Long Brady K

SEC source: 0001502666-26-000012 · form4-05222026_080530.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,125,438

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.48, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of shares to the reporting person's former spouse pursuant to a domestic relations order.

SEC source: 0001502666-26-000007 · form4-03042026_020325.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,238,098

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001502666-26-000007 · form4-03042026_020325.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,325,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 13, 2025, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2026, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 98,407 on March 1, 2027 and 98,407 on March 1, 2028.

SEC source: 0001502666-26-000007 · form4-03042026_020325.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,227,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2026, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 66,993 on March 1, 2027.

SEC source: 0001502666-26-000007 · form4-03042026_020325.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,160,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2026, resulting in the right of the reporting person to receive the registered shares.

SEC source: 0001502666-26-000005 · form4-02092026_110221.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,107,610

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001502666-26-000005 · form4-02092026_110221.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,290

Underlying: Registered Shares · 233,290 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 77,763 on March 1, 2027; 77,763 on March 1, 2028; and 77,764 on March 1, 2029.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 77,763 on March 1, 2027; 77,763 on March 1, 2028; and 77,764 on March 1, 2029.

SEC source: 0001502666-26-000005 · form4-02092026_110221.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,147,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 9, 2023, vested on February 5, 2026, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2023-2025 performance cycle

SEC source: 0001502666-26-000002 · form4-01282026_090154.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,046,031

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0001502666-26-000002 · form4-01282026_090154.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,145,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2025.

SEC source: 0001502666-25-000004 · form4-10282025_041032.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,161,409

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2025.

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380,808

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,469,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 66,993 on March 1, 2026 and 66,993 on March 1, 2027.

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,402,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,778 on March 1, 2026.

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,349,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares.

SEC source: 0001415889-25-004491 · form4-02182025_100223.xml · derivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,220

Underlying: Registered Shares · 295,220 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 98,406 on March 1, 2026; 98,407 on March 1, 2027; and 98,407 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 98,406 on March 1, 2026; 98,407 on March 1, 2027; and 98,407 on March 1, 2028.

SEC source: 0001415889-25-003469 · form4-02102025_090215.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,244,883

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-25-003469 · form4-02102025_090215.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 10, 2022, vested on February 6, 2025, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2022-2024 performance cycle.

F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of shares to the reporting person's former spouse pursuant to a domestic relations order.

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,447,320

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,547,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,777 on March 1, 2025 and 52,778 on March 1, 2026

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,495,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 105,098 on March 1, 2025.

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,390,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

SEC source: 0001415889-24-003405 · form4-02122024_100204.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,293,481

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-24-003405 · form4-02122024_100204.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,978

Underlying: Registered Shares · 200,978 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,992 on March 1, 2025; 66,993 on March 1, 2026; and 66,993 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,992 on March 1, 2025; 66,993 on March 1, 2026; and 66,993 on March 1, 2027.

SEC source: 0001415889-24-003405 · form4-02122024_100204.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

SEC source: 0001415889-23-004154 · form4-03032023_090354.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,933

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-004154 · form4-03032023_090354.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 105,097 on March 1, 2024 and 105,098 on March 1, 2025.

SEC source: 0001415889-23-004154 · form4-03032023_090354.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 96,619 on March 1, 2024.

SEC source: 0001415889-23-004154 · form4-03032023_090354.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares.

SEC source: 0001415889-23-002372 · form4-02132023_110254.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,418

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-002372 · form4-02132023_110254.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,332

Underlying: Registered Shares · 158,332 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 52,777 on March 1, 2024; 52,777 on March 1, 2025; and 52,778 on March 1, 2026.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 52,777 on March 1, 2024; 52,777 on March 1, 2025; and 52,778 on March 1, 2026.

SEC source: 0001415889-23-002372 · form4-02132023_110254.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on May 8, 2020, vested on February 9, 2023, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2020-2022 performance cycle.

SEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,001

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 96,618 on March 1, 2023 and 96,619 on March 1, 2024.

SEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,896 on March 1, 2023.

SEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares.

SEC source: 0001179110-22-001164 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,964

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001179110-22-001164 · edgar.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,292

Underlying: Registered Shares · 315,292 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 105,097 on March 1, 2023; 105,097 on March 1, 2024; and 105,098 on March 1, 2025.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 105,097 on March 1, 2023; 105,097 on March 1, 2024; and 105,098 on March 1, 2025.

SEC source: 0001179110-22-001164 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle.

SEC source: 0001179110-21-005203 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,210

F2 · shares: Shares sold upon vesting to satisfy tax obligations.

SEC source: 0001179110-21-005203 · edgar.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,792

Underlying: Registered Shares · 103,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,896 on March 1, 2022 and 103,896 on March 1, 2023.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,896 on March 1, 2022 and 103,896 on March 1, 2023.

SEC source: 0001179110-21-005203 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,896 on March 1, 2022 and 103,896 on March 1, 2023.

SEC source: 0001179110-21-002740 · edgar.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,036

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001179110-21-002740 · edgar.xml · derivative · entry 4

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,202

Underlying: Registered Shares · 19,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 19,202 on March 1, 2022.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 19,202 on March 1, 2022.

SEC source: 0001179110-21-002740 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 19,202 on March 1, 2022.

SEC source: 0001179110-21-002740 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares.

SEC source: 0001179110-21-001738 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,509

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001179110-21-002898 · edgar.xml · derivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,855

Underlying: Registered Shares · 289,855 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 96,618 on March 1, 2022; 96,618 on March 1, 2023; and 96,619 on March 1, 2024.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 96,618 on March 1, 2022; 96,618 on March 1, 2023; and 96,619 on March 1, 2024.

SEC source: 0001179110-21-001738 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 8, 2018 and released on February 11, 2021, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2018-2020 performance cycle.

SEC source: 0001179110-20-005822 · edgar.xml · derivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,688

Underlying: Registered Shares · 311,688 shares

Expires not disclosed

F1 · derivative.exercise_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 103,896 on May 8, 2021; 103,896 on March 1, 2022; and 103,896 on March 1, 2023.

F1 · derivative.expiration_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 103,896 on May 8, 2021; 103,896 on March 1, 2022; and 103,896 on March 1, 2023.