Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Riot Platforms, Inc.RIOT · Entity 3724 | Director · EXECUTIVE CHAIRMAN | January 01, 2026 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Riot Platforms, Inc.
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,638,339 |
Ending reported balance
After 2026-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-01-01 · Grant · Acquired 473,559 · Balance 8,691,221 F1: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. Row 2 · 2026-01-01 · Grant · Acquired 947,118 · Balance 9,638,339 F2: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 473,559 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2026-01-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000,000 F3: Shares held in trust by the Reporting Person in a Cayman Islands trust company established by the Reporting Person, as of January 16, 2023, Acorn Capital Foundation Limited company (the "Trust"). The Reporting Person is the sole settlor, director and beneficiary of the Trust, and retains all rights with respect to the shares held therein |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
F2: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 473,559 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.
F3: Shares held in trust by the Reporting Person in a Cayman Islands trust company established by the Reporting Person, as of January 16, 2023, Acorn Capital Foundation Limited company (the "Trust"). The Reporting Person is the sole settlor, director and beneficiary of the Trust, and retains all rights with respect to the shares held therein
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2026 Filed Jan 5, 2026 23:00 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 947,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001757880-26-000003 · form4-01052026_060109.xml · nonDerivative · entry 2 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,638,339 F2 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 473,559 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 23:00 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 473,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001757880-26-000003 · form4-01052026_060109.xml · nonDerivative · entry 1 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,691,221 F1 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 01:30 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 753,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019301 · form4-07032024_090701.xml · nonDerivative · entry 2 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,217,662 F2 · shares: Represents the maximum achievable award of performance-based restricted shares of the Issuer's Common Stock, no par value per share, ("PRSAs") of up to a maximum of 200% of the target amount, which is 376,884 shares, during the three-year performance period from January 1, 2024 through December 31, 2026 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to an LTIP award agreement with the Issuer. These PRSAs are eligible to vest, if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of certain performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 1, 2027. Any unvested portion of the PRSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 01:30 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 376,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019301 · form4-07032024_090701.xml · nonDerivative · entry 1 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,463,894 F1 · shares: Represents the award of service-based restricted shares of the Issuer's Common Stock, no par value per share, ("RSAs"), granted to the Reporting Person, as authorized by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP"), pursuant to an LTIP award agreement with the Issuer. These shares are eligible to vest, if at all, in three approximately equal annual tranches as of July 1, 2025, July 1, 2026, and July 1, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Any unvested portion of the RSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:23 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Disposition to issuerCommon Stock | 298,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005340 · form4-02272024_120234.xml · nonDerivative · entry 1 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,087,010 F1 · shares: Represents the return to the Issuer of the performance-based restricted shares of Common Stock originally awarded to the Reporting Person pursuant to the performance-incentive program established under the Issuer's 2019 Equity Plan as of August 12, 2021, which remained unvested as of the end of such performance program, as of February 22, 2024. Pursuant to the award agreement covering such award, any shares of restricted Common Stock remaining unvested as of the end of such performance program were automatically forfeited and returned to the Issuer, without consideration therefor. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:30 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-000796 · form4-01052024_070114.xml · nonDerivative · entry 1 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,385,344 F1 · kind: 'Represents the award of performance-based restricted shares of the Issuer's Common Stock, no par value per share, ("Common Stock") awarded to the Reporting Person, under the Issuer's Long-Term Incentive Program (the "LTIP") established, as of July 13, 2023, by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Issuer's 2019 Equity Incentive Plan, as amended, (the "Equity Plan") for the period ending July 31, 2026 (the "Award Term"), pursuant to an equity award agreement between the Issuer and Reporting Person (the "Award Agreement"). F2 · shares: The number of restricted shares of Common Stock reported represents the maximum achievable award under the LTIP (200% of the target award). As set forth in the Award Agreement, the final number of shares of Common Stock to vest will be determined based on the Issuer's achievement, as of the end of the Award Term, of certain performance objectives established for it by the Committee under the LTIP, subject to the the Reporting Person's continued service with the Issuer through vesting. Pursuant to the Award Agreement, the shares are subject to certain restrictions, including on transfer, and are at risk of forfeiture until vested. F3 · balance_after: Excludes 1,000,000 shares held in trust by the Reporting Person. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 23:26 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 369,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011205 · form4-07172023_110714.xml · nonDerivative · entry 2 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,385,344 F1 · kind: Represents a grant of unvested restricted shares of the Issuer's Common Stock, no par value per share, (the "Restricted Shares") granted to the Reporting Person, as compensation for services to the Issuer, according to the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP") by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Issuer's 2019 Equity Incentive Plan, as amended, (the "Equity Plan") for the period ending July 31, 2026 (the "Award Term"). According to the award agreement between the Issuer and Reporting Person governing such award (the "Award Agreement"), the final number of Restricted Shares to vest shall be determined as of the end of the Award Term, based on (i) the Reporting Person's continued employment with the Issuer through vesting, and (ii) the Issuer's achievement of certain performance objectives established for it by the Committee under the LTIP. F3 · shares: Represents the maximum achievable award of performance-based restricted shares of the Issuer's Common Stock ("PRSAs") of up to a maximum of 200% of the target amount, which is 184,820, during the three-year performance period from January 1, 2023 through December 31, 2025 (the "Performance Period"), granted to the Reporting Person, as authorized by the Committee under the LTIP, pursuant to an LTIP award agreement with the Issuer. These PRSAs are eligible to vest, if at all, based upon certification by the Committee of the Company's achievement, as of the end of the Performance Period, of performance objectives, and subject to the Reporting Persons continued service with the Issuer through July 31, 2026. Any unvested portion of the PRSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 23:26 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 184,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011205 · form4-07172023_110714.xml · nonDerivative · entry 1 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,015,704 F1 · kind: Represents a grant of unvested restricted shares of the Issuer's Common Stock, no par value per share, (the "Restricted Shares") granted to the Reporting Person, as compensation for services to the Issuer, according to the Long-Term Incentive Program established, as of July 13, 2023, (the "LTIP") by the Issuer's Compensation and Human Resources Committee of its Board of Directors (the "Committee") under the Issuer's 2019 Equity Incentive Plan, as amended, (the "Equity Plan") for the period ending July 31, 2026 (the "Award Term"). According to the award agreement between the Issuer and Reporting Person governing such award (the "Award Agreement"), the final number of Restricted Shares to vest shall be determined as of the end of the Award Term, based on (i) the Reporting Person's continued employment with the Issuer through vesting, and (ii) the Issuer's achievement of certain performance objectives established for it by the Committee under the LTIP. F2 · shares: Represents the award of service-based restricted shares of the Issuer's Common Stock ("RSAs") granted to the Reporting Person, as authorized by the Committee under the LTIP, as compensation for serving as the Issuer's Executive Chairman, pursuant to an LTIP award agreement with the Issuer. These shares are eligible to vest, if at all, in three approximately equal annual tranches as of July 1, 2024, July 1, 2025 and July 1, 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Any unvested portion of the RSAs shall be automatically forfeited and returned to the Issuer, without consideration therefore. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 01:37 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 50,051 | $12.49 | $625,136.99 |
DisclosureSEC source: 0001415889-23-009305 · form4-06062023_010611.xml · nonDerivative · entry 3 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,830,884 F3 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.38 to $12.69, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 01:37 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 435,833 | $11.70 | $5,099,246.10 |
DisclosureSEC source: 0001415889-23-009305 · form4-06062023_010611.xml · nonDerivative · entry 2 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,880,935 F2 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.38 to $12.37, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:37 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 274,696 | $12.02 | $3,301,845.92 |
DisclosureSEC source: 0001415889-23-009305 · form4-06062023_010611.xml · nonDerivative · entry 1 Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,316,768 F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.02 to $12.08, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 23:44 UTC Amendment | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 378,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001212 · ownership.xml · derivative · entry 7 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 378,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. F2 · derivative.exercise_date: All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. F2 · derivative.expiration_date: All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 23:44 UTC Amendment | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 44,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001212 · ownership.xml · derivative · entry 6 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,334 Underlying: Common Stock · 44,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. F2 · derivative.exercise_date: All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. F2 · derivative.expiration_date: All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 23:44 UTC Amendment | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001212 · ownership.xml · derivative · entry 5 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,000 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. F2 · derivative.exercise_date: All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. F2 · derivative.expiration_date: All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 23:44 UTC Amendment | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 2,971,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001212 · ownership.xml · nonDerivative · entry 4 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,591,464 F1 · date: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. F1 · acquired: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 23:44 UTC Amendment | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 378,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001212 · ownership.xml · nonDerivative · entry 3 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. F1 · acquired: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 23:44 UTC Amendment | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 44,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001212 · ownership.xml · nonDerivative · entry 2 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 23:44 UTC Amendment | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001212 · ownership.xml · nonDerivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestriced Stock Units · Derivative | 378,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001199 · ownership.xml · derivative · entry 7 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 378,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Under the Issuer's equity plan, each restricted stock unit ("RSU") represents the right to receive, upon vesting and settlement, one share of the Issuer's Common Stock, subject to any net settlement permitted by the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported transactions represent settlement by the Issuer of 3,750 vested service-based RSUs granted to the Reporting Person as of May 24, 2021, which vested quarterly following the grant date F4 · shares: As of September 26, 2022, the Committee authorized the conversion of all unvested RSUs granted under the Plan into unvested restricted shares of Common Stock ("Restricted Stock"), without further consideration. Accordingly, the reported transaction represents the conversion of all unvested RSUs granted to the Reporting Person under the equity plan. The 378,334 shares of Restricted Stock represent the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the achievement, during the performance period expiring as of December 31, 2023, of certain performance objectives established for the Issuer under the performance plan. Shares of Restricted Stock are subject to forfeiture until vested, and shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F4 · derivative.exercise_date: As of September 26, 2022, the Committee authorized the conversion of all unvested RSUs granted under the Plan into unvested restricted shares of Common Stock ("Restricted Stock"), without further consideration. Accordingly, the reported transaction represents the conversion of all unvested RSUs granted to the Reporting Person under the equity plan. The 378,334 shares of Restricted Stock represent the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the achievement, during the performance period expiring as of December 31, 2023, of certain performance objectives established for the Issuer under the performance plan. Shares of Restricted Stock are subject to forfeiture until vested, and shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F4 · derivative.expiration_date: As of September 26, 2022, the Committee authorized the conversion of all unvested RSUs granted under the Plan into unvested restricted shares of Common Stock ("Restricted Stock"), without further consideration. Accordingly, the reported transaction represents the conversion of all unvested RSUs granted to the Reporting Person under the equity plan. The 378,334 shares of Restricted Stock represent the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the achievement, during the performance period expiring as of December 31, 2023, of certain performance objectives established for the Issuer under the performance plan. Shares of Restricted Stock are subject to forfeiture until vested, and shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F4 · derivative.underlying_shares: As of September 26, 2022, the Committee authorized the conversion of all unvested RSUs granted under the Plan into unvested restricted shares of Common Stock ("Restricted Stock"), without further consideration. Accordingly, the reported transaction represents the conversion of all unvested RSUs granted to the Reporting Person under the equity plan. The 378,334 shares of Restricted Stock represent the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the achievement, during the performance period expiring as of December 31, 2023, of certain performance objectives established for the Issuer under the performance plan. Shares of Restricted Stock are subject to forfeiture until vested, and shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F2 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 46,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001199 · ownership.xml · derivative · entry 6 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Under the Issuer's equity plan, each restricted stock unit ("RSU") represents the right to receive, upon vesting and settlement, one share of the Issuer's Common Stock, subject to any net settlement permitted by the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported transactions represent settlement by the Issuer of 3,750 vested service-based RSUs granted to the Reporting Person as of May 24, 2021, which vested quarterly following the grant date F3 · shares: The reported transactions represent settlement by the Issuer of 46,666 vested performance-based RSUs granted to the Reporting Person under the performance-incentive plan adopted by the Committee under the equity plan as of August 12, 2021, which vested based on the Issuer's achievement of performance objectives corresponding to 46,666 RSUs. F3 · derivative.exercise_date: The reported transactions represent settlement by the Issuer of 46,666 vested performance-based RSUs granted to the Reporting Person under the performance-incentive plan adopted by the Committee under the equity plan as of August 12, 2021, which vested based on the Issuer's achievement of performance objectives corresponding to 46,666 RSUs. F3 · derivative.expiration_date: The reported transactions represent settlement by the Issuer of 46,666 vested performance-based RSUs granted to the Reporting Person under the performance-incentive plan adopted by the Committee under the equity plan as of August 12, 2021, which vested based on the Issuer's achievement of performance objectives corresponding to 46,666 RSUs. F3 · derivative.underlying_shares: The reported transactions represent settlement by the Issuer of 46,666 vested performance-based RSUs granted to the Reporting Person under the performance-incentive plan adopted by the Committee under the equity plan as of August 12, 2021, which vested based on the Issuer's achievement of performance objectives corresponding to 46,666 RSUs. F2 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001199 · ownership.xml · derivative · entry 5 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,666 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Under the Issuer's equity plan, each restricted stock unit ("RSU") represents the right to receive, upon vesting and settlement, one share of the Issuer's Common Stock, subject to any net settlement permitted by the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported transactions represent settlement by the Issuer of 3,750 vested service-based RSUs granted to the Reporting Person as of May 24, 2021, which vested quarterly following the grant date F2 · shares: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F2 · derivative.exercise_date: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F2 · derivative.expiration_date: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F2 · derivative.underlying_shares: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F2 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 2,971,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001199 · ownership.xml · nonDerivative · entry 4 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,591,464 F5 · shares: Represents the grant of 2,971,768 shares of Restricted Stock to the Reporting Person as compensation for serving as the Issuer's Executive Chairman. Pursuant to the applicable award agreement, these shares are eligible to vest, if at all, in two equal annual tranches as of June 1, 2023, and June 1, 2024, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. F2 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 378,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001199 · ownership.xml · nonDerivative · entry 3 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: As of September 26, 2022, the Committee authorized the conversion of all unvested RSUs granted under the Plan into unvested restricted shares of Common Stock ("Restricted Stock"), without further consideration. Accordingly, the reported transaction represents the conversion of all unvested RSUs granted to the Reporting Person under the equity plan. The 378,334 shares of Restricted Stock represent the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the achievement, during the performance period expiring as of December 31, 2023, of certain performance objectives established for the Issuer under the performance plan. Shares of Restricted Stock are subject to forfeiture until vested, and shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F2 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 44,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001199 · ownership.xml · nonDerivative · entry 2 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The reported transactions represent settlement by the Issuer of 46,666 vested performance-based RSUs granted to the Reporting Person under the performance-incentive plan adopted by the Committee under the equity plan as of August 12, 2021, which vested based on the Issuer's achievement of performance objectives corresponding to 46,666 RSUs. F2 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001199 · ownership.xml · nonDerivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Under the Issuer's equity plan, each restricted stock unit ("RSU") represents the right to receive, upon vesting and settlement, one share of the Issuer's Common Stock, subject to any net settlement permitted by the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported transactions represent settlement by the Issuer of 3,750 vested service-based RSUs granted to the Reporting Person as of May 24, 2021, which vested quarterly following the grant date F2 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| July 13, 2022 Filed Jul 16, 2022 01:59 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 16,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000853 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,416 Underlying: Common Stock · 16,666 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Equity Plan") each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") upon settlement by the Issuer following vesting. PSUs are subject to vesting under the performance plan established by the Issuer's Compensation and Human Resources Committee (the "Committee") under the Equity Plan, (the "Performance Plan") in connection with the Issuer's achievement of certain performance milestones specified by the Committee during the performance period expiring on December 31, 2023. F2 · shares: On July 13, 2022, the Committee determined that the Issuer had achieved, as of June 30, 2022, the performance criteria corresponding to 16,666 PSUs. Upon vesting, the Issuer records PSUs as Restricted Stock Units, which are eligible to be settled by the Issuer in shares of its Common Stock on a one-for-one basis, subject to any net settlement for taxes as permitted under the Plan and as approved by the Committee. Accordingly, the award of 16,666 Restricted Stock Units reported on this Form 4 represents the vesting of 16,666 PSUs awarded to the Reporting Person on August 12, 2021. F1 · price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Equity Plan") each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") upon settlement by the Issuer following vesting. PSUs are subject to vesting under the performance plan established by the Issuer's Compensation and Human Resources Committee (the "Committee") under the Equity Plan, (the "Performance Plan") in connection with the Issuer's achievement of certain performance milestones specified by the Committee during the performance period expiring on December 31, 2023. F2 · derivative.exercise_date: On July 13, 2022, the Committee determined that the Issuer had achieved, as of June 30, 2022, the performance criteria corresponding to 16,666 PSUs. Upon vesting, the Issuer records PSUs as Restricted Stock Units, which are eligible to be settled by the Issuer in shares of its Common Stock on a one-for-one basis, subject to any net settlement for taxes as permitted under the Plan and as approved by the Committee. Accordingly, the award of 16,666 Restricted Stock Units reported on this Form 4 represents the vesting of 16,666 PSUs awarded to the Reporting Person on August 12, 2021. F2 · derivative.expiration_date: On July 13, 2022, the Committee determined that the Issuer had achieved, as of June 30, 2022, the performance criteria corresponding to 16,666 PSUs. Upon vesting, the Issuer records PSUs as Restricted Stock Units, which are eligible to be settled by the Issuer in shares of its Common Stock on a one-for-one basis, subject to any net settlement for taxes as permitted under the Plan and as approved by the Committee. Accordingly, the award of 16,666 Restricted Stock Units reported on this Form 4 represents the vesting of 16,666 PSUs awarded to the Reporting Person on August 12, 2021. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the eported transaction. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 21:59 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000438 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") the Reporting Person was granted performance-based restricted stock unit ("PSUs") as of August 12, 2021, which are eligible to vest contingent upon the Issuer's achievement of certain performance criteria during the performance period ending on December 31, 2023. Each PSU represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F1 · price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") the Reporting Person was granted performance-based restricted stock unit ("PSUs") as of August 12, 2021, which are eligible to vest contingent upon the Issuer's achievement of certain performance criteria during the performance period ending on December 31, 2023. Each PSU represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F2 · derivative.exercise_date: On April 13, 2022, the Committee determined that the performance criteria corresponding to 30,000 PSUs had been achieved as of March 31, 2022. Therefore, 30,000 of the PSUs originally awarded to the Reporting Person became vested as of April 13, 2022. Upon vesting, the Issuer records PSUs as Restricted Stock Units, which are eligible to be settled by the Issuer in shares of its Common Stock on a one-for-one basis, subject to any net settlement for taxes as permitted under the Plan and as approved by the Committee. Accordingly, the award of 30,000 Restricted Stock Units reported on this Form 4 represents the vesting of 30,000 PSUs awarded to the Reporting Person on August 12, 2021. F2 · derivative.expiration_date: On April 13, 2022, the Committee determined that the performance criteria corresponding to 30,000 PSUs had been achieved as of March 31, 2022. Therefore, 30,000 of the PSUs originally awarded to the Reporting Person became vested as of April 13, 2022. Upon vesting, the Issuer records PSUs as Restricted Stock Units, which are eligible to be settled by the Issuer in shares of its Common Stock on a one-for-one basis, subject to any net settlement for taxes as permitted under the Plan and as approved by the Committee. Accordingly, the award of 30,000 Restricted Stock Units reported on this Form 4 represents the vesting of 30,000 PSUs awarded to the Reporting Person on August 12, 2021. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 248,892 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000183 · ownership.xml · derivative · entry 6 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 248,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Restricted Stock Units ("RSUs") awarded to the Reporting Person as compensation under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") are convertible into shares of the Issuer's common stock, no par value per share, ("Common Stock") on a one-for-one basis, subject to any net settlement permitted under the Plan, upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · price: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F5 · derivative.exercise_date: Represents the settlement by the Issuer of the following vested time-based RSU awards granted to the Reporting Person under the Plan: (i) 227,642 RSUs granted on February 27, 2020, as compensation for the Reporting Person's service as a member of the Issuer's Board of Directors for Fiscal Years 2019 and 2020, which vested and became eligible for settlement as of February 15, 2022; (ii) 10,000 RSUs granted on February 9, 2021, as compensation for the Reporting Person's service as a member of the Issuer's Board of Directors for Fiscal Year 2021, which vested in equal quarterly intervals following the grant date; and (iii) 11,250 RSUs, representing the vested portion of the 15,000 RSUs granted on May 24, 2021 pursuant to the Reporting Person's Executive Employment Agreement with the Issuer, which vest in equal quarterly intervals following the grant date. F5 · derivative.expiration_date: Represents the settlement by the Issuer of the following vested time-based RSU awards granted to the Reporting Person under the Plan: (i) 227,642 RSUs granted on February 27, 2020, as compensation for the Reporting Person's service as a member of the Issuer's Board of Directors for Fiscal Years 2019 and 2020, which vested and became eligible for settlement as of February 15, 2022; (ii) 10,000 RSUs granted on February 9, 2021, as compensation for the Reporting Person's service as a member of the Issuer's Board of Directors for Fiscal Year 2021, which vested in equal quarterly intervals following the grant date; and (iii) 11,250 RSUs, representing the vested portion of the 15,000 RSUs granted on May 24, 2021 pursuant to the Reporting Person's Executive Employment Agreement with the Issuer, which vest in equal quarterly intervals following the grant date. F3 · balance_after: Represents net settlement in connection with the conversion of vested RSUs into shares of the Issuer's Common Stock based on the price per share of the Issuer's Common Stock as of the conversion, as permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000183 · ownership.xml · derivative · entry 5 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,642 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Restricted Stock Units ("RSUs") awarded to the Reporting Person as compensation under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") are convertible into shares of the Issuer's common stock, no par value per share, ("Common Stock") on a one-for-one basis, subject to any net settlement permitted under the Plan, upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · price: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F4 · derivative.exercise_date: Represents the settlement by the Issuer of 100,000 vested performance-based RSUs, which vested upon the Committee's certification of the Issuer's achievement of certain of the performance objectives detailed in the August 12, 2021 performance-based equity award agreement between the Reporting Person and the Issuer. F4 · derivative.expiration_date: Represents the settlement by the Issuer of 100,000 vested performance-based RSUs, which vested upon the Committee's certification of the Issuer's achievement of certain of the performance objectives detailed in the August 12, 2021 performance-based equity award agreement between the Reporting Person and the Issuer. F3 · balance_after: Represents net settlement in connection with the conversion of vested RSUs into shares of the Issuer's Common Stock based on the price per share of the Issuer's Common Stock as of the conversion, as permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Disposition to issuerCommon Stock | 124,446 | $19.73 | $2,455,319.58 |
DisclosureSEC source: 0001079973-22-000183 · ownership.xml · nonDerivative · entry 4 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,946 F3 · shares: Represents net settlement in connection with the conversion of vested RSUs into shares of the Issuer's Common Stock based on the price per share of the Issuer's Common Stock as of the conversion, as permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F2 · balance_after: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 248,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000183 · ownership.xml · nonDerivative · entry 3 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested Restricted Stock Units ("RSUs") awarded to the Reporting Person as compensation under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") are convertible into shares of the Issuer's common stock, no par value per share, ("Common Stock") on a one-for-one basis, subject to any net settlement permitted under the Plan, upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · balance_after: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Disposition to issuerCommon Stock | 50,000 | $19.73 | $986,500.00 |
DisclosureSEC source: 0001079973-22-000183 · ownership.xml · nonDerivative · entry 2 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 F1 · shares: Vested Restricted Stock Units ("RSUs") awarded to the Reporting Person as compensation under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") are convertible into shares of the Issuer's common stock, no par value per share, ("Common Stock") on a one-for-one basis, subject to any net settlement permitted under the Plan, upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · balance_after: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000183 · ownership.xml · nonDerivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested Restricted Stock Units ("RSUs") awarded to the Reporting Person as compensation under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") are convertible into shares of the Issuer's common stock, no par value per share, ("Common Stock") on a one-for-one basis, subject to any net settlement permitted under the Plan, upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · balance_after: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 02:30 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-000080 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,642 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F1 · price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F2 · derivative.exercise_date: On August 12, 2021, the Reporting Person was granted PSUs, which are eligible to vest contingent upon the Issuer's achievement of certain performance criteria during the performance period ending on December 31, 2023. The Committee determined that, as of December 31, 2021, the performance criteria corresponding to 50,000 PSUs had been achieved. Accordingly, the 50,000 PSUs reported on this Form 4 became vested and eligible to be settled by the Issuer as restricted stock units in accordance with the Plan. F2 · derivative.expiration_date: On August 12, 2021, the Reporting Person was granted PSUs, which are eligible to vest contingent upon the Issuer's achievement of certain performance criteria during the performance period ending on December 31, 2023. The Committee determined that, as of December 31, 2021, the performance criteria corresponding to 50,000 PSUs had been achieved. Accordingly, the 50,000 PSUs reported on this Form 4 became vested and eligible to be settled by the Issuer as restricted stock units in accordance with the Plan. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 02:09 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-001209 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,642 Underlying: Common Stock · 8,333 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F1 · price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F2 · derivative.exercise_date: On August 12, 2021, the Issuer and the Reporting Person entered into a Performance Restricted Stock Unit Award Agreement, dated as of August 12, 2021, (the "Award Agreement") pursuant to which the Issuer granted the Reporting Person PSUs, contingent upon the Issuer's achievement of certain performance criteria during the performance period ending on December 31, 2023. On December 3, 2021, the Committee determined that, as of the end of the third fiscal quarter of 2021, the performance criteria for 8,333 PSUs granted to the Reporting Person under the Award Agreement had been achieved. Accordingly, the 8,333 PSUs reported on this form became vested and eligible to be settled by the Issuer as restricted stock units in accordance with the Plan and the Award Agreement. F2 · derivative.expiration_date: On August 12, 2021, the Issuer and the Reporting Person entered into a Performance Restricted Stock Unit Award Agreement, dated as of August 12, 2021, (the "Award Agreement") pursuant to which the Issuer granted the Reporting Person PSUs, contingent upon the Issuer's achievement of certain performance criteria during the performance period ending on December 31, 2023. On December 3, 2021, the Committee determined that, as of the end of the third fiscal quarter of 2021, the performance criteria for 8,333 PSUs granted to the Reporting Person under the Award Agreement had been achieved. Accordingly, the 8,333 PSUs reported on this form became vested and eligible to be settled by the Issuer as restricted stock units in accordance with the Plan and the Award Agreement. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 21:01 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 41,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-000805 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,309 Underlying: Common Stock · 41,667 shares Expires not disclosed F1 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") which covert, on a one-for-one basis, into shares of the Issuer's Common Stock, no par value per share, subject to any net settlement for taxes permitted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended (the "Plan"). The PSUs were issued to the Reporting Person under the Plan pursuant to the Performance Restricted Stock Unit Award Agreement, dated as of August 12, 2021, between the Issuer and the Reporting Person (the "Award Agreement"), as approved by the Compensation and Human Resources Committee of the Issuer. F2 · derivative.exercise_date: On August 12, 2021, the Committee determined the performance goals for 41,667 of the PSUs had been achieved. Accordingly, the 41,667 PSUs indicated on this Form 4 became fully vested and eligible to be settled by the Issuer in accordance with its customary practices and procedures, subject to any net settlement for taxes permitted under the Plan and the Award Agreement. F2 · derivative.expiration_date: On August 12, 2021, the Committee determined the performance goals for 41,667 of the PSUs had been achieved. Accordingly, the 41,667 PSUs indicated on this Form 4 became fully vested and eligible to be settled by the Issuer in accordance with its customary practices and procedures, subject to any net settlement for taxes permitted under the Plan and the Award Agreement. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:27 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Award · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-000422 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,642 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · price: On May 24, 2021, in connection with the Reporting Person's service as Executive Chairman of the Corporation, the Reporting Person was granted an award of 15,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments following the grant date. F2 · derivative.exercise_date: On May 24, 2021, in connection with the Reporting Person's service as Executive Chairman of the Corporation, the Reporting Person was granted an award of 15,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments following the grant date. F2 · derivative.expiration_date: On May 24, 2021, in connection with the Reporting Person's service as Executive Chairman of the Corporation, the Reporting Person was granted an award of 15,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments following the grant date. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 23:20 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-000086 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,642 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · price: On February 9, 2021, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award of 10,000 RSUs under the Plan, which are eligible to vest in four (4) equal installments on the last day of each fiscal quarter following the grant date. F2 · derivative.exercise_date: On February 9, 2021, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award of 10,000 RSUs under the Plan, which are eligible to vest in four (4) equal installments on the last day of each fiscal quarter following the grant date. F2 · derivative.expiration_date: On February 9, 2021, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award of 10,000 RSUs under the Plan, which are eligible to vest in four (4) equal installments on the last day of each fiscal quarter following the grant date. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:10 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GiftCommon Stock, no par value | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-20-001062 · ownership.xml · nonDerivative · entry 3 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 F1 · price: The reported disposition represents a bona fide gift made by the reporting person to a charitable organization. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:10 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock, no par value | 70,000 | $6.98 | $488,600.00 |
DisclosureSEC source: 0001553350-20-001062 · ownership.xml · nonDerivative · entry 2 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:10 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock, no par value | 70,000 | $7.01 | $490,700.00 |
DisclosureSEC source: 0001553350-20-001062 · ownership.xml · nonDerivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,000 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:03 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock, no par value | 44,068 | $3.50 | $154,238.00 |
DisclosureSEC source: 0001553350-20-000832 · ownership.xml · nonDerivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,000 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:38 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Unit · Derivative | 276,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-20-000423 · ownership.xml · derivative · entry 3 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,642 Underlying: Common Stock, no par value · 276,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. F1 · price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. F3 · derivative.exercise_date: On December 16, 2019, the Reporting Person was granted 276,090 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020. F3 · derivative.expiration_date: On December 16, 2019, the Reporting Person was granted 276,090 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:38 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Tax withholdingCommon Stock, no par value | 69,022 | $1.59 | $109,744.98 |
DisclosureSEC source: 0001079973-20-000423 · ownership.xml · nonDerivative · entry 2 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,068 F2 · shares: Represents net settlement for taxes in connection with the settlement of vested Restricted Stock Units. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:38 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock, no par value | 276,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-20-000423 · ownership.xml · nonDerivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 23:58 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Unit · Derivative | 227,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-000142 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,732 Underlying: Common Stock · 227,642 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer approved the grant of 227,642 restricted stock units pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan to the Reporting Person as compensation for the services performed and to be performed for the Issuer as a member of its Board of Directors in 2020. F2 · derivative.exercise_date: The restricted stock units vest on March 1, 2021. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain Inc., 2019 Equity Incentive Plan. F2 · derivative.expiration_date: The restricted stock units vest on March 1, 2021. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain Inc., 2019 Equity Incentive Plan. F3 · balance_after: Represents the total direct and indirect beneficial ownership of Riot's securities held by the Reporting Person subsequent to the issuance reported by this Form 4. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 02:38 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Unit · Derivative | 276,090 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-19-000653 · ownership.xml · derivative · entry 1 YI SOO IL BENJAMIN · CIK 0001757880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,090 Underlying: Common Stock · 276,090 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer approved the grant of 276,090 restricted stock units pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan to the Reporting Person as compensation for the services performed for the Issuer as a member of the Board during 2018 and 2019. F2 · derivative.exercise_date: The restricted stock units vest on March 31, 2020. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain, Inc., 2019 Equity Incentive Plan. F2 · derivative.expiration_date: The restricted stock units vest on March 31, 2020. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain, Inc., 2019 Equity Incentive Plan. F3 · balance_after: Represents the total direct and indirect beneficial ownership of Riot's securities held by the Reporting Person subsequent to the issuance reported by this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.