027 and 4,463 on June 30, 2027, subject to continued service on the Board. Vested RSUs settle in shares of common stock as soon as practicable following each vesting date.

F8: The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing $100,000 by $5.6023, the 30-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended October 5, 2026, rounded down to the nearest whole unit.

F9: Shares held of record by Jaime Leverton Ventures & Advisory Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 9, 2026 19:02 UTC Vertical Data Inc. VDTA · Entity 9937 GrantCommon Stock 17,849 $0.00 $0.00
Disclosure

SEC source: 0001998054-26-000009 · leverton_form4.xml · nonDerivative · entry 3

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,561

F7 · security: Represents RSUs granted under the plan referred to in footnote 3 as the annual grant to non-employee directors under the issuer's Non-Employee Director Compensation Policy for the service period July 1, 2026 through June 30, 2027, pursuant to a unanimous written consent of the Board of Directors executed by all directors on October 6, 2026. Each RSU represents the right to receive one share of common stock. 4,462 RSUs vested on the grant date, and the remaining RSUs vest in installments of 4,462 on December 31, 2026, 4,462 on March 31, 2027 and 4,463 on June 30, 2027, subject to continued service on the Board. Vested RSUs settle in shares of common stock as soon as practicable following each vesting date.

F5 · kind: Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

F8 · price: The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing $100,000 by $5.6023, the 30-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended October 5, 2026, rounded down to the nearest whole unit.

Read SEC document
September 17, 2026 Filed Oct 9, 2026 19:02 UTC Vertical Data Inc. VDTA · Entity 9937 GrantCommon Stock 31,712 $0.00 $0.00
Disclosure

SEC source: 0001998054-26-000009 · leverton_form4.xml · nonDerivative · entry 2

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,712

F3 · security: Represents restricted stock units ("RSUs") granted under the Vertical Data Inc. 2024 Stock Incentive Plan pursuant to a unanimous written consent of the Board of Directors executed by all directors on September 17, 2026, in consideration of services rendered to the issuer during the period July 1, 2025 through June 30, 2026. Each RSU represents the right to receive one share of common stock, settles solely in shares of common stock on a one-for-one basis and may not be settled in cash. The RSUs were granted to the reporting person individually.

F4 · security: The RSUs were 100% vested as of the grant date and are not subject to any continued-service requirement, forfeiture condition or issuer repurchase right. The underlying shares are to be delivered as promptly as practicable following the grant date and in all events no later than March 15, 2027.

F5 · kind: Each grant was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).

F6 · price: The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing the target grant value approved by the Board ($150,000) by $4.73, the 30-calendar-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended September 15, 2026, rounded to the nearest whole unit.

Read SEC document
August 11, 2026 Filed Oct 9, 2026 19:02 UTC Vertical Data Inc. VDTA · Entity 9937 PurchaseCommon Stock 85,000 $3.00 $255,000.00
Disclosure

SEC source: 0001998054-26-000009 · leverton_form4.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By PansyCake Holdings Limited

Disclosed balance after: 85,000

F1 · security: Shares purchased in the issuer's private placement of 1,373,152 shares of common stock at $3.00 per share, which closed on August 11, 2026.

F2 · ownership.nature: Shares held of record by PansyCake Holdings Limited.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:00 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantCommon Stock 8,347 $0.00 $0.00
Disclosure

SEC source: 0001998054-26-000006 · form4-07062026_060711.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,450

F1 · shares: Represents the unvested award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2027. Each RSU represents the contingent right to receive one share of the Issuer's common stock, no par value per share, upon vesting and settlement by the Issuer. These RSUs are eligible to vest, if at all, in four approximately equal tranches on September 30, 2026, December 31, 2026, March 31, 2027, and June 30, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
January 23, 2026 Filed Oct 9, 2026 19:02 UTC Amendment Vertical Data Inc. VDTA · Entity 9937 Exercise / conversionCommon Stock 187,500 $0.05 $9,375.00
Disclosure

SEC source: 0001998054-26-000008 · leverton_form4a.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jaime Leverton Ventures & Advisory Inc.

Disclosed balance after: 259,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: This Amendment also amends the reporting of ownership form. The original Form 4 reported the securities acquired, and the 259,552 shares beneficially owned following the transaction, as held directly. Those shares were issued to, and are held of record by, Jaime Leverton Ventures & Advisory Inc., and are beneficially owned indirectly by the reporting person. See also the Form 3/A filed herewith.

Read SEC document
January 23, 2026 Filed Mar 4, 2026 17:10 UTC Vertical Data Inc. VDTA · Entity 9937 Exercise / conversionStock Option (Right to Buy) · Derivative 208,333 $0.05 Strike: $0.05 $10,416.65
Disclosure

SEC source: 0001998054-26-000002 · primary_doc.xml · derivative · entry 2

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,583

Underlying: Common Stock · 187,500 shares

Expires 2034-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 208,333 options that were exercised, 20,833 were withheld in order to effectuate a cashless exercise transaction

F2 · derivative.exercise_date: 33.33% of the granted options were exercisable on the first anniversary of the grant date with the remaining 66.66% vesting in equal monthly installments over the remaining two years of the (three year) vesting period

F1 · derivative.underlying_shares: Of the 208,333 options that were exercised, 20,833 were withheld in order to effectuate a cashless exercise transaction

Read SEC document
January 23, 2026 Filed Mar 4, 2026 17:10 UTC Vertical Data Inc. VDTA · Entity 9937 Exercise / conversionCommon Stock 187,500 $0.05 $9,375.00
Disclosure

SEC source: 0001998054-26-000002 · primary_doc.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 208,333 options that were exercised, 20,833 were withheld in order to effectuate a cashless exercise transaction

Read SEC document
July 11, 2025 Filed Jul 15, 2025 22:30 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantCommon Stock 16,103 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019807 · form4-07152025_060704.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,103

F1 · shares: Represents the unvested award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2026. Each RSU represents the contingent right to receive one share of the Issuer's common stock, no par value per share, upon vesting and settlement by the Issuer. These RSUs are eligible to vest, if at all, in four approximately equal tranches on September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:20 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019141 · form4-07022025_060701.xml · derivative · entry 2

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee.

F2 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:20 UTC Riot Platforms, Inc. RIOT · Entity 3724 Exercise / conversionCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019141 · form4-07022025_060701.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:12 UTC Riot Platforms, Inc. RIOT · Entity 3724 GrantRestricted Stock Units · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005550 · form4-02252025_100220.xml · derivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_date: On February 21, 2025, pursuant to the award agreement between the Issuer and the Reporting Person, the reported service-based restricted stock units ("RSUs") are eligible to vest in two equal tranches as of March 31, 2025 and June 30, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F1 · derivative.expiration_date: On February 21, 2025, pursuant to the award agreement between the Issuer and the Reporting Person, the reported service-based restricted stock units ("RSUs") are eligible to vest in two equal tranches as of March 31, 2025 and June 30, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.underlying_shares: Each unvested RSU represents the contingent right to receive one (1) share of Common Stock upon vesting and settlement by the Issuer in accordance with its compensation practices and the Issuer's 2019 Equity Incentive Plan, as amended.

F3 · balance_after: Represents the total number of RSUs held or beneficially owned, directly and indirectly, by the Reporting Person, following the reported transaction.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 01:35 UTC Hut 8 Corp. HUT · Entity 3551 SaleCommon Stock 35,761 $10.10 $361,261.20
Disclosure

SEC source: 0001209191-24-001684 · doc4.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,415

F1 · kind: Reflects shares of common stock sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is automatic as mandated under the Issuer's equity incentive plan, and does not reflect a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price.

F3 · price: The price reported was converted from Canadian dollars to U.S. dollars using the Bank of Canada exchange rate on the transaction date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 02:34 UTC Hut 8 Corp. HUT · Entity 3551 Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000616 · doc4.xml · derivative · entry 2

Leverton Jaime · CIK 0001998054 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer.

F3 · derivative.exercise_date: Reflects RSUs that vested on December 31, 2023.

F3 · derivative.expiration_date: Reflects RSUs that vested on December 31, 2023.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 02:34 UTC Hut 8 Corp. HUT · Entity 3551 Exercise / conversionCommon Stock 66,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-000616 · doc4.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units ("RSUs") that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
December 22, 2023 Filed Dec 28, 2023 00:04 UTC Hut 8 Corp. HUT · Entity 3551 SaleCommon Stock 98,724 $14.21 $1,402,956.89
Disclosure

SEC source: 0001209191-23-059831 · doc4.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,509

F1 · kind: Reflects shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · price: The price reported was converted from Canadian dollars to U.S. dollars using the Bank of Canada exchange rate on the transaction date.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 02:31 UTC Hut 8 Corp. HUT · Entity 3551 Exercise / conversionRestricted Stock Units · Derivative 183,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058435 · doc4.xml · derivative · entry 2

Leverton Jaime · CIK 0001998054 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,816

Underlying: Common Stock · 183,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer.

F3 · derivative.exercise_date: Reflects RSUs that vest in three equal annual installments beginning on December 9, 2023.

F3 · derivative.expiration_date: Reflects RSUs that vest in three equal annual installments beginning on December 9, 2023.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 02:31 UTC Hut 8 Corp. HUT · Entity 3551 Exercise / conversionCommon Stock 183,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058435 · doc4.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units ("RSUs") that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.