Last 12 months
Inside the activity.
4 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Long Brady KEVP & General Counsel
|
GrantDeferred Units · Derivative | 57,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001716 · edgar.xml · derivative · entry 4 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,604 Underlying: Registered Shares · 57,604 shares Expires not disclosed F4 · derivative.exercise_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 19,201 on March 1, 2020; 19,201 on March 1, 2021; and 19,202 on March 1, 2022. F4 · derivative.expiration_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 19,201 on March 1, 2020; 19,201 on March 1, 2021; and 19,202 on March 1, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Long Brady KEVP & General Counsel
|
GrantStock Options · Derivative | 123,457 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001179110-19-001716 · edgar.xml · derivative · entry 3 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,457 Underlying: Registered Shares · 123,457 shares Expires 2029-02-07 F3 · derivative.exercise_date: On February 7, 2019, the reporting person was awarded 123,457 stock options which vest as follows: 41,152 on February 7, 2020; 41,152 on February 7, 2021; and 41,153 on February 7, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Long Brady KEVP & General Counsel
|
Tax withholdingRegistered Shares | 21,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001716 · edgar.xml · nonDerivative · entry 2 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,990 F2 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Long Brady KEVP & General Counsel
|
Exercise / conversionRegistered Shares | 68,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001716 · edgar.xml · nonDerivative · entry 1 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 11, 2016 vested on February 7, 2019 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2016-2018 performance cycle. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Tonnel David ASVP and Corporate Controller
|
GrantDeferred Units · Derivative | 38,594 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · derivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,594 Underlying: Registered Shares · 38,594 shares Expires not disclosed F4 · derivative.exercise_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,864 on March 1, 2020; 12,865 on March 1, 2021; and 12,865 on March 1, 2022. F4 · derivative.expiration_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,864 on March 1, 2020; 12,865 on March 1, 2021; and 12,865 on March 1, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Tonnel David ASVP and Corporate Controller
|
GrantStock Options · Derivative | 82,716 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,716 Underlying: Registered Shares · 82,716 shares Expires 2029-02-07 F3 · derivative.exercise_date: On February 7, 2019, the reporting person was awarded 82,716 stock options which vest as follows: 27,572 on February 7, 2020; 27,572 on February 7, 2021; and 27,572 on February 7, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Tonnel David ASVP and Corporate Controller
|
Tax withholdingRegistered Shares | 20,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,853 F2 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC |
Tonnel David ASVP and Corporate Controller
|
Exercise / conversionRegistered Shares | 51,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 11, 2016 vested on February 7, 2019 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2016-2018 performance cycle. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 21:20 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
SaleRegistered Shares | 55,212 | $7.10 | $392,099.06 |
DisclosureSEC source: 0001179110-18-014314 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold by the reporting person in the open market. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 20:56 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
SaleRegistered Shares | 10,298 | $7.28 | $74,969.44 |
DisclosureSEC source: 0001179110-18-014179 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,212 F1 · shares: Shares sold by the reporting person in the open market. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:19 UTC |
CHANG VANESSA C LDirector
|
PurchaseRegistered Shares | 6,000 | $8.00 | $48,000.00 |
DisclosureSEC source: 0001179110-18-013744 · edgar.xml · nonDerivative · entry 1 CHANG VANESSA C L · CIK 0001226487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,700 Read SEC document |
| December 05, 2018 Filed Mar 11, 2020 22:12 UTC |
MULLER EDWARD RDirector
|
GrantRegistered Shares | 40 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003497 · edgar.xml · nonDerivative · entry 1 MULLER EDWARD R · CIK 0001180211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,687 F1 · price: Pursuant to the Agreement and Plan of Merger dated September 3, 2018, among Ocean Rig UDW Inc. (Ocean Rig), Transocean Ltd., Transocean Oceanus Holdings Limited and Transocean Oceanus Limited, at the effective time of the merger, each outstanding ordinary share of Ocean Rig was converted into the right to receive 1.6128 newly issued shares of Transocean Ltd., having a market value of $9.92 per share as of the close of trading on the trading day immediately preceding the effective time of the merger, and $12.75 in cash. The reporting person owned 25 Ocean Rig shares at the effective time of the merger, which converted into the right to receive 40 Transocean Ltd. shares. The Ocean Rig shares owned prior to the effective time of the merger, and the Transocean Ltd. shares received as merger consideration, were held within a trust on which the reporting person is a trustee, but in an account whose investment decisions were managed by a third party. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 20:06 UTC |
Long Brady KEVP & General Counsel
|
Tax withholdingRegistered Shares | 7,069 | $10.75 | $75,991.75 |
DisclosureSEC source: 0001179110-18-012759 · edgar.xml · nonDerivative · entry 2 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,399 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 20:06 UTC |
Long Brady KEVP & General Counsel
|
Exercise / conversionRestricted Units · Derivative | 17,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012759 · edgar.xml · derivative · entry 3 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Registered Shares · 17,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on November 10, 2015, pursuant to the Issuer's long-term incentive plan. The final one third of such restricted units vested on November 10, 2018, resulting in the delivery of registered shares to the reporting person. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on November 10, 2015, pursuant to the Issuer's long-term incentive plan. The final one third of such restricted units vested on November 10, 2018, resulting in the delivery of registered shares to the reporting person. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 20:06 UTC |
Long Brady KEVP & General Counsel
|
Exercise / conversionRegistered Shares | 17,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012759 · edgar.xml · nonDerivative · entry 1 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on November 10, 2015, pursuant to the Issuer's long-term incentive plan. The final one third of such restricted units vested on November 10, 2018, resulting in the delivery of registered shares to the reporting person. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 18:49 UTC |
Tonnel David ASVP and Corporate Controller
|
SaleRegistered Shares | 1,350 | $14.40 | $19,440.00 |
DisclosureSEC source: 0001179110-18-012109 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,026 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:25 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Tax withholdingRegistered Shares | 1,637 | $10.75 | $17,597.75 |
DisclosureSEC source: 0001179110-18-010711 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,510 Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 21:25 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Exercise / conversionRestricted Units · Derivative | 6,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010711 · edgar.xml · derivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Registered Shares · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2018, resulting in delivery of registered shares to the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 21:25 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Exercise / conversionRegistered Shares | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010711 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2018, resulting in delivery of registered shares to the reporting person. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 16:49 UTC |
INTRIERI VINCENT JDirector
|
PurchaseRegistered Shares | 10,000 | $10.62 | $106,200.00 |
DisclosureSEC source: 0001179110-18-010657 · edgar.xml · nonDerivative · entry 1 INTRIERI VINCENT J · CIK 0001350114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| June 26, 2018 Filed Jul 3, 2018 20:21 UTC |
Perestroika (Cyprus) LtdDirector · 10% owner
|
OtherShares | 660,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009334 · edgar.xml · nonDerivative · entry 1 Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,096,351 F1 · kind: On June 26, 2018, Perestroika AS transferred 660,000 of its Shares of Transocean Ltd. (the "Company") to Perestroika (Cyprus) Ltd. Perestroika (Cyprus) Ltd. is a wholly owned subsidiary of Perestroika AS. Mr. Mohn is the sole owner and director of Perestroika AS and is the beneficial owner of all securities owned by Perestroika AS and Perestroika (Cyprus) Ltd. While this change in the form of Perestroika AS's and Mr. Mohn's beneficial ownership is exempt from reporting, this Form 4 is being voluntarily filed to report this change. F1 · price: On June 26, 2018, Perestroika AS transferred 660,000 of its Shares of Transocean Ltd. (the "Company") to Perestroika (Cyprus) Ltd. Perestroika (Cyprus) Ltd. is a wholly owned subsidiary of Perestroika AS. Mr. Mohn is the sole owner and director of Perestroika AS and is the beneficial owner of all securities owned by Perestroika AS and Perestroika (Cyprus) Ltd. While this change in the form of Perestroika AS's and Mr. Mohn's beneficial ownership is exempt from reporting, this Form 4 is being voluntarily filed to report this change. Read SEC document |
| May 28, 2018 Filed May 30, 2018 18:01 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRestricted Units · Derivative | 73,620 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007686 · edgar.xml · derivative · entry 3 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Registered Shares · 73,620 shares Expires 2018-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 28, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 28, 2018, resulting in delivery of registered shares to the reporting person. Read SEC document |
| May 28, 2018 Filed May 30, 2018 18:01 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Tax withholdingRegistered Shares | 28,970 | $12.26 | $355,172.20 |
DisclosureSEC source: 0001179110-18-007686 · edgar.xml · nonDerivative · entry 2 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,316 F2 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| May 28, 2018 Filed May 30, 2018 18:01 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
GrantRegistered Shares | 73,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007686 · edgar.xml · nonDerivative · entry 1 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,286 Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:40 UTC |
MULLER EDWARD RDirector
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007341 · edgar.xml · derivative · entry 1 MULLER EDWARD R · CIK 0001180211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:51 UTC |
MILLER MERRILL A JRDirector
|
GrantRestricted Units · Derivative | 24,981 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007358 · edgar.xml · derivative · entry 1 MILLER MERRILL A JR · CIK 0001228416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,981 Underlying: Registered Shares · 24,981 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:50 UTC |
Tan Ek KiaDirector
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007355 · edgar.xml · derivative · entry 1 Tan Ek Kia · CIK 0001520316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:44 UTC |
CHANG VANESSA C LDirector
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007351 · edgar.xml · derivative · entry 1 CHANG VANESSA C L · CIK 0001226487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:43 UTC |
Curado Frederico F.Director
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007348 · edgar.xml · derivative · entry 1 Curado Frederico F. · CIK 0001577451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:42 UTC |
DEATON CHAD CDirector
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007345 · edgar.xml · derivative · entry 1 DEATON CHAD C · CIK 0001239236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:41 UTC |
Mohn Frederik WilhelmDirector · 10% owner
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007343 · edgar.xml · derivative · entry 1 Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:38 UTC |
Barker Glyn AnthonyDirector
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007339 · edgar.xml · derivative · entry 1 Barker Glyn Anthony · CIK 0001548502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:37 UTC |
MERKSAMER SAMUEL J.Director
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007337 · edgar.xml · derivative · entry 1 MERKSAMER SAMUEL J. · CIK 0001501581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:36 UTC |
INTRIERI VINCENT JDirector
|
GrantRestricted Units · Derivative | 16,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007335 · edgar.xml · derivative · entry 1 INTRIERI VINCENT J · CIK 0001350114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 Underlying: Registered Shares · 16,141 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 17, 2018 Filed May 18, 2018 15:27 UTC |
Tonnel David ASVP and Corporate Controller
|
SaleRegistered Shares | 2,443 | $14.00 | $34,202.00 |
DisclosureSEC source: 0001179110-18-007097 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,376 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:27 UTC |
Tonnel David ASVP and Corporate Controller
|
SaleRegistered Shares | 5,000 | $13.70 | $68,500.00 |
DisclosureSEC source: 0001179110-18-007097 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| April 22, 2018 Filed Apr 24, 2018 21:50 UTC |
THIGPEN JEREMY DDirector · President & CEO
|
Exercise / conversionRestricted Units · Derivative | 113,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005848 · edgar.xml · derivative · entry 3 THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Registered Shares · 113,785 shares Expires 2018-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2018 Filed Apr 24, 2018 21:50 UTC |
THIGPEN JEREMY DDirector · President & CEO
|
Tax withholdingRegistered Shares | 55,755 | $12.34 | $688,016.70 |
DisclosureSEC source: 0001179110-18-005848 · edgar.xml · nonDerivative · entry 2 THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,285 F1 · shares: Shares withheld upon vesting to satisfy foreign and domestic tax withholding obligations. Read SEC document |
| April 22, 2018 Filed Apr 24, 2018 21:50 UTC |
THIGPEN JEREMY DDirector · President & CEO
|
Exercise / conversionRegistered Shares | 113,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005848 · edgar.xml · nonDerivative · entry 1 THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:55 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Tax withholdingRegistered Shares | 14,212 | $9.20 | $130,750.40 |
DisclosureSEC source: 0001179110-18-003465 · edgar.xml · nonDerivative · entry 3 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,666 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:58 UTC |
THIGPEN JEREMY DDirector · President & CEO
|
Tax withholdingRegistered Shares | 33,446 | $9.20 | $307,703.20 |
DisclosureSEC source: 0001179110-18-003474 · edgar.xml · nonDerivative · entry 3 THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,255 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:57 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Tax withholdingRegistered Shares | 6,785 | $9.20 | $62,422.00 |
DisclosureSEC source: 0001179110-18-003470 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,480 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:54 UTC |
Tonnel David ASVP and Corporate Controller
|
Tax withholdingRegistered Shares | 6,695 | $9.20 | $61,594.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,819 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:56 UTC |
Long Brady KSVP & General Counsel
|
Tax withholdingRegistered Shares | 5,831 | $9.20 | $53,645.20 |
DisclosureSEC source: 0001179110-18-003468 · edgar.xml · nonDerivative · entry 3 Long Brady K · CIK 0001502666 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,634 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:53 UTC |
Stobart John BEVP & COO
|
Tax withholdingRegistered Shares | 21,636 | $9.20 | $199,051.20 |
DisclosureSEC source: 0001179110-18-003457 · edgar.xml · nonDerivative · entry 4 Stobart John B · CIK 0001559414 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,825 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:52 UTC |
PerestroikaDirector · 10% owner
|
PurchaseShares | 1,000,000 | $9.30 | $9,304,900.00 |
DisclosureSEC source: 0001179110-18-003454 · edgar.xml · nonDerivative · entry 2 Perestroika · CIK 0001729635 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,096,351 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:51 UTC |
Mohn Frederik WilhelmDirector · 10% owner
|
PurchaseShares | 1,000,000 | $9.30 | $9,304,900.00 |
DisclosureSEC source: 0001179110-18-003450 · edgar.xml · nonDerivative · entry 2 Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,096,351 F1 · ownership.nature: These securities are held directly by Perestroika, a company solely owned by Mr. Mohn. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:55 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRestricted Units · Derivative | 16,257 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003465 · edgar.xml · derivative · entry 5 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,515 Underlying: Registered Shares · 16,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,257 on March 1, 2019 and 16,258 on March 1, 2020. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,257 on March 1, 2019 and 16,258 on March 1, 2020. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:55 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRestricted Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003465 · edgar.xml · derivative · entry 4 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Registered Shares · 19,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 19,157 on March 1, 2019. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 19,157 on March 1, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:55 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRegistered Shares | 16,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003465 · edgar.xml · nonDerivative · entry 2 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,257 on March 1, 2019 and 16,258 on March 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.