Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Transocean Ltd.RIG · Entity 3732 | EVP, CAO & CIO | March 01, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Transocean Ltd.
Report date March 01, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Registered SharesSEC Table I · non-derivative | Direct | 1,427,231 |
Ending reported balance
After 2024-03-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-01 · Exercise / conversion · Acquired 103,865 · Balance 1,374,268 F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. Row 2 · 2024-03-01 · Exercise / conversion · Acquired 103,565 · Balance 1,477,833 F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,565 on March 1, 2025. Row 3 · 2024-03-01 · Exercise / conversion · Acquired 52,007 · Balance 1,529,840 F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,008 on March 1, 2025 and 52,008 on March 1, 2026 Row 4 · 2024-03-04 · Tax withholding · Disposed 102,609 · Balance 1,427,231 F4: Shares sold upon vesting to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.
F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,565 on March 1, 2025.
F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,008 on March 1, 2025 and 52,008 on March 1, 2026
F4: Shares sold upon vesting to satisfy tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2024 Filed Mar 6, 2024 00:15 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 102,609 | $5.08 | $521,253.72 |
DisclosureSEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,427,231 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 52,007 | $5.09 | $264,715.63 |
DisclosureSEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,529,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,008 on March 1, 2025 and 52,008 on March 1, 2026 Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 103,565 | $5.09 | $527,145.85 |
DisclosureSEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,477,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,565 on March 1, 2025. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 103,865 | $5.09 | $528,672.85 |
DisclosureSEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,374,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 22:14 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 209,004 | $5.08 | $1,061,740.32 |
DisclosureSEC source: 0001415889-24-003402 · form4-02122024_100246.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,403 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:14 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 198,047 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003402 · form4-02122024_100246.xml · derivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,047 Underlying: Registered Shares · 198,047 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,015 on March 1, 2025; 66,016 on March 1, 2026; and 66,016 on March 1, 2027. F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,015 on March 1, 2025; 66,016 on March 1, 2026; and 66,016 on March 1, 2027. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:14 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 554,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003402 · form4-02122024_100246.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,479,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:18 UTC | Transocean Ltd. RIG · Entity 3732 | GiftRegistered Shares | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016586 · form4-12182023_091233.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 924,606 F1 · kind: This transaction involved a gift of securities by the reporting person to certain members of his immediate family. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:02 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 131,491 | $6.76 | $888,879.16 |
DisclosureSEC source: 0001415889-23-004156 · form4-03032023_100354.xml · nonDerivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,606 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:02 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 103,564 | $7.08 | $733,233.12 |
DisclosureSEC source: 0001415889-23-004156 · form4-03032023_100354.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,565 on March 1, 2024 and 103,565 on March 1, 2025. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:02 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 103,865 | $7.08 | $735,364.20 |
DisclosureSEC source: 0001415889-23-004156 · form4-03032023_100354.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,865 on March 1, 2024. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:02 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 111,689 | $7.08 | $790,758.12 |
DisclosureSEC source: 0001415889-23-004156 · form4-03032023_100354.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 23:45 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 174,279 | $7.20 | $1,254,808.80 |
DisclosureSEC source: 0001415889-23-002370 · form4-02132023_110203.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,979 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:45 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 156,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002370 · form4-02132023_110203.xml · derivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,023 Underlying: Registered Shares · 156,023 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 52,007 on March 1, 2024; 52,008 on March 1, 2025; and 52,008 on March 1, 2026. F3 · derivative.expiration_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 52,007 on March 1, 2024; 52,008 on March 1, 2025; and 52,008 on March 1, 2026. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 430,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002370 · form4-02132023_110203.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on May 8, 2020, vested on February 9, 2023, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2020-2022 performance cycle. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 23:54 UTC | Transocean Ltd. RIG · Entity 3732 | GiftRegistered Shares | 22,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-011896 · form4-12012022_111226.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,596 F1 · kind: This transaction involved a gift of securities by the reporting person to certain members of his immediate family. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| November 30, 2022 Filed Dec 9, 2022 21:58 UTC Amendment | Transocean Ltd. RIG · Entity 3732 | GiftRegistered Shares | 22,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-012332 · form4a-12092022_091219.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,456 F1 · kind: This transaction involved a gift of securities by the reporting person to certain members of his immediate family. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. F2 · balance_after: Due to an administrative error, the original Form 4, filed on December 1, 2022, referenced an incorrect number of securities beneficially owned following the reported transaction. This amendment to Form 4 is being made solely to reflect the correct number of securities beneficially owned following the transaction. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:45 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 94,254 | $3.57 | $336,486.78 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,356 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 103,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,865 on March 1, 2023 and 103,865 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 111,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 111,689 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 20,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 22:18 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 32,886 | $3.61 | $118,718.46 |
DisclosureSEC source: 0001179110-22-001165 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,416 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 310,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001165 · edgar.xml · derivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,694 Underlying: Registered Shares · 310,694 shares Expires not disclosed F4 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 103,564 on March 1, 2023; 103,565 on March 1, 2024; and 103,565 on March 1, 2025. F4 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 103,564 on March 1, 2023; 103,565 on March 1, 2024; and 103,565 on March 1, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 83,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001165 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. Read SEC document |
| December 27, 2021 Filed Feb 14, 2022 22:18 UTC | Transocean Ltd. RIG · Entity 3732 | GiftRegistered Shares | 26,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001165 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,156 F1 · kind: This transaction involved a gift of securities by the reporting person to his children and grandchildren. The reporting person disclaims beneficial ownership of the shares held by his children and grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's or grandchildren's shares for purposes of Section 16 or any other purpose. Read SEC document |
| May 10, 2021 Filed May 11, 2021 21:03 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 44,845 | $3.94 | $176,689.30 |
DisclosureSEC source: 0001179110-21-005195 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,644 F2 · shares: Shares sold upon vesting to satisfy tax obligations. Read SEC document |
| May 08, 2021 Filed May 11, 2021 21:03 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 111,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005195 · edgar.xml · derivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,377 Underlying: Registered Shares · 111,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 111,688 on March 1, 2022 and 111,689 on March 1, 2023. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 111,688 on March 1, 2022 and 111,689 on March 1, 2023. Read SEC document |
| May 08, 2021 Filed May 11, 2021 21:03 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 111,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005195 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 111,688 on March 1, 2022 and 111,689 on March 1, 2023. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 9,472 | $3.68 | $34,856.96 |
DisclosureSEC source: 0001179110-21-002736 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,801 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 20,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002736 · edgar.xml · derivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,642 Underlying: Registered Shares · 20,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 20,642 on March 1, 2022. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 20,642 on March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 20,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002736 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 20,642 on March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 16,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002736 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 23:24 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 21,165 | $3.37 | $71,326.05 |
DisclosureSEC source: 0001179110-21-001739 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,903 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 12, 2021 Filed Mar 4, 2021 22:25 UTC | Transocean Ltd. RIG · Entity 3732 | GrantRestricted Units · Derivative | 311,594 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002896 · edgar.xml · derivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,594 Underlying: Registered Shares · 311,594 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 103,864 on March 1, 2022; 103,865 on March 1, 2023; and 103,865 on March 1, 2024. F1 · derivative.expiration_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 103,864 on March 1, 2022; 103,865 on March 1, 2023; and 103,865 on March 1, 2024. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 23:24 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 78,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001739 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Share Units awarded on February 8, 2018 and released on February 11, 2021, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2018-2020 performance cycle. Read SEC document |
| May 08, 2020 Filed May 12, 2020 21:36 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 335,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005821 · edgar.xml · derivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,065 Underlying: Registered Shares · 335,065 shares Expires not disclosed F1 · derivative.exercise_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 111,688 on May 8, 2021; 111,688 on March 1, 2022; and 111,689 on March 1, 2023. F1 · derivative.expiration_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 111,688 on May 8, 2021; 111,688 on March 1, 2022; and 111,689 on March 1, 2023. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 20,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003134 · edgar.xml · derivative · entry 6 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,283 Underlying: Registered Shares · 20,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 20,641 on March 1, 2021 and 20,642 on March 1, 2022. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 16,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003134 · edgar.xml · derivative · entry 5 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,729 Underlying: Registered Shares · 16,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 16,729 on March 1, 2021. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:10 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 13,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003134 · edgar.xml · nonDerivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,850 F4 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2020 Filed Mar 5, 2020 00:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 20,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003134 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 20,641 on March 1, 2021 and 20,642 on March 1, 2022. Read SEC document |
| March 01, 2020 Filed Mar 5, 2020 00:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 16,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003134 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 16,729 on March 1, 2021. Read SEC document |
| March 01, 2020 Filed Mar 5, 2020 00:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 12,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003134 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:32 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 16,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001401 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,880 F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations. Read SEC document |
| February 07, 2020 Filed Feb 16, 2021 23:18 UTC Amendment | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 17,078 | $4.71 | $80,437.38 |
DisclosureSEC source: 0001179110-21-001725 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,381 F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations. F2 · shares: Number of shares corrected from the reporting person's original Form 4. F2 · balance_after: Number of shares corrected from the reporting person's original Form 4. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:32 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 64,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001401 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:31 UTC | Transocean Ltd. RIG · Entity 3732 | PurchaseRegistered Shares | 98,049 | $6.35 | $622,611.15 |
DisclosureSEC source: 0001179110-19-008240 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 118,049 Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:31 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 98,049 | $6.32 | $619,669.68 |
DisclosureSEC source: 0001179110-19-008240 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 20,000 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 16,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003325 · edgar.xml · derivative · entry 7 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,458 Underlying: Registered Shares · 16,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 16,729 on March 1, 2020, and 16,729 on March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 12,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003325 · edgar.xml · derivative · entry 6 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,946 Underlying: Registered Shares · 12,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,946 on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 10,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003325 · edgar.xml · nonDerivative · entry 5 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,049 F5 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.