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Nasdaq · USD

RGS

REGIS CORP

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8808
SEC CIK
0000716643
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255

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2018 Filed Sep 5, 2018 20:49 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Tax withholdingCommon Stock 13,784 $21.39 $294,839.76
Disclosure

SEC source: 0000716643-18-000045 · wf-form4_153618055855385.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,214

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:45 UTC
Moren Kathryn ShawnSVP, Chief HRO
GrantCommon Stock 30,680 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000043 · wf-form4_153618033945666.xml · nonDerivative · entry 5

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,121

F4 · shares: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 20:45 UTC
Moren Kathryn ShawnSVP, Chief HRO
GrantCommon Stock 10,226 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000043 · wf-form4_153618033945666.xml · nonDerivative · entry 4

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,441

F3 · shares: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 20:45 UTC
Moren Kathryn ShawnSVP, Chief HRO
GrantCommon Stock 4,090 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000043 · wf-form4_153618033945666.xml · nonDerivative · entry 3

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,215

F2 · shares: The Reporting Person was awarded a grant of 4,090 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:45 UTC
Moren Kathryn ShawnSVP, Chief HRO
GrantCommon Stock 2,159 $21.39 $46,181.01
Disclosure

SEC source: 0000716643-18-000043 · wf-form4_153618033945666.xml · nonDerivative · entry 2

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,125

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 2,159 shares of RGS common stock under the SPMP.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:45 UTC
Moren Kathryn ShawnSVP, Chief HRO
Tax withholdingCommon Stock 859 $21.39 $18,374.01
Disclosure

SEC source: 0000716643-18-000043 · wf-form4_153618033945666.xml · nonDerivative · entry 1

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,966

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:47 UTC
Lacko Andrew H.Chief Financial Officer
Tax withholdingCommon Stock 3,886 $16.54 $64,274.44
Disclosure

SEC source: 0000716643-18-000036 · wf-form4_153065443823662.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,313

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:11 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 12,272 $0.00 $0.00
Disclosure

SEC source: 0001744208-18-000004 · wf-form4_152953270145639.xml · nonDerivative · entry 2

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,133

F2 · shares: The Reporting Person was awarded a grant of 12,272 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:11 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 4,861 $0.00 $0.00
Disclosure

SEC source: 0001744208-18-000004 · wf-form4_152953270145639.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,861

F1 · shares: The Reporting Person was awarded a grant of 4,861 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:05 UTC GrantCommon Stock 3,785 $0.00 $0.00
Disclosure

SEC source: 0001298598-18-000006 · wf-form4_152027310505756.xml · nonDerivative · entry 1

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,785

F1 · shares: The Reporting Person was awarded a grant of 3,785 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 14:42 UTC PurchaseCommon Stock 5,000 $15.50 $77,500.00
Disclosure

SEC source: 0000716643-18-000014 · wf-form4_151844655690758.xml · nonDerivative · entry 1

WILLIAMS DAVID PATRICK · CIK 0001283114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,861

F1 · price: Reflects the weighted average price of 5,000 shares of common stock of Issuer purchased by the Reporting Person in multiple transactions on February 8, 2018 with prices ranging from $15.475 to $15.50 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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January 10, 2018 Filed Jan 12, 2018 21:25 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 6,640 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000006 · wf-form4_151579233609436.xml · nonDerivative · entry 2

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

F2 · shares: The Reporting Person was awarded a grant of 6,640 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:25 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 9,960 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000006 · wf-form4_151579233609436.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

F1 · shares: The Reporting Person was awarded a grant of 9,960 performance stock units (PSUs). The PSUs vest after a three-year period if and to the extent certain market-based conditions are met and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:19 UTC
Miller AnnetteChief Merchandising Officer
Tax withholdingCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001628037-17-000002 · wf-form4_151362833060948.xml · nonDerivative · entry 1

Miller Annette · CIK 0001628037 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,430

Read SEC document
December 05, 2017 Filed Jun 26, 2018 16:14 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 6,777 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000032 · wf-form4_153002964152587.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,595

F2 · shares: The Reporting Person was awarded a grant of 6,777 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:08 UTC GrantCommon Stock 5,948 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000082 · wf-form4_150836450856477.xml · nonDerivative · entry 1

RHOADES M ANN · CIK 0001222685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,311

F1 · shares: The Reporting Person was awarded a grant of 5,948 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:06 UTC
LIGHT MARKDirector
GrantCommon Stock 5,948 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000080 · wf-form4_150836440248337.xml · nonDerivative · entry 1

LIGHT MARK · CIK 0001482524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,807

F1 · shares: The Reporting Person was awarded a grant of 5,948 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:04 UTC GrantCommon Stock 11,566 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000078 · wf-form4_150836428108522.xml · nonDerivative · entry 1

WILLIAMS DAVID PATRICK · CIK 0001283114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,861

F1 · shares: The Reporting Person was awarded a grant of 11,566 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:03 UTC GrantCommon Stock 5,948 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000076 · wf-form4_150836417931143.xml · nonDerivative · entry 1

MERRIMAN MICHAEL J · CIK 0001211005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,201

F1 · shares: The Reporting Person was awarded a grant of 5,948 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 21:57 UTC GrantCommon Stock 5,948 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000074 · wf-form4_150836385441339.xml · nonDerivative · entry 1

Grissen David · CIK 0001545888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,807

F1 · shares: The Reporting Person was awarded a grant of 5,948 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 16:20 UTC
Dulka Andrew WChief Information Officer
GrantCommon Stock 11,295 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000034 · wf-form4_153003002291572.xml · nonDerivative · entry 1

Dulka Andrew W · CIK 0001640358 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,637

F1 · shares: The Reporting Person was awarded a grant of 11,295 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting. The PSUs were forfeited in connection with the termination of the Reporting Person's employment on November 6, 2017.

F2 · balance_after: Reflects shares beneficially owned immediately after the reportable transaction that occurred on October 17, 2017 that is reported on this Form 4 and does not reflect subsequent changes in beneficial ownership.

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October 17, 2017 Filed Jun 26, 2018 16:17 UTC
Bakken EricPresident of Franchise
GrantCommon Stock 22,590 $0.00 $0.00
Disclosure

SEC source: 0001368333-18-000002 · wf-form4_153002985359689.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,736

F1 · shares: The Reporting Person was awarded a grant of 22,590 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 175 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 16:14 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 4,518 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000032 · wf-form4_153002964152587.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,818

F1 · shares: The Reporting Person was awarded a grant of 4,518 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 16:05 UTC
Endrizzi RachelChief Marketing Officer
GrantCommon Stock 11,295 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000030 · wf-form4_153002913775598.xml · nonDerivative · entry 1

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,197

F1 · shares: The Reporting Person was awarded a grant of 11,295 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 16:10 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 18,072 $0.00 $0.00
Disclosure

SEC source: 0001710033-18-000002 · wf-form4_153002941194994.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,199

F1 · shares: The Reporting Person was awarded a grant of 18,072 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 15:09 UTC
Miller AnnetteChief Merchandising Officer
GrantCommon Stock 11,295 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000028 · wf-form4_153002576535574.xml · nonDerivative · entry 1

Miller Annette · CIK 0001628037 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,852

F1 · shares: The Reporting Person was awarded a grant of 11,295 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting. The PSUs were forfeited in connection with the termination of the Reporting Person's employment on December 31, 2017.

F2 · balance_after: Reflects shares beneficially owned immediately after the reportable transaction that occurred on October 17, 2017 that is reported on this Form 4 and does not reflect subsequent changes in beneficial ownership.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 15:00 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
GrantCommon Stock 18,072 $0.00 $0.00
Disclosure

SEC source: 0001591430-18-000002 · wf-form4_153002519853081.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,998

F1 · shares: The Reporting Person was awarded a grant of 18,072 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 14:54 UTC
Moren Kathryn ShawnSVP, Chief HRO
GrantCommon Stock 11,295 $0.00 $0.00
Disclosure

SEC source: 0001713634-18-000002 · wf-form4_153002488273280.xml · nonDerivative · entry 1

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,825

F1 · shares: The Reporting Person was awarded a grant of 11,295 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:21 UTC
Bakken EricPresident of Franchise
Tax withholdingCommon Stock 3,473 $13.28 $46,121.44
Disclosure

SEC source: 0000716643-17-000059 · wf-form4_150464287216656.xml · nonDerivative · entry 2

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,971

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:21 UTC
Bakken EricPresident of Franchise
GrantCommon Stock 15,060 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000059 · wf-form4_150464287216656.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,444

F1 · shares: The Reporting Person was awarded a grant of 15,060 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 215 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:17 UTC
Moren Kathryn ShawnSVP, Chief HRO
GrantCommon Stock 7,530 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000057 · wf-form4_150464263244088.xml · nonDerivative · entry 1

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,530

F1 · shares: The Reporting Person was awarded a grant of 7,530 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:15 UTC
Miller AnnetteChief Merchandising Officer
Tax withholdingCommon Stock 1,559 $13.28 $20,703.52
Disclosure

SEC source: 0000716643-17-000055 · wf-form4_150464253992430.xml · nonDerivative · entry 2

Miller Annette · CIK 0001628037 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,557

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:15 UTC
Miller AnnetteChief Merchandising Officer
GrantCommon Stock 7,530 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000055 · wf-form4_150464253992430.xml · nonDerivative · entry 1

Miller Annette · CIK 0001628037 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,116

F1 · shares: The Reporting Person was awarded a grant of 7,530 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:14 UTC
Endrizzi RachelChief Marketing Officer
Tax withholdingCommon Stock 625 $13.28 $8,300.00
Disclosure

SEC source: 0000716643-17-000053 · wf-form4_150464246210367.xml · nonDerivative · entry 2

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,902

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:14 UTC
Endrizzi RachelChief Marketing Officer
GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000053 · wf-form4_150464246210367.xml · nonDerivative · entry 1

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,527

F1 · shares: The Reporting Person was awarded a grant of 6,024 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:12 UTC
Dulka Andrew WChief Information Officer
Tax withholdingCommon Stock 1,445 $13.28 $19,189.60
Disclosure

SEC source: 0000716643-17-000051 · wf-form4_150464235521313.xml · nonDerivative · entry 2

Dulka Andrew W · CIK 0001640358 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,342

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:12 UTC
Dulka Andrew WChief Information Officer
GrantCommon Stock 7,530 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000051 · wf-form4_150464235521313.xml · nonDerivative · entry 1

Dulka Andrew W · CIK 0001640358 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,787

F1 · shares: The Reporting Person was awarded a grant of 7,530 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 1,461 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:11 UTC
Zupfer Kersten DeloresChief Accounting Officer
Tax withholdingCommon Stock 831 $13.28 $11,035.68
Disclosure

SEC source: 0000716643-17-000049 · wf-form4_150464227603633.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:11 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 3,012 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000049 · wf-form4_150464227603633.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,131

F1 · shares: The Reporting Person was awarded a grant of 3,012 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:08 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 12,048 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000046 · wf-form4_150464210484060.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,127

F1 · shares: The Reporting Person was awarded a grant of 12,048 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:07 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Tax withholdingCommon Stock 2,380 $13.28 $31,606.40
Disclosure

SEC source: 0000716643-17-000044 · wf-form4_150464200983520.xml · nonDerivative · entry 2

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,926

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:07 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
GrantCommon Stock 12,048 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000044 · wf-form4_150464200983520.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,306

F1 · shares: The Reporting Person was awarded a grant of 12,048 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 29, 2017 Filed Aug 31, 2017 14:51 UTC
Zupfer Kersten DeloresChief Accounting Officer
Tax withholdingCommon Stock 336 $12.60 $4,233.60
Disclosure

SEC source: 0000716643-17-000042 · wf-form4_150419105891226.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,119

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August 29, 2017 Filed Aug 31, 2017 14:49 UTC
Dulka Andrew WChief Information Officer
Tax withholdingCommon Stock 2,286 $12.60 $28,803.60
Disclosure

SEC source: 0000716643-17-000040 · wf-form4_150419096035570.xml · nonDerivative · entry 1

Dulka Andrew W · CIK 0001640358 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,796

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August 29, 2017 Filed Aug 31, 2017 14:47 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Tax withholdingCommon Stock 7,749 $12.60 $97,637.40
Disclosure

SEC source: 0000716643-17-000038 · wf-form4_150419082939284.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,258

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August 29, 2017 Filed Aug 31, 2017 14:45 UTC
Endrizzi RachelChief Marketing Officer
Tax withholdingCommon Stock 2,272 $12.60 $28,627.20
Disclosure

SEC source: 0000716643-17-000036 · wf-form4_150419070250066.xml · nonDerivative · entry 1

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,503

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August 29, 2017 Filed Aug 31, 2017 14:42 UTC
Bakken EricPresident of Franchise
Tax withholdingCommon Stock 12,722 $12.60 $160,297.20
Disclosure

SEC source: 0000716643-17-000034 · wf-form4_150419055818284.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,169

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July 01, 2017 Filed Jul 5, 2017 19:09 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 34,079 $0.00 $0.00
Disclosure

SEC source: 0001710033-17-000004 · wf-form4_149928176256281.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,079

F1 · shares: Vests ratably on each of the first three anniversaries of the date of grant.

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May 08, 2017 Filed May 10, 2017 21:35 UTC
SAWYER HUGH E IIIDirector · President & CEO
PurchaseCommon Stock 10,500 $9.81 $102,997.65
Disclosure

SEC source: 0000716643-17-000024 · wf-form4_149445213735228.xml · nonDerivative · entry 1

SAWYER HUGH E III · CIK 0001205306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,186

F1 · price: Reflects the weighted average price of 10,500 shares of common stock of Issuer purchased by the Reporting Person in multiple transactions on May 8, 2017 with prices ranging from $9.72 to $9.88 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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May 08, 2017 Filed May 10, 2017 21:32 UTC PurchaseCommon Stock 10,000 $9.61 $96,125.00
Disclosure

SEC source: 0000716643-17-000022 · wf-form4_149445196125535.xml · nonDerivative · entry 1

WILLIAMS DAVID PATRICK · CIK 0001283114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,295

F1 · price: Reflects the weighted average price of 10,000 shares of common stock of Issuer purchased by the Reporting Person in multiple transactions on May 8, 2017 with prices ranging from $9.25 to $9.71 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.