Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHRISTOPHER & BANKS CORPCBKC · Entity 143842 | Senior VP, Chief Mktg Officer | June 19, 2020 | June 22, 2020 |
| REGIS CORPRGS · Entity 8808 | Chief Marketing Officer | August 31, 2018 | September 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHRISTOPHER & BANKS CORP
Report date June 19, 2020 · Filed June 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,205 |
Reported balance
After 2020-06-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-19 · Tax withholding · Disposed 8,795 · Balance 66,205 F1: Represents a transaction involving a disposition to the Company of equity securities upon the vesting of restricted stock whereby the reporting person used a portion of the shares that vested to satisfy the resulting tax withholding obligations. F2: This number includes restricted stock awards. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.14 · Expires 2029-06-19 | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2020-06-19 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 75,000 F3: On June 19, 2019, the reporting person was granted an option to purchase 75,000 shares of the Company's Common Stock. The option vests in three annual installments of 25,000 shares on each of June 19, 2020, June 19, 2021 and June 19, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 90,000 |
Reported balance
Holding disclosure · report date 2020-06-19 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 90,000 F4: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock on a one-for-one basis. F5: The restricted stock units vest in 3 equal installments on March 11, 2021; March 11, 2022 and March 11, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a transaction involving a disposition to the Company of equity securities upon the vesting of restricted stock whereby the reporting person used a portion of the shares that vested to satisfy the resulting tax withholding obligations.
F2: This number includes restricted stock awards.
F3: On June 19, 2019, the reporting person was granted an option to purchase 75,000 shares of the Company's Common Stock. The option vests in three annual installments of 25,000 shares on each of June 19, 2020, June 19, 2021 and June 19, 2022.
F4: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock on a one-for-one basis.
F5: The restricted stock units vest in 3 equal installments on March 11, 2021; March 11, 2022 and March 11, 2023.
REGIS CORP
Report date August 31, 2018 · Filed September 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,635 |
Ending reported balance
After 2018-08-31 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-08-31 · Tax withholding · Disposed 2,825 · Balance 30,372 Row 2 · 2018-08-31 · Grant · Acquired 1,851 · Balance 32,223 F1: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,851 shares of RGS common stock under the SPMP. Row 3 · 2018-08-31 · Grant · Acquired 3,506 · Balance 35,729 F2: The Reporting Person was awarded a grant of 3,506 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Row 4 · 2018-08-31 · Grant · Acquired 10,226 · Balance 45,955 F3: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Row 5 · 2018-08-31 · Grant · Acquired 30,680 · Balance 76,635 F4: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,851 shares of RGS common stock under the SPMP.
F2: The Reporting Person was awarded a grant of 3,506 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.
F3: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.
F4: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2020 Filed Jun 22, 2020 17:57 UTC | CHRISTOPHER & BANKS CORP CBKC · Entity 143842 | Tax withholdingCommon Stock | 8,795 | $0.23 | $1,978.88 |
DisclosureSEC source: 0000883943-20-000069 · wf-form4_159286304948695.xml · nonDerivative · entry 1 Endrizzi Rachel · CIK 0001706681 · Senior VP, Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,205 F1 · shares: Represents a transaction involving a disposition to the Company of equity securities upon the vesting of restricted stock whereby the reporting person used a portion of the shares that vested to satisfy the resulting tax withholding obligations. F2 · balance_after: This number includes restricted stock awards. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 11:36 UTC | CHRISTOPHER & BANKS CORP CBKC · Entity 143842 | GrantRestricted Stock Units · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000883943-20-000019 · wf-form4_158411379654794.xml · derivative · entry 3 Endrizzi Rachel · CIK 0001706681 · Senior VP, Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest in 3 equal installments on March 11, 2021; March 11, 2022 and March 11, 2023. F4 · derivative.expiration_date: The restricted stock units vest in 3 equal installments on March 11, 2021; March 11, 2022 and March 11, 2023. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 14:50 UTC | CHRISTOPHER & BANKS CORP CBKC · Entity 143842 | GrantEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001567619-19-013745 · doc1.xml · derivative · entry 2 Endrizzi Rachel · CIK 0001706681 · Senior VP, Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-06-19 F3 · derivative.exercise_date: On June 19, 2019, the reporting person was granted an option to purchase 75,000 shares of the Company's Common Stock. The option vests in three annual installments of 25,000 shares on each of June 19, 2020, June 19, 2021 and June 19, 2022. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 14:50 UTC | CHRISTOPHER & BANKS CORP CBKC · Entity 143842 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013745 · doc1.xml · nonDerivative · entry 1 Endrizzi Rachel · CIK 0001706681 · Senior VP, Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · kind: On June 19, 2019, the reporting person was granted 75,000 shares of Common Stock pursuant to a Restricted Stock Agreement. The shares are subject to forfeiture and are scheduled to vest in three installments of 25,000 on each of June 19, 2020, June 19, 2021 and June 19, 2022. F2 · balance_after: This number includes restricted stock awards. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 21:22 UTC | REGIS CORP RGS · Entity 8808 | GrantCommon Stock | 30,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 5 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,635 F4 · shares: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 21:22 UTC | REGIS CORP RGS · Entity 8808 | GrantCommon Stock | 10,226 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 4 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,955 F3 · shares: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 21:22 UTC | REGIS CORP RGS · Entity 8808 | GrantCommon Stock | 3,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 3 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,729 F2 · shares: The Reporting Person was awarded a grant of 3,506 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 21:22 UTC | REGIS CORP RGS · Entity 8808 | GrantCommon Stock | 1,851 | $21.39 | $39,592.89 |
DisclosureSEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 2 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,223 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,851 shares of RGS common stock under the SPMP. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 21:22 UTC | REGIS CORP RGS · Entity 8808 | Tax withholdingCommon Stock | 2,825 | $21.39 | $60,426.75 |
DisclosureSEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 1 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,372 Read SEC document |
| October 17, 2017 Filed Jun 26, 2018 16:05 UTC | REGIS CORP RGS · Entity 8808 | GrantCommon Stock | 11,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-18-000030 · wf-form4_153002913775598.xml · nonDerivative · entry 1 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,197 F1 · shares: The Reporting Person was awarded a grant of 11,295 performance stock units (PSUs). The PSUs vest if and to the extent certain market-based conditions are met during a performance period ending June 30, 2020 and each PSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:14 UTC | REGIS CORP RGS · Entity 8808 | Tax withholdingCommon Stock | 625 | $13.28 | $8,300.00 |
DisclosureSEC source: 0000716643-17-000053 · wf-form4_150464246210367.xml · nonDerivative · entry 2 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,902 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:14 UTC | REGIS CORP RGS · Entity 8808 | GrantCommon Stock | 6,024 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-17-000053 · wf-form4_150464246210367.xml · nonDerivative · entry 1 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,527 F1 · shares: The Reporting Person was awarded a grant of 6,024 restricted stock units (RSUs). The RSUs vest ratably over a three-year period and each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 14:45 UTC | REGIS CORP RGS · Entity 8808 | Tax withholdingCommon Stock | 2,272 | $12.60 | $28,627.20 |
DisclosureSEC source: 0000716643-17-000036 · wf-form4_150419070250066.xml · nonDerivative · entry 1 Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,503 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.