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Bakken Eric

Disclosed activity across 1 company

Tapewire entity
146850
SEC CIK
0001368333

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REGIS CORPRGS · Entity 8808President of FranchiseAugust 31, 2020September 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGIS CORP

Report date August 31, 2020 · Filed September 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect181,916 Reported balance After 2020-08-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-08-31 · Tax withholding · Disposed 1,537 · Balance 181,916

F1: Includes 172 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

F2: The Reporting Person's balance reflects the forfeiture of 22,590 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

Common StockSEC Table I · non-derivativeIndirectThrough profit sharing plan400 Reported balance Holding disclosure · report date 2020-08-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 400

Filing footnotes · ownership attribution and instrument terms

F1: Includes 172 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

F2: The Reporting Person's balance reflects the forfeiture of 22,590 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2020 Filed Sep 2, 2020 15:29 UTC REGIS CORP RGS · Entity 8808 Tax withholdingCommon Stock 1,537 $7.39 $11,358.43
Disclosure

SEC source: 0000716643-20-000048 · wf-form4_159906054077819.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,916

F1 · balance_after: Includes 172 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

F2 · balance_after: The Reporting Person's balance reflects the forfeiture of 22,590 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 15:33 UTC REGIS CORP RGS · Entity 8808 SaleCommon Stock 14,679 $14.96 $219,597.84
Disclosure

SEC source: 0000716643-20-000009 · wf-form4_158134881960507.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,871

F1 · price: Reflects the weighted average price of $14.96 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on February 6, 2020 with prices ranging from $14.92 to $14.99 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 76 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

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August 31, 2019 Filed Sep 4, 2019 18:57 UTC REGIS CORP RGS · Entity 8808 Tax withholdingCommon Stock 4,720 $16.17 $76,322.40
Disclosure

SEC source: 0000716643-19-000055 · wf-form4_156762341149436.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,474

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:57 UTC REGIS CORP RGS · Entity 8808 Tax withholdingCommon Stock 19,418 $17.96 $348,747.28
Disclosure

SEC source: 0000716643-19-000035 · wf-form4_156581982623493.xml · nonDerivative · entry 2

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,194

F2 · balance_after: Includes 142 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

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August 12, 2019 Filed Aug 14, 2019 21:57 UTC REGIS CORP RGS · Entity 8808 GrantCommon Stock 38,186 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000035 · wf-form4_156581982623493.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,470

F1 · kind: Reflects shares issued upon settlement of a performance-based restricted stock unit for a three-year performance period ended June 30, 2019.

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August 31, 2018 Filed Sep 5, 2018 21:15 UTC REGIS CORP RGS · Entity 8808 GrantCommon Stock 61,360 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 5

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,284

F5 · shares: The Reporting Person was awarded a grant of 61,360 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 21:15 UTC REGIS CORP RGS · Entity 8808 GrantCommon Stock 20,453 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 4

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,924

F4 · shares: The Reporting Person was awarded a grant of 20,453 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 21:15 UTC REGIS CORP RGS · Entity 8808 GrantCommon Stock 2,169 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 3

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,471

F3 · shares: The Reporting Person was awarded a grant of 2,169 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:15 UTC REGIS CORP RGS · Entity 8808 GrantCommon Stock 2,291 $21.39 $49,004.49
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 2

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,302

F2 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 2,291 shares of RGS common stock under the SPMP.

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August 31, 2018 Filed Sep 5, 2018 21:15 UTC REGIS CORP RGS · Entity 8808 Tax withholdingCommon Stock 14,763 $21.39 $315,780.57
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,011

F1 · balance_after: Includes 38 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
October 17, 2017 Filed Jun 26, 2018 16:17 UTC REGIS CORP RGS · Entity 8808 GrantCommon Stock 22,590 $0.00 $0.00
Disclosure

SEC source: 0001368333-18-000002 · wf-form4_153002985359689.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,736

F1 · shares: The Reporting Person was awarded a grant of 22,590 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 175 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:21 UTC REGIS CORP RGS · Entity 8808 Tax withholdingCommon Stock 3,473 $13.28 $46,121.44
Disclosure

SEC source: 0000716643-17-000059 · wf-form4_150464287216656.xml · nonDerivative · entry 2

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,971

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:21 UTC REGIS CORP RGS · Entity 8808 GrantCommon Stock 15,060 $0.00 $0.00
Disclosure

SEC source: 0000716643-17-000059 · wf-form4_150464287216656.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,444

F1 · shares: The Reporting Person was awarded a grant of 15,060 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 215 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 14:42 UTC REGIS CORP RGS · Entity 8808 Tax withholdingCommon Stock 12,722 $12.60 $160,297.20
Disclosure

SEC source: 0000716643-17-000034 · wf-form4_150419055818284.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,169

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.