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RIG

Transocean Ltd.

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3732
SEC CIK
0001451505
Parsed reports
394

Last 12 months

Inside the activity.

4 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202503
Jan 202604
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Long Brady KEVP & General Counsel
GrantDeferred Units · Derivative 57,604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001716 · edgar.xml · derivative · entry 4

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,604

Underlying: Registered Shares · 57,604 shares

Expires not disclosed

F4 · derivative.exercise_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 19,201 on March 1, 2020; 19,201 on March 1, 2021; and 19,202 on March 1, 2022.

F4 · derivative.expiration_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 19,201 on March 1, 2020; 19,201 on March 1, 2021; and 19,202 on March 1, 2022.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Long Brady KEVP & General Counsel
GrantStock Options · Derivative 123,457 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0001179110-19-001716 · edgar.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,457

Underlying: Registered Shares · 123,457 shares

Expires 2029-02-07

F3 · derivative.exercise_date: On February 7, 2019, the reporting person was awarded 123,457 stock options which vest as follows: 41,152 on February 7, 2020; 41,152 on February 7, 2021; and 41,153 on February 7, 2022.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Long Brady KEVP & General Counsel
Tax withholdingRegistered Shares 21,983 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001716 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,990

F2 · shares: Shares withheld upon vesting to satisfy tax withholding obligations.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Long Brady KEVP & General Counsel
Exercise / conversionRegistered Shares 68,574 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001716 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 11, 2016 vested on February 7, 2019 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2016-2018 performance cycle.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Tonnel David ASVP and Corporate Controller
GrantDeferred Units · Derivative 38,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001715 · edgar.xml · derivative · entry 4

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,594

Underlying: Registered Shares · 38,594 shares

Expires not disclosed

F4 · derivative.exercise_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,864 on March 1, 2020; 12,865 on March 1, 2021; and 12,865 on March 1, 2022.

F4 · derivative.expiration_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,864 on March 1, 2020; 12,865 on March 1, 2021; and 12,865 on March 1, 2022.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Tonnel David ASVP and Corporate Controller
GrantStock Options · Derivative 82,716 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0001179110-19-001715 · edgar.xml · derivative · entry 3

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,716

Underlying: Registered Shares · 82,716 shares

Expires 2029-02-07

F3 · derivative.exercise_date: On February 7, 2019, the reporting person was awarded 82,716 stock options which vest as follows: 27,572 on February 7, 2020; 27,572 on February 7, 2021; and 27,572 on February 7, 2022.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Tonnel David ASVP and Corporate Controller
Tax withholdingRegistered Shares 20,897 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001715 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,853

F2 · shares: Shares withheld upon vesting to satisfy tax withholding obligations.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 01:00 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRegistered Shares 51,724 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001715 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 11, 2016 vested on February 7, 2019 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2016-2018 performance cycle.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:20 UTC
DAVIS HOWARD EEVP, CAO & CIO
SaleRegistered Shares 55,212 $7.10 $392,099.06
Disclosure

SEC source: 0001179110-18-014314 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold by the reporting person in the open market.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 20:56 UTC
DAVIS HOWARD EEVP, CAO & CIO
SaleRegistered Shares 10,298 $7.28 $74,969.44
Disclosure

SEC source: 0001179110-18-014179 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,212

F1 · shares: Shares sold by the reporting person in the open market.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:19 UTC PurchaseRegistered Shares 6,000 $8.00 $48,000.00
Disclosure

SEC source: 0001179110-18-013744 · edgar.xml · nonDerivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

Read SEC document
December 05, 2018 Filed Mar 11, 2020 22:12 UTC GrantRegistered Shares 40 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003497 · edgar.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

F1 · price: Pursuant to the Agreement and Plan of Merger dated September 3, 2018, among Ocean Rig UDW Inc. (Ocean Rig), Transocean Ltd., Transocean Oceanus Holdings Limited and Transocean Oceanus Limited, at the effective time of the merger, each outstanding ordinary share of Ocean Rig was converted into the right to receive 1.6128 newly issued shares of Transocean Ltd., having a market value of $9.92 per share as of the close of trading on the trading day immediately preceding the effective time of the merger, and $12.75 in cash. The reporting person owned 25 Ocean Rig shares at the effective time of the merger, which converted into the right to receive 40 Transocean Ltd. shares. The Ocean Rig shares owned prior to the effective time of the merger, and the Transocean Ltd. shares received as merger consideration, were held within a trust on which the reporting person is a trustee, but in an account whose investment decisions were managed by a third party.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 20:06 UTC
Long Brady KEVP & General Counsel
Tax withholdingRegistered Shares 7,069 $10.75 $75,991.75
Disclosure

SEC source: 0001179110-18-012759 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,399

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
November 10, 2018 Filed Nov 13, 2018 20:06 UTC
Long Brady KEVP & General Counsel
Exercise / conversionRestricted Units · Derivative 17,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-012759 · edgar.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 17,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on November 10, 2015, pursuant to the Issuer's long-term incentive plan. The final one third of such restricted units vested on November 10, 2018, resulting in the delivery of registered shares to the reporting person.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on November 10, 2015, pursuant to the Issuer's long-term incentive plan. The final one third of such restricted units vested on November 10, 2018, resulting in the delivery of registered shares to the reporting person.

Read SEC document
November 10, 2018 Filed Nov 13, 2018 20:06 UTC
Long Brady KEVP & General Counsel
Exercise / conversionRegistered Shares 17,834 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-012759 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on November 10, 2015, pursuant to the Issuer's long-term incentive plan. The final one third of such restricted units vested on November 10, 2018, resulting in the delivery of registered shares to the reporting person.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 18:49 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 1,350 $14.40 $19,440.00
Disclosure

SEC source: 0001179110-18-012109 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,026

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017.

Read SEC document
August 20, 2018 Filed Aug 20, 2018 21:25 UTC
DAVIS HOWARD EEVP, CAO & CIO
Tax withholdingRegistered Shares 1,637 $10.75 $17,597.75
Disclosure

SEC source: 0001179110-18-010711 · edgar.xml · nonDerivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,510

Read SEC document
August 17, 2018 Filed Aug 20, 2018 21:25 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRestricted Units · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010711 · edgar.xml · derivative · entry 3

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2018, resulting in delivery of registered shares to the reporting person.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 21:25 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010711 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2018, resulting in delivery of registered shares to the reporting person.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 16:49 UTC PurchaseRegistered Shares 10,000 $10.62 $106,200.00
Disclosure

SEC source: 0001179110-18-010657 · edgar.xml · nonDerivative · entry 1

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
June 26, 2018 Filed Jul 3, 2018 20:21 UTC
Perestroika (Cyprus) LtdDirector · 10% owner
OtherShares 660,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009334 · edgar.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096,351

F1 · kind: On June 26, 2018, Perestroika AS transferred 660,000 of its Shares of Transocean Ltd. (the "Company") to Perestroika (Cyprus) Ltd. Perestroika (Cyprus) Ltd. is a wholly owned subsidiary of Perestroika AS. Mr. Mohn is the sole owner and director of Perestroika AS and is the beneficial owner of all securities owned by Perestroika AS and Perestroika (Cyprus) Ltd. While this change in the form of Perestroika AS's and Mr. Mohn's beneficial ownership is exempt from reporting, this Form 4 is being voluntarily filed to report this change.

F1 · price: On June 26, 2018, Perestroika AS transferred 660,000 of its Shares of Transocean Ltd. (the "Company") to Perestroika (Cyprus) Ltd. Perestroika (Cyprus) Ltd. is a wholly owned subsidiary of Perestroika AS. Mr. Mohn is the sole owner and director of Perestroika AS and is the beneficial owner of all securities owned by Perestroika AS and Perestroika (Cyprus) Ltd. While this change in the form of Perestroika AS's and Mr. Mohn's beneficial ownership is exempt from reporting, this Form 4 is being voluntarily filed to report this change.

Read SEC document
May 28, 2018 Filed May 30, 2018 18:01 UTC Exercise / conversionRestricted Units · Derivative 73,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007686 · edgar.xml · derivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 73,620 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 28, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 28, 2018, resulting in delivery of registered shares to the reporting person.

Read SEC document
May 28, 2018 Filed May 30, 2018 18:01 UTC Tax withholdingRegistered Shares 28,970 $12.26 $355,172.20
Disclosure

SEC source: 0001179110-18-007686 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,316

F2 · shares: Shares withheld upon vesting to satisfy tax withholding obligations.

Read SEC document
May 28, 2018 Filed May 30, 2018 18:01 UTC GrantRegistered Shares 73,620 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007686 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,286

Read SEC document
May 18, 2018 Filed May 22, 2018 20:40 UTC GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007341 · edgar.xml · derivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:51 UTC GrantRestricted Units · Derivative 24,981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007358 · edgar.xml · derivative · entry 1

MILLER MERRILL A JR · CIK 0001228416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,981

Underlying: Registered Shares · 24,981 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:50 UTC
Tan Ek KiaDirector
GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007355 · edgar.xml · derivative · entry 1

Tan Ek Kia · CIK 0001520316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:44 UTC GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007351 · edgar.xml · derivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:43 UTC GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007348 · edgar.xml · derivative · entry 1

Curado Frederico F. · CIK 0001577451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:42 UTC GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007345 · edgar.xml · derivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:41 UTC
Mohn Frederik WilhelmDirector · 10% owner
GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007343 · edgar.xml · derivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:38 UTC GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007339 · edgar.xml · derivative · entry 1

Barker Glyn Anthony · CIK 0001548502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 18, 2018 Filed May 22, 2018 20:37 UTC GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007337 · edgar.xml · derivative · entry 1

MERKSAMER SAMUEL J. · CIK 0001501581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 18, 2018 Filed May 22, 2018 20:36 UTC GrantRestricted Units · Derivative 16,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007335 · edgar.xml · derivative · entry 1

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

Underlying: Registered Shares · 16,141 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 18, 2018 pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 18, 2019; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 18, 2018 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 17, 2018 Filed May 18, 2018 15:27 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 2,443 $14.00 $34,202.00
Disclosure

SEC source: 0001179110-18-007097 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,376

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017.

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May 16, 2018 Filed May 18, 2018 15:27 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 5,000 $13.70 $68,500.00
Disclosure

SEC source: 0001179110-18-007097 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,819

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017.

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April 22, 2018 Filed Apr 24, 2018 21:50 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRestricted Units · Derivative 113,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005848 · edgar.xml · derivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 113,785 shares

Expires 2018-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 22, 2018 Filed Apr 24, 2018 21:50 UTC
THIGPEN JEREMY DDirector · President & CEO
Tax withholdingRegistered Shares 55,755 $12.34 $688,016.70
Disclosure

SEC source: 0001179110-18-005848 · edgar.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,285

F1 · shares: Shares withheld upon vesting to satisfy foreign and domestic tax withholding obligations.

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April 22, 2018 Filed Apr 24, 2018 21:50 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 113,785 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005848 · edgar.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 16:55 UTC Tax withholdingRegistered Shares 14,212 $9.20 $130,750.40
Disclosure

SEC source: 0001179110-18-003465 · edgar.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,666

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

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March 02, 2018 Filed Mar 5, 2018 21:58 UTC
THIGPEN JEREMY DDirector · President & CEO
Tax withholdingRegistered Shares 33,446 $9.20 $307,703.20
Disclosure

SEC source: 0001179110-18-003474 · edgar.xml · nonDerivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,255

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:57 UTC
DAVIS HOWARD EEVP, CAO & CIO
Tax withholdingRegistered Shares 6,785 $9.20 $62,422.00
Disclosure

SEC source: 0001179110-18-003470 · edgar.xml · nonDerivative · entry 3

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,480

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:54 UTC
Tonnel David ASVP and Corporate Controller
Tax withholdingRegistered Shares 6,695 $9.20 $61,594.00
Disclosure

SEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 4

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,819

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:56 UTC
Long Brady KSVP & General Counsel
Tax withholdingRegistered Shares 5,831 $9.20 $53,645.20
Disclosure

SEC source: 0001179110-18-003468 · edgar.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,634

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:53 UTC Tax withholdingRegistered Shares 21,636 $9.20 $199,051.20
Disclosure

SEC source: 0001179110-18-003457 · edgar.xml · nonDerivative · entry 4

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,825

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:52 UTC
PerestroikaDirector · 10% owner
PurchaseShares 1,000,000 $9.30 $9,304,900.00
Disclosure

SEC source: 0001179110-18-003454 · edgar.xml · nonDerivative · entry 2

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096,351

Read SEC document
March 02, 2018 Filed Mar 5, 2018 21:51 UTC
Mohn Frederik WilhelmDirector · 10% owner
PurchaseShares 1,000,000 $9.30 $9,304,900.00
Disclosure

SEC source: 0001179110-18-003450 · edgar.xml · nonDerivative · entry 2

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,096,351

F1 · ownership.nature: These securities are held directly by Perestroika, a company solely owned by Mr. Mohn.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:55 UTC Exercise / conversionRestricted Units · Derivative 16,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003465 · edgar.xml · derivative · entry 5

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,515

Underlying: Registered Shares · 16,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,257 on March 1, 2019 and 16,258 on March 1, 2020.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,257 on March 1, 2019 and 16,258 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:55 UTC Exercise / conversionRestricted Units · Derivative 19,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003465 · edgar.xml · derivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,157

Underlying: Registered Shares · 19,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 19,157 on March 1, 2019.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 19,157 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:55 UTC Exercise / conversionRegistered Shares 16,257 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003465 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,257 on March 1, 2019 and 16,258 on March 1, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.