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Transocean Ltd.

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3732
SEC CIK
0001451505
Parsed reports
394

Last 12 months

Inside the activity.

4 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202503
Jan 202604
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 5, 2020 00:10 UTC
Long Brady KEVP & General Counsel
Exercise / conversionRegistered Shares 12,043 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003135 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2020 Filed Mar 5, 2020 00:10 UTC
Adamson KeelanExecutive Vice President & COO
Exercise / conversionRegistered Shares 17,281 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003133 · edgar.xml · nonDerivative · entry 3

Adamson Keelan · CIK 0001750415 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 17,281 on March 1, 2021 and 17,281 on March 1, 2022.

Read SEC document
March 01, 2020 Filed Mar 5, 2020 00:10 UTC
Adamson KeelanExecutive Vice President & COO
Exercise / conversionRegistered Shares 10,426 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003133 · edgar.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 10,427 on March 1, 2021.

Read SEC document
March 01, 2020 Filed Mar 5, 2020 00:10 UTC
Adamson KeelanExecutive Vice President & COO
Exercise / conversionRegistered Shares 8,069 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003133 · edgar.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020.

F1 · shares: Restricted Units, which are 1-for-1 equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:30 UTC PurchaseRegistered Shares 35,000 $3.55 $124,250.00
Disclosure

SEC source: 0001179110-20-002453 · edgar.xml · nonDerivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

F1 · balance_after: Includes 1,000 shares inadvertently omitted from the reporting person's previous Form 4 filed on August 5, 2019.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:29 UTC PurchaseRegistered Shares 5,400 $3.70 $19,980.00
Disclosure

SEC source: 0001179110-20-002452 · edgar.xml · nonDerivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:22 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 10,000 $4.68 $46,800.00
Disclosure

SEC source: 0001179110-20-001440 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,083

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2019.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 17:34 UTC Tax withholdingRegistered Shares 32,531 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001403 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,233

F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 22:33 UTC
Long Brady KEVP & General Counsel
Tax withholdingRegistered Shares 19,683 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001402 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,017

F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 22:36 UTC
Adamson KeelanExecutive Vice President & COO
Tax withholdingRegistered Shares 16,650 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001406 · edgar.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,749

F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 22:35 UTC
Tonnel David ASVP and Corporate Controller
Tax withholdingRegistered Shares 16,797 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001405 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,083

F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 22:34 UTC
THIGPEN JEREMY DDirector · President & CEO
Tax withholdingRegistered Shares 74,161 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001404 · edgar.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,060

F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 22:32 UTC
DAVIS HOWARD EEVP, CAO & CIO
Tax withholdingRegistered Shares 16,579 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001401 · edgar.xml · nonDerivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,880

F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations.

Read SEC document
February 07, 2020 Filed Feb 16, 2021 18:19 UTC Amendment Tax withholdingRegistered Shares 33,505 $4.71 $157,808.55
Disclosure

SEC source: 0001179110-21-001727 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,259

F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations.

F2 · shares: Number of shares corrected from the reporting person's original Form 4.

F2 · balance_after: Number of shares corrected from the reporting person's original Form 4.

Read SEC document
February 07, 2020 Filed Feb 16, 2021 23:21 UTC Amendment
Tonnel David ASVP and Corporate Controller
Tax withholdingRegistered Shares 17,303 $4.71 $81,497.13
Disclosure

SEC source: 0001179110-21-001729 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,577

F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations.

F2 · shares: Number of shares corrected from the reporting person's original Form 4.

F2 · balance_after: Number of shares corrected from the reporting person's original Form 4.

Read SEC document
February 07, 2020 Filed Feb 16, 2021 23:20 UTC Amendment
THIGPEN JEREMY DDirector · President & CEO
Tax withholdingRegistered Shares 76,377 $4.71 $359,735.67
Disclosure

SEC source: 0001179110-21-001728 · edgar.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,844

F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations.

F2 · shares: Number of shares corrected from the reporting person's original Form 4.

F2 · balance_after: Number of shares corrected from the reporting person's original Form 4.

Read SEC document
February 07, 2020 Filed Feb 16, 2021 23:18 UTC Amendment
DAVIS HOWARD EEVP, CAO & CIO
Tax withholdingRegistered Shares 17,078 $4.71 $80,437.38
Disclosure

SEC source: 0001179110-21-001725 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,381

F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations.

F2 · shares: Number of shares corrected from the reporting person's original Form 4.

F2 · balance_after: Number of shares corrected from the reporting person's original Form 4.

Read SEC document
February 07, 2020 Filed Feb 16, 2021 23:19 UTC Amendment
Long Brady KEVP & General Counsel
Tax withholdingRegistered Shares 20,275 $4.71 $95,495.25
Disclosure

SEC source: 0001179110-21-001726 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,425

F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations.

F2 · shares: Number of shares corrected from the reporting person's original Form 4.

F2 · balance_after: Number of shares corrected from the reporting person's original Form 4.

Read SEC document
February 07, 2020 Filed Feb 16, 2021 23:18 UTC Amendment
Adamson KeelanExecutive Vice President & COO
Tax withholdingRegistered Shares 17,150 $4.71 $80,776.50
Disclosure

SEC source: 0001179110-21-001724 · edgar.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,249

F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations.

F2 · shares: Number of shares corrected from the reporting person's original Form 4.

F2 · balance_after: Number of shares corrected from the reporting person's original Form 4.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:34 UTC Exercise / conversionRegistered Shares 80,887 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001403 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:33 UTC
Long Brady KEVP & General Counsel
Exercise / conversionRegistered Shares 59,916 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001402 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:36 UTC
Adamson KeelanExecutive Vice President & COO
Exercise / conversionRegistered Shares 40,144 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001406 · edgar.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:35 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRegistered Shares 40,144 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001405 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:34 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 187,238 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001404 · edgar.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:32 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 64,410 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001401 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:32 UTC PurchaseRegistered Shares 4,000 $4.00 $16,000.00
Disclosure

SEC source: 0001179110-19-009548 · edgar.xml · nonDerivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Read SEC document
August 12, 2019 Filed Aug 14, 2019 23:01 UTC PurchaseRegistered Shares 3,500 $4.19 $14,665.00
Disclosure

SEC source: 0001179110-19-009524 · edgar.xml · nonDerivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Read SEC document
August 02, 2019 Filed Aug 5, 2019 20:28 UTC PurchaseRegistered Shares 200 $5.29 $1,057.00
Disclosure

SEC source: 0001179110-19-009087 · edgar.xml · nonDerivative · entry 2

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
August 02, 2019 Filed Aug 5, 2019 20:28 UTC PurchaseRegistered Shares 24,800 $5.29 $131,192.00
Disclosure

SEC source: 0001179110-19-009087 · edgar.xml · nonDerivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:31 UTC
DAVIS HOWARD EEVP, CAO & CIO
PurchaseRegistered Shares 98,049 $6.35 $622,611.15
Disclosure

SEC source: 0001179110-19-008240 · edgar.xml · nonDerivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 118,049

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:31 UTC
DAVIS HOWARD EEVP, CAO & CIO
SaleRegistered Shares 98,049 $6.32 $619,669.68
Disclosure

SEC source: 0001179110-19-008240 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 20,000

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:18 UTC PurchaseRegistered Shares 4,300 $5.92 $25,456.00
Disclosure

SEC source: 0001179110-19-007387 · edgar.xml · nonDerivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Read SEC document
May 09, 2019 Filed May 13, 2019 22:18 UTC GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005977 · edgar.xml · derivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 09, 2019 Filed May 13, 2019 22:16 UTC GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005973 · edgar.xml · derivative · entry 1

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 09, 2019 Filed May 13, 2019 22:13 UTC GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005969 · edgar.xml · derivative · entry 1

Barker Glyn Anthony · CIK 0001548502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 09, 2019 Filed May 13, 2019 22:18 UTC
Tan Ek KiaDirector
GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005976 · edgar.xml · derivative · entry 1

Tan Ek Kia · CIK 0001520316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 09, 2019 Filed May 13, 2019 22:17 UTC GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005975 · edgar.xml · derivative · entry 1

MERKSAMER SAMUEL J. · CIK 0001501581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 09, 2019 Filed May 13, 2019 22:16 UTC
Mohn Frederik WilhelmDirector · 10% owner
GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005974 · edgar.xml · derivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 09, 2019 Filed May 13, 2019 22:15 UTC GrantRestricted Units · Derivative 40,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005972 · edgar.xml · derivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,524

Underlying: Registered Shares · 40,524 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 09, 2019 Filed May 13, 2019 22:15 UTC GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005971 · edgar.xml · derivative · entry 1

Curado Frederico F. · CIK 0001577451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 09, 2019 Filed May 13, 2019 22:14 UTC GrantRestricted Units · Derivative 26,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005970 · edgar.xml · derivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

Underlying: Registered Shares · 26,185 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 9, 2019, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 9, 2020; or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 9, 2019 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 09, 2019 Filed May 15, 2019 20:29 UTC GrantRestricted Units · Derivative 107,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006088 · edgar.xml · derivative · entry 3

MILLER MERRILL A JR · CIK 0001228416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,734

Underlying: Registered Shares · 107,734 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, were previously acquired. Receipt of the Registered Shares was deferred until Mr. Miller became entitled to delivery upon termination of his service, which occurred on May 9, 2019.

F2 · derivative.exercise_date: 21,549 Registered Shares acquired were withheld to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, were previously acquired. Receipt of the Registered Shares was deferred until Mr. Miller became entitled to delivery upon termination of his service, which occurred on May 9, 2019.

F2 · derivative.expiration_date: 21,549 Registered Shares acquired were withheld to satisfy tax withholding obligations.

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May 09, 2019 Filed May 15, 2019 20:29 UTC Tax withholdingRegistered Shares 21,549 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006088 · edgar.xml · nonDerivative · entry 2

MILLER MERRILL A JR · CIK 0001228416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,185

F2 · shares: 21,549 Registered Shares acquired were withheld to satisfy tax withholding obligations.

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May 09, 2019 Filed May 15, 2019 20:29 UTC Exercise / conversionRegistered Shares 107,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006088 · edgar.xml · nonDerivative · entry 1

MILLER MERRILL A JR · CIK 0001228416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, were previously acquired. Receipt of the Registered Shares was deferred until Mr. Miller became entitled to delivery upon termination of his service, which occurred on May 9, 2019.

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May 07, 2019 Filed May 8, 2019 20:27 UTC PurchaseRegistered Shares 100 $7.35 $734.50
Disclosure

SEC source: 0001179110-19-005717 · edgar.xml · nonDerivative · entry 2

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

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May 07, 2019 Filed May 8, 2019 20:27 UTC PurchaseRegistered Shares 9,900 $7.35 $72,765.00
Disclosure

SEC source: 0001179110-19-005717 · edgar.xml · nonDerivative · entry 1

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,900

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April 22, 2019 Filed Apr 23, 2019 22:25 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 6,200 $9.65 $59,830.00
Disclosure

SEC source: 0001179110-19-005131 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,736

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017, as amended on December 22, 2017, and March 19, 2019.

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April 22, 2019 Filed Apr 23, 2019 22:25 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 10,361 $9.01 $93,352.61
Disclosure

SEC source: 0001179110-19-005131 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,936

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017, as amended on December 22, 2017, and March 19, 2019.

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March 01, 2019 Filed Mar 5, 2019 17:54 UTC Exercise / conversionRestricted Units · Derivative 21,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003329 · edgar.xml · derivative · entry 6

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,017

Underlying: Registered Shares · 21,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 21,008 on March 1, 2020 and 21,009 on March 1, 2021.

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March 01, 2019 Filed Mar 5, 2019 17:54 UTC Exercise / conversionRestricted Units · Derivative 16,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003329 · edgar.xml · derivative · entry 5

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

Underlying: Registered Shares · 16,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 16,258 on March 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.