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Nasdaq · USD

RIOT

Riot Platforms, Inc.

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Tapewire entity
3724
SEC CIK
0001167419
Parsed reports
306

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202602
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2026 Filed Aug 14, 2026 21:06 UTC GiftCommon Stock 21,198 $0.00 $0.00
Disclosure

SEC source: 0002025334-26-000010 · form4-08142026_090854.xml · nonDerivative · entry 1

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,834,408

F1 · shares: Represents shares of Common Stock gifted by the Reporting Person to a charitable donor advised fund.

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August 05, 2026 Filed Aug 7, 2026 21:00 UTC SaleCommon Stock 2,501 $23.53 $58,848.53
Disclosure

SEC source: 0001931824-26-000017 · form4-08072026_050802.xml · nonDerivative · entry 3

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 699,493

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F4 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $23.41 to $23.73, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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August 05, 2026 Filed Aug 7, 2026 21:00 UTC SaleCommon Stock 9,802 $22.82 $223,681.64
Disclosure

SEC source: 0001931824-26-000017 · form4-08072026_050802.xml · nonDerivative · entry 2

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 701,994

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F3 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $22.41 to $23.40, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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August 05, 2026 Filed Aug 7, 2026 21:00 UTC SaleCommon Stock 35,430 $21.98 $778,751.40
Disclosure

SEC source: 0001931824-26-000017 · form4-08072026_050802.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 711,796

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $21.41 to $22.40, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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July 31, 2026 Filed Aug 5, 2026 00:00 UTC Tax withholdingCommon Stock 148,500 $20.17 $2,995,245.00
Disclosure

SEC source: 0001931824-26-000015 · form4-08042026_080816.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747,226

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock previously granted to the Reporting Person under the Issuer's Long-Term Incentive Program. The vesting of such shares was subject to the Issuer's achievement of certain performance objectives.

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July 31, 2026 Filed Aug 5, 2026 00:00 UTC Tax withholdingCommon Stock 153,162 $20.17 $3,089,277.54
Disclosure

SEC source: 0002025334-26-000008 · form4-08042026_080814.xml · nonDerivative · entry 1

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,855,606

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock previously granted to the Reporting Person under the Issuer's Long-Term Incentive Program. The vesting of such shares was subject to the Issuer's achievement of certain performance objectives.

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July 31, 2026 Filed Aug 5, 2026 00:00 UTC
Les JasonDirector · CEO
Tax withholdingCommon Stock 2,896,921 $20.17 $58,430,896.57
Disclosure

SEC source: 0001721702-26-000018 · form4-08042026_080801.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,944,637

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock previously granted to the Reporting Person under the Issuer's Long-Term Incentive Program. The vesting of such shares was subject to the Issuer's achievement of certain performance objectives.

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July 07, 2026 Filed Jul 9, 2026 20:30 UTC SaleCommon Stock 7,596 $21.93 $166,580.28
Disclosure

SEC source: 0001931824-26-000013 · form4-07092026_040701.xml · nonDerivative · entry 2

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 895,726

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F3 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $21.53 to $22.26, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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July 07, 2026 Filed Jul 9, 2026 20:30 UTC SaleCommon Stock 10,232 $21.22 $217,123.04
Disclosure

SEC source: 0001931824-26-000013 · form4-07092026_040701.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 903,322

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $20.52 to $21.51, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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July 01, 2026 Filed Jul 6, 2026 22:00 UTC GrantCommon Stock 8,347 $0.00 $0.00
Disclosure

SEC source: 0001998054-26-000006 · form4-07062026_060711.xml · nonDerivative · entry 1

Leverton Jaime · CIK 0001998054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,450

F1 · shares: Represents the unvested award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2027. Each RSU represents the contingent right to receive one share of the Issuer's common stock, no par value per share, upon vesting and settlement by the Issuer. These RSUs are eligible to vest, if at all, in four approximately equal tranches on September 30, 2026, December 31, 2026, March 31, 2027, and June 30, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

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July 01, 2026 Filed Jul 6, 2026 22:00 UTC GrantCommon Stock 8,347 $0.00 $0.00
Disclosure

SEC source: 0002056359-26-000004 · form4-07062026_060708.xml · nonDerivative · entry 1

Mouton Douglas · CIK 0002056359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,834

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2027. These shares are eligible to vest, if at all, in four approximately equal tranches on September 30, 2026, December 31, 2026, March 31, 2027, and June 30, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:00 UTC GrantCommon Stock 8,347 $0.00 $0.00
Disclosure

SEC source: 0001611745-26-000004 · form4-07062026_060704.xml · nonDerivative · entry 1

D'Ambrosio Lance Varro · CIK 0001611745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,891

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2027. These shares are eligible to vest, if at all, in four approximately equal tranches on September 30, 2026, December 31, 2026, March 31, 2027, and June 30, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

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July 01, 2026 Filed Jul 6, 2026 22:00 UTC GrantCommon Stock 8,347 $0.00 $0.00
Disclosure

SEC source: 0002021332-26-000004 · form4-07062026_060702.xml · nonDerivative · entry 1

Turner Michael John · CIK 0002021332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,450

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2027. These shares are eligible to vest, if at all, in four approximately equal tranches on September 30, 2026, December 31, 2026, March 31, 2027, and June 30, 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

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July 01, 2026 Filed Jul 6, 2026 21:00 UTC
Yee Colin M.Senior Advisor (See Remarks)
Exercise / conversionRestricted Stock Units · Derivative 83,752 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000006 · form4-07062026_050707.xml · derivative · entry 3

Yee Colin M. · CIK 0001932352 · Senior Advisor (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990,543

Underlying: Common Stock · 83,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

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July 01, 2026 Filed Jul 6, 2026 21:00 UTC
Yee Colin M.Senior Advisor (See Remarks)
Exercise / conversionRestricted Stock Units · Derivative 41,071 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000006 · form4-07062026_050707.xml · derivative · entry 2

Yee Colin M. · CIK 0001932352 · Senior Advisor (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,074,295

Underlying: Common Stock · 41,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:00 UTC
Yee Colin M.Senior Advisor (See Remarks)
Exercise / conversionCommon Stock 124,823 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000006 · form4-07062026_050707.xml · nonDerivative · entry 1

Yee Colin M. · CIK 0001932352 · Senior Advisor (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:00 UTC Tax withholdingCommon Stock 21,966 $23.96 $526,305.36
Disclosure

SEC source: 0002025334-26-000006 · form4-07062026_050701.xml · nonDerivative · entry 1

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,008,768

F1 · shares: Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:00 UTC Tax withholdingCommon Stock 13,869 $23.96 $332,301.24
Disclosure

SEC source: 0001931824-26-000010 · form4-07062026_050705.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,554

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding requirements upon vesting of restricted shares of the Issuer's common stock.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:00 UTC
Les JasonDirector · CEO
Tax withholdingCommon Stock 101,015 $23.96 $2,420,319.40
Disclosure

SEC source: 0001721702-26-000016 · form4-07062026_050703.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,841,558

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding requirements upon vesting of restricted shares of the Issuer's common stock.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 20:15 UTC
Les JasonDirector · CEO
SaleCommon Stock 62,703 $30.09 $1,886,733.27
Disclosure

SEC source: 0001721702-26-000013 · form4-06242026_040604.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,263,556

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2025.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $30.00 to $30.31, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares held in trust by Jason M. Les, as Trustee of The Jason M. Les Trust dated March 8, 2021.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 20:15 UTC SaleCommon Stock 25,375 $30.00 $761,250.00
Disclosure

SEC source: 0001931824-26-000008 · form4-06242026_040601.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 927,423

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $30.00 to $30.01, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 27, 2026 Filed May 29, 2026 20:45 UTC SaleCommon Stock 37,616 $26.50 $996,824.00
Disclosure

SEC source: 0001931824-26-000005 · form4-05292026_040501.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 952,798

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $26.50 to $26.53, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:45 UTC
Les JasonDirector · CEO
SaleCommon Stock 175,000 $25.19 $4,408,250.00
Disclosure

SEC source: 0001721702-26-000010 · form4-05132026_040501.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,326,259

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2025.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $25.00 to $25.47, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares held in trust by Jason M. Les, as Trustee of The Jason M. Les Trust dated March 8, 2021.

Read SEC document
April 12, 2026 Filed Apr 15, 2026 01:50 UTC
Gibbs JonathanCDCO (See Remarks)
Disposition to issuerCommon Stock 1,147,910 $0.00 $0.00
Disclosure

SEC source: 0002071620-26-000005 · form4-04142026_090401.xml · nonDerivative · entry 1

Gibbs Jonathan · CIK 0002071620 · CDCO (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,989

F1 · shares: Reflects restricted shares of the Issuer's common stock forfeited by the Reporting Person pursuant to the terms of the applicable equity award agreements and the mutual Separation Agreement and General Release, dated April 12, 2026.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:00 UTC GrantCommon Stock 473,558 $0.00 $0.00
Disclosure

SEC source: 0002071620-26-000002 · form4-01052026_060116.xml · nonDerivative · entry 2

Gibbs Jonathan · CIK 0002071620 · CDCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232,899

F2 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 236,779 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:00 UTC GrantCommon Stock 236,779 $0.00 $0.00
Disclosure

SEC source: 0002071620-26-000002 · form4-01052026_060116.xml · nonDerivative · entry 1

Gibbs Jonathan · CIK 0002071620 · CDCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,341

F1 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:46 UTC
Yee Colin M.EVP, CFO
GrantRestricted Stock Units · Derivative 157,853 $0.00 $0.00
Disclosure

SEC source: 0001932352-26-000002 · form4-01052026_110102.xml · derivative · entry 1

Yee Colin M. · CIK 0001932352 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,366

Underlying: Common Stock · 157,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 1, 2026, the Reporting Person was granted an award of unvested RSUs, pursuant to an equity award agreement between the Issuer and Reporting Person. Such shares are eligible to vest, if at all, in two (2) approximately equal tranches as of January 1, 2027, and 2028, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: On January 1, 2026, the Reporting Person was granted an award of unvested RSUs, pursuant to an equity award agreement between the Issuer and Reporting Person. Such shares are eligible to vest, if at all, in two (2) approximately equal tranches as of January 1, 2027, and 2028, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Chung JasonEVP, CORP DEV
GrantCommon Stock 473,558 $0.00 $0.00
Disclosure

SEC source: 0001983861-26-000003 · form4-01052026_060113.xml · nonDerivative · entry 2

Chung Jason · CIK 0001983861 · EVP, CORP DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,129,142

F2 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 236,779 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Chung JasonEVP, CORP DEV
GrantCommon Stock 236,779 $0.00 $0.00
Disclosure

SEC source: 0001983861-26-000003 · form4-01052026_060113.xml · nonDerivative · entry 1

Chung Jason · CIK 0001983861 · EVP, CORP DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,655,584

F1 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Jackman William RichardCHIEF LEGAL OFFICER (CLO)
GrantCommon Stock 394,632 $0.00 $0.00
Disclosure

SEC source: 0001872927-26-000002 · form4-01052026_060111.xml · nonDerivative · entry 2

Jackman William Richard · CIK 0001872927 · CHIEF LEGAL OFFICER (CLO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,853,105

F2 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 197,316 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Jackman William RichardCHIEF LEGAL OFFICER (CLO)
GrantCommon Stock 197,316 $0.00 $0.00
Disclosure

SEC source: 0001872927-26-000002 · form4-01052026_060111.xml · nonDerivative · entry 1

Jackman William Richard · CIK 0001872927 · CHIEF LEGAL OFFICER (CLO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,458,473

F1 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Yi Soo il BenjaminDirector · EXECUTIVE CHAIRMAN
GrantCommon Stock 947,118 $0.00 $0.00
Disclosure

SEC source: 0001757880-26-000003 · form4-01052026_060109.xml · nonDerivative · entry 2

Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,638,339

F2 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 473,559 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Yi Soo il BenjaminDirector · EXECUTIVE CHAIRMAN
GrantCommon Stock 473,559 $0.00 $0.00
Disclosure

SEC source: 0001757880-26-000003 · form4-01052026_060109.xml · nonDerivative · entry 1

Yi Soo il Benjamin · CIK 0001757880 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,691,221

F1 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC GrantCommon Stock 394,632 $0.00 $0.00
Disclosure

SEC source: 0002025334-26-000002 · form4-01052026_060107.xml · nonDerivative · entry 3

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,030,734

F3 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 197,316 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC GrantCommon Stock 197,316 $0.00 $0.00
Disclosure

SEC source: 0002025334-26-000002 · form4-01052026_060107.xml · nonDerivative · entry 2

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,636,102

F2 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC Tax withholdingCommon Stock 29,482 $12.67 $373,536.94
Disclosure

SEC source: 0002025334-26-000002 · form4-01052026_060107.xml · nonDerivative · entry 1

Howell Stephen Mitchell Jr. · CIK 0002025334 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,438,786

F1 · shares: Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC GrantCommon Stock 118,388 $0.00 $0.00
Disclosure

SEC source: 0001931824-26-000002 · form4-01052026_060105.xml · nonDerivative · entry 3

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990,414

F3 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 59,194 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC GrantCommon Stock 59,194 $0.00 $0.00
Disclosure

SEC source: 0001931824-26-000002 · form4-01052026_060105.xml · nonDerivative · entry 2

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 872,026

F2 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC Tax withholdingCommon Stock 9,943 $12.67 $125,977.81
Disclosure

SEC source: 0001931824-26-000002 · form4-01052026_060105.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812,832

F1 · shares: Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Les JasonDirector · CEO
GrantCommon Stock 947,118 $0.00 $0.00
Disclosure

SEC source: 0001721702-26-000002 · form4-01052026_060103.xml · nonDerivative · entry 2

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,673,921

F2 · shares: Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 473,559 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.

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January 01, 2026 Filed Jan 5, 2026 23:00 UTC
Les JasonDirector · CEO
GrantCommon Stock 473,559 $0.00 $0.00
Disclosure

SEC source: 0001721702-26-000002 · form4-01052026_060103.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,726,803

F1 · shares: Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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December 01, 2025 Filed Dec 3, 2025 21:30 UTC Tax withholdingCommon Stock 60,868 $15.48 $942,236.64
Disclosure

SEC source: 0002071620-25-000003 · form4-12032025_041207.xml · nonDerivative · entry 1

Gibbs Jonathan · CIK 0002071620 · CDCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,562

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding requirements upon vesting of restricted shares of the Issuer's common stock.

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October 10, 2025 Filed Oct 10, 2025 23:27 UTC SaleCommon Stock 14,984 $23.00 $344,632.00
Disclosure

SEC source: 0001931824-25-000008 · form4-10102025_111020.xml · nonDerivative · entry 1

Werner Ryan D. · CIK 0001931824 · SVP, CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 822,775

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

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October 03, 2025 Filed Oct 3, 2025 21:44 UTC
Les JasonDirector · CEO
SaleCommon Stock 113,948 $20.04 $2,283,517.92
Disclosure

SEC source: 0001721702-25-000009 · form4-10032025_091056.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 769,911

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 10, 2024.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $20.00 to $20.145, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares held in trust by Jason M. Les, as Trustee of The Jason M. Les Trust dated March 8, 2021.

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September 29, 2025 Filed Oct 1, 2025 21:30 UTC
Les JasonDirector · CEO
SaleCommon Stock 12,800 $20.00 $256,000.00
Disclosure

SEC source: 0001721702-25-000006 · form4-10012025_051001.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 883,859

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 10, 2024.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $20.00 to $20.005, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares held in trust by Jason M. Les, as Trustee of The Jason M. Les Trust dated March 8, 2021.

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September 24, 2025 Filed Sep 26, 2025 21:03 UTC
Les JasonDirector · CEO
SaleCommon Stock 23,252 $20.04 $465,970.08
Disclosure

SEC source: 0001721702-25-000004 · form4-09262025_090953.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 896,659

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 10, 2024.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $20.00 to $20.10, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares held in trust by Jason M. Les, as Trustee of The Jason M. Les Trust dated March 8, 2021.

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September 10, 2025 Filed Sep 12, 2025 21:30 UTC
Jackman William RichardEVP, GENERAL COUNSEL
SaleCommon Stock 248,168 $15.78 $3,916,091.04
Disclosure

SEC source: 0001415889-25-024415 · form4-09122025_050901.xml · nonDerivative · entry 1

Jackman William Richard · CIK 0001872927 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,261,157

F1 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $15.69 to $15.885, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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September 10, 2025 Filed Oct 11, 2025 00:06 UTC Amendment
Jackman William RichardEVP, GENERAL COUNSEL
SaleCommon Stock 248,168 $15.78 $3,916,091.04
Disclosure

SEC source: 0001872927-25-000005 · form4a-10112025_121042.xml · nonDerivative · entry 1

Jackman William Richard · CIK 0001872927 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,261,157

F1 · security: This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $15.69 to $15.885, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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July 21, 2025 Filed Jul 23, 2025 22:30 UTC
Les JasonDirector · CEO
SaleCommon Stock 100,000 $15.12 $1,512,000.00
Disclosure

SEC source: 0001415889-25-020202 · form4-07232025_060701.xml · nonDerivative · entry 1

Les Jason · CIK 0001721702 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 919,911

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 10, 2024.

F2 · price: These shares were sold on the indicated date in a series of multiple transactions at prices ranging from $15.00 to $15.245, inclusive, per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares held in trust by Jason M. Les, as Trustee of The Jason M. Les Trust dated March 8, 2021.

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July 11, 2025 Filed Jul 15, 2025 22:30 UTC GrantCommon Stock 16,103 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019809 · form4-07152025_060708.xml · nonDerivative · entry 1

Turner Michael John · CIK 0002021332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,103

F1 · shares: Represents an award of restricted shares of the Issuer's common stock, no par value per share, granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, as of the indicated date, in connection with service on the Issuer's Board of Directors through June 30, 2026. These shares are eligible to vest, if at all, in four approximately equal tranches on September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.