Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSMR · Entity 4088 | Chief Accounting Officer | March 24, 2026 | March 26, 2026 |
| Transocean Ltd.RIG · Entity 3732 | SVP - CHIEF ACCOUNTING OFFICER | March 01, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date March 24, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,420 |
Ending reported balance
After 2026-03-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-24 · Exercise / conversion · Acquired 9,710 · Balance 9,710 F1: Restricted stock units convert into Class A Common stock on a one-for-one basis. Row 2 · 2026-03-25 · Sale · Disposed 2,290 · Balance 7,420 F2: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 19,421 |
Reported balance
After 2026-03-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-24 · Exercise / conversion · Disposed 9,710 · Balance 19,421 F1: Restricted stock units convert into Class A Common stock on a one-for-one basis. F3: On March 25, 2025, the reporting person was granted 29,131 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.
F2: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F3: On March 25, 2025, the reporting person was granted 29,131 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.
Transocean Ltd.
Report date March 01, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Registered SharesSEC Table I · non-derivative | Direct | 727,088 |
Ending reported balance
After 2024-03-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-01 · Exercise / conversion · Acquired 64,735 · Balance 688,220 F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. Row 2 · 2024-03-01 · Exercise / conversion · Acquired 71,002 · Balance 759,222 F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 71,002 on March 1, 2025. Row 3 · 2024-03-01 · Exercise / conversion · Acquired 35,655 · Balance 794,877 F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 35,656 on March 1, 2025 and 35,656 on March 1, 2026. Row 4 · 2024-03-04 · Tax withholding · Disposed 67,789 · Balance 727,088 F4: Shares sold upon vesting to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.
F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 71,002 on March 1, 2025.
F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 35,656 on March 1, 2025 and 35,656 on March 1, 2026.
F4: Shares sold upon vesting to satisfy tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2026 Filed Mar 26, 2026 16:02 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 2,290 | $11.85 | $27,125.05 |
DisclosureSEC source: 0001822966-26-000033 · wk-form4_1774555325.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,420 F2 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 16:02 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 9,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-26-000033 · wk-form4_1774555325.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,421 Underlying: Class A Common Stock · 9,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 25, 2025, the reporting person was granted 29,131 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On March 25, 2025, the reporting person was granted 29,131 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 16:02 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 9,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001822966-26-000033 · wk-form4_1774555325.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common stock on a one-for-one basis. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 19:15 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 54,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-26-000021 · wk-form4_1772583338.xml · derivative · entry 1 Tonnel David A · CIK 0001318251 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,474 Underlying: Class A Common Stock · 54,474 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Class A Common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2026, the reporting person was granted 54,474 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. F2 · derivative.expiration_date: On February 28, 2026, the reporting person was granted 54,474 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 00:19 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 67,789 | $5.08 | $344,368.12 |
DisclosureSEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 727,088 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:19 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 35,655 | $5.09 | $181,483.95 |
DisclosureSEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 794,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 35,656 on March 1, 2025 and 35,656 on March 1, 2026. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:19 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 71,002 | $5.09 | $361,400.18 |
DisclosureSEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 759,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 71,002 on March 1, 2025. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:19 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 64,735 | $5.09 | $329,501.15 |
DisclosureSEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 688,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 22:16 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 140,084 | $5.08 | $711,626.72 |
DisclosureSEC source: 0001415889-24-003407 · form4-02122024_100218.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 623,485 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:16 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 135,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003407 · form4-02122024_100218.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,777 Underlying: Registered Shares · 135,777 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 45,259 on March 1, 2025; 45,259 on March 1, 2026; and 45,259 on March 1, 2027. F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 45,259 on March 1, 2025; 45,259 on March 1, 2026; and 45,259 on March 1, 2027. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:16 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 345,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003407 · form4-02122024_100218.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 763,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:57 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 57,259 | $8.22 | $470,668.98 |
DisclosureSEC source: 0001415889-23-012909 · form4-09052023_080958.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,789 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.22 to $8.23, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 21:12 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 1,754 | $8.76 | $15,365.04 |
DisclosureSEC source: 0001415889-23-011360 · form4-07202023_090730.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 475,048 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:26 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 12,000 | $6.53 | $78,360.00 |
DisclosureSEC source: 0001415889-23-006705 · form4-04192023_080420.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 476,802 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:10 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 84,612 | $6.76 | $571,977.12 |
DisclosureSEC source: 0001415889-23-004164 · form4-03032023_100318.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,802 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 71,002 | $7.08 | $502,694.16 |
DisclosureSEC source: 0001415889-23-004164 · form4-03032023_100318.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 71,002 on March 1, 2024 and 71,002 on March 1, 2025. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 64,734 | $7.08 | $458,316.72 |
DisclosureSEC source: 0001415889-23-004164 · form4-03032023_100318.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 64,735 on March 1, 2024. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 69,611 | $7.08 | $492,845.88 |
DisclosureSEC source: 0001415889-23-004164 · form4-03032023_100318.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:23 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 24,857 | $7.38 | $183,444.66 |
DisclosureSEC source: 0001415889-23-002765 · form4-02172023_090246.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 23:48 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 108,974 | $7.20 | $784,612.80 |
DisclosureSEC source: 0001415889-23-002374 · form4-02132023_110233.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,924 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:48 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 106,967 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002374 · form4-02132023_110233.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,967 Underlying: Registered Shares · 106,967 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 35,655 on March 1, 2024; 35,656 on March 1, 2025; and 35,656 on March 1, 2026. F3 · derivative.expiration_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 35,655 on March 1, 2024; 35,656 on March 1, 2025; and 35,656 on March 1, 2026. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:48 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 268,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002374 · form4-02132023_110233.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on May 8, 2020, vested on February 9, 2023, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2020-2022 performance cycle. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:19 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 43,668 | $6.94 | $303,055.92 |
DisclosureSEC source: 0001415889-23-001926 · form4-02032023_090246.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,399 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 14:22 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 14,541 | $6.15 | $89,427.15 |
DisclosureSEC source: 0001415889-23-001253 · form4-01202023_020104.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 21:16 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 34,267 | $5.45 | $186,755.15 |
DisclosureSEC source: 0001415889-23-000798 · form4-01112023_090111.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,608 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 22:53 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 13,069 | $4.95 | $64,691.55 |
DisclosureSEC source: 0001415889-23-000747 · form4-01102023_100123.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,875 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:51 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 58,746 | $3.57 | $209,723.22 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,944 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:51 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 64,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 67,734 on March 1, 2023 and 67,735 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:51 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 69,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 69,611 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:51 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 12,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 22:19 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 20,497 | $3.61 | $73,994.17 |
DisclosureSEC source: 0001179110-22-001166 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,481 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:19 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 213,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001166 · edgar.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,006 Underlying: Registered Shares · 213,006 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 71,002 on March 1, 2023; 71,002 on March 1, 2024; and 71,002 on March 1, 2025. F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 71,002 on March 1, 2023; 71,002 on March 1, 2024; and 71,002 on March 1, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:19 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 51,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001166 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. Read SEC document |
| May 10, 2021 Filed May 11, 2021 21:02 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 27,956 | $3.94 | $110,146.64 |
DisclosureSEC source: 0001179110-21-005194 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,157 F2 · shares: Shares sold upon vesting to satisfy tax obligations. Read SEC document |
| May 08, 2021 Filed May 11, 2021 21:02 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 69,610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005194 · edgar.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,221 Underlying: Registered Shares · 69,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 69,610 on March 1, 2022 and 69,611 on March 1, 2023. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 69,610 on March 1, 2022 and 69,611 on March 1, 2023. Read SEC document |
| May 08, 2021 Filed May 11, 2021 21:02 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 69,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005194 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 69,610 on March 1, 2022 and 69,611 on March 1, 2023. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 9,541 | $3.68 | $35,110.88 |
DisclosureSEC source: 0001179110-21-002738 · edgar.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,503 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 12,865 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002738 · edgar.xml · derivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,865 Underlying: Registered Shares · 12,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,865 on March 1, 2022. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,865 on March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 12,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002738 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,865 on March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 10,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002738 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 23:25 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 21,471 | $3.37 | $72,357.27 |
DisclosureSEC source: 0001179110-21-001740 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,752 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 12, 2021 Filed Mar 4, 2021 22:27 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 194,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002900 · edgar.xml · derivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,203 Underlying: Registered Shares · 194,203 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 64,734 on March 1, 2022; 64,734 on March 1, 2023; and 64,735 on March 1, 2024. F1 · derivative.expiration_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 64,734 on March 1, 2022; 64,734 on March 1, 2023; and 64,735 on March 1, 2024. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 23:25 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 49,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001740 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Share Units awarded on February 8, 2018 and released on February 11, 2021, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2018-2020 performance cycle. Read SEC document |
| May 08, 2020 Filed May 12, 2020 21:37 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 208,831 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005823 · edgar.xml · derivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,831 Underlying: Registered Shares · 208,831 shares Expires not disclosed F1 · derivative.exercise_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 69,610 on May 8, 2021; 69,610 on March 1, 2022; and 69,611 on March 1, 2023. F1 · derivative.expiration_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 69,610 on May 8, 2021; 69,610 on March 1, 2022; and 69,611 on March 1, 2023. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:11 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 12,865 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003136 · edgar.xml · derivative · entry 6 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,730 Underlying: Registered Shares · 12,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,865 on March 1, 2021 and 12,865 on March 1, 2022. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:11 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 10,427 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003136 · edgar.xml · derivative · entry 5 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,427 Underlying: Registered Shares · 10,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 10,427 on March 1, 2021. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:11 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 13,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003136 · edgar.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,668 F4 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2020 Filed Mar 5, 2020 00:11 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 12,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003136 · edgar.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,865 on March 1, 2021 and 12,865 on March 1, 2022. Read SEC document |
| March 01, 2020 Filed Mar 5, 2020 00:11 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 10,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003136 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 10,427 on March 1, 2021. Read SEC document |
| March 01, 2020 Filed Mar 5, 2020 00:11 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 8,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003136 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.