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Nasdaq · USD

RGS

REGIS CORP

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8808
SEC CIK
0000716643
Parsed reports
255

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2018 Filed Nov 13, 2018 21:43 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Exercise / conversionStock Appreciation Right · Derivative 2,173 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0000716643-18-000086 · wf-form4_154214536895114.xml · derivative · entry 6

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,346

Underlying: Common Stock · 2,173 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:43 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Tax withholdingCommon Stock 139 $17.82 $2,476.98
Disclosure

SEC source: 0000716643-18-000086 · wf-form4_154214536895114.xml · nonDerivative · entry 4

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,628

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:43 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Exercise / conversionCommon Stock 2,173 $15.50 $33,681.50
Disclosure

SEC source: 0000716643-18-000086 · wf-form4_154214536895114.xml · nonDerivative · entry 3

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:43 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
SaleCommon Stock 9,177 $17.88 $164,084.76
Disclosure

SEC source: 0000716643-18-000086 · wf-form4_154214536895114.xml · nonDerivative · entry 2

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,594

F1 · price: Reflects the weighted average price of 9,177 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on November 12, 2018 with prices ranging from $17.79 to $17.95 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 21:43 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Tax withholdingCommon Stock 17,776 $17.97 $319,434.72
Disclosure

SEC source: 0000716643-18-000086 · wf-form4_154214536895114.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,771

Read SEC document
October 23, 2018 Filed Oct 25, 2018 15:22 UTC GrantCommon Stock 5,592 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000074 · wf-form4_154048093201875.xml · nonDerivative · entry 1

MERRIMAN MICHAEL J · CIK 0001211005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,793

F1 · shares: The Reporting Person was awarded a grant of 5,592 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 15:16 UTC
LIGHT MARKDirector
GrantCommon Stock 5,592 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000072 · wf-form4_154048056593896.xml · nonDerivative · entry 1

LIGHT MARK · CIK 0001482524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,399

F1 · shares: The Reporting Person was awarded a grant of 5,592 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 15:11 UTC GrantCommon Stock 5,592 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000070 · wf-form4_154048024731478.xml · nonDerivative · entry 1

RHOADES M ANN · CIK 0001222685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,903

F1 · shares: The Reporting Person was awarded a grant of 5,592 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 15:05 UTC GrantCommon Stock 5,592 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000068 · wf-form4_154047990112696.xml · nonDerivative · entry 1

Grissen David · CIK 0001545888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,399

F1 · shares: The Reporting Person was awarded a grant of 5,592 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 14:59 UTC GrantCommon Stock 5,592 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000066 · wf-form4_154047953728923.xml · nonDerivative · entry 1

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,377

F1 · shares: The Reporting Person was awarded a grant of 5,592 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 14:50 UTC GrantCommon Stock 10,167 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000064 · wf-form4_154047899734260.xml · nonDerivative · entry 1

WILLIAMS DAVID PATRICK · CIK 0001283114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,028

F1 · shares: The Reporting Person was awarded a grant of 10,167 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:33 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 30,680 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000061 · wf-form4_153618321139443.xml · nonDerivative · entry 5

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,727

F4 · shares: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:33 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 10,226 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000061 · wf-form4_153618321139443.xml · nonDerivative · entry 4

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,047

F3 · shares: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:33 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 832 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000061 · wf-form4_153618321139443.xml · nonDerivative · entry 3

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,821

F2 · shares: The Reporting Person was awarded a grant of 832 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:33 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 879 $21.39 $18,801.81
Disclosure

SEC source: 0000716643-18-000061 · wf-form4_153618321139443.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,989

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 879 shares of RGS common stock under the SPMP.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:33 UTC
Zupfer Kersten DeloresChief Accounting Officer
Tax withholdingCommon Stock 3,485 $21.39 $74,544.15
Disclosure

SEC source: 0000716643-18-000061 · wf-form4_153618321139443.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,110

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:28 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 49,088 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000059 · wf-form4_153618286671268.xml · nonDerivative · entry 4

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,257

F5 · shares: The Reporting Person was awarded a grant of 49,088 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:28 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 16,362 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000059 · wf-form4_153618286671268.xml · nonDerivative · entry 3

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,169

F4 · shares: Reporting Person was awarded a grant of 16,362 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:28 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 6,942 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000059 · wf-form4_153618286671268.xml · nonDerivative · entry 2

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,807

F3 · shares: The Reporting Person was awarded a grant of 6,942 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:28 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 3,665 $21.39 $78,394.35
Disclosure

SEC source: 0000716643-18-000059 · wf-form4_153618286671268.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,865

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 3,665 shares of RGS common stock under the SPMP.

F2 · balance_after: Includes 67 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:22 UTC
Endrizzi RachelChief Marketing Officer
GrantCommon Stock 30,680 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 5

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,635

F4 · shares: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:22 UTC
Endrizzi RachelChief Marketing Officer
GrantCommon Stock 10,226 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 4

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,955

F3 · shares: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:22 UTC
Endrizzi RachelChief Marketing Officer
GrantCommon Stock 3,506 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 3

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,729

F2 · shares: The Reporting Person was awarded a grant of 3,506 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:22 UTC
Endrizzi RachelChief Marketing Officer
GrantCommon Stock 1,851 $21.39 $39,592.89
Disclosure

SEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 2

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,223

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,851 shares of RGS common stock under the SPMP.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:22 UTC
Endrizzi RachelChief Marketing Officer
Tax withholdingCommon Stock 2,825 $21.39 $60,426.75
Disclosure

SEC source: 0000716643-18-000057 · wf-form4_153618255553673.xml · nonDerivative · entry 1

Endrizzi Rachel · CIK 0001706681 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,372

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:15 UTC
Bakken EricPresident of Franchise
GrantCommon Stock 61,360 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 5

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,284

F5 · shares: The Reporting Person was awarded a grant of 61,360 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:15 UTC
Bakken EricPresident of Franchise
GrantCommon Stock 20,453 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 4

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,924

F4 · shares: The Reporting Person was awarded a grant of 20,453 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:15 UTC
Bakken EricPresident of Franchise
GrantCommon Stock 2,169 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 3

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,471

F3 · shares: The Reporting Person was awarded a grant of 2,169 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:15 UTC
Bakken EricPresident of Franchise
GrantCommon Stock 2,291 $21.39 $49,004.49
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 2

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,302

F2 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 2,291 shares of RGS common stock under the SPMP.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:15 UTC
Bakken EricPresident of Franchise
Tax withholdingCommon Stock 14,763 $21.39 $315,780.57
Disclosure

SEC source: 0000716643-18-000053 · wf-form4_153618209119028.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,011

F1 · balance_after: Includes 38 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:18 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 49,088 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000055 · wf-form4_153618228834936.xml · nonDerivative · entry 5

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,996

F4 · shares: The Reporting Person was awarded a grant of 49,088 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:18 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 16,362 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000055 · wf-form4_153618228834936.xml · nonDerivative · entry 4

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,908

F3 · shares: The Reporting Person was awarded a grant of 16,362 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:18 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 6,942 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000055 · wf-form4_153618228834936.xml · nonDerivative · entry 3

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,546

F2 · shares: The Reporting Person was awarded a grant of 6,942 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:18 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 3,665 $21.39 $78,394.35
Disclosure

SEC source: 0000716643-18-000055 · wf-form4_153618228834936.xml · nonDerivative · entry 2

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,604

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 3,665 shares of RGS common stock under the SPMP.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:18 UTC
Lacko Andrew H.Chief Financial Officer
Tax withholdingCommon Stock 1,374 $21.39 $29,389.86
Disclosure

SEC source: 0000716643-18-000055 · wf-form4_153618228834936.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,939

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:09 UTC
SAWYER HUGH E IIIDirector · President & CEO
GrantCommon Stock 319,074 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000051 · wf-form4_153618178196423.xml · nonDerivative · entry 2

SAWYER HUGH E III · CIK 0001205306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,618

F2 · shares: The Reporting Person was awarded a grant of 319,074 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:09 UTC
SAWYER HUGH E IIIDirector · President & CEO
GrantCommon Stock 106,358 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000051 · wf-form4_153618178196423.xml · nonDerivative · entry 1

SAWYER HUGH E III · CIK 0001205306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,544

F1 · shares: The Reporting Person was awarded a grant of 106,358 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:55 UTC
Alexander LauraSVP, Merchandise
GrantCommon Stock 30,680 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000047 · wf-form4_153618092735941.xml · nonDerivative · entry 5

Alexander Laura · CIK 0001744850 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,987

F4 · shares: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:55 UTC
Alexander LauraSVP, Merchandise
GrantCommon Stock 10,226 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000047 · wf-form4_153618092735941.xml · nonDerivative · entry 4

Alexander Laura · CIK 0001744850 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,307

F3 · shares: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:55 UTC
Alexander LauraSVP, Merchandise
GrantCommon Stock 3,506 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000047 · wf-form4_153618092735941.xml · nonDerivative · entry 3

Alexander Laura · CIK 0001744850 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,081

F2 · shares: The Reporting Person was awarded a grant of 3,506 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 20:55 UTC
Alexander LauraSVP, Merchandise
GrantCommon Stock 1,851 $21.39 $39,592.89
Disclosure

SEC source: 0000716643-18-000047 · wf-form4_153618092735941.xml · nonDerivative · entry 2

Alexander Laura · CIK 0001744850 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,851 shares of RGS common stock under the SPMP.

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August 31, 2018 Filed Sep 5, 2018 20:55 UTC
Alexander LauraSVP, Merchandise
Tax withholdingCommon Stock 488 $21.39 $10,438.32
Disclosure

SEC source: 0000716643-18-000047 · wf-form4_153618092735941.xml · nonDerivative · entry 1

Alexander Laura · CIK 0001744850 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,724

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August 31, 2018 Filed Sep 5, 2018 21:04 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 30,680 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000049 · wf-form4_153618143772359.xml · nonDerivative · entry 4

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,311

F5 · shares: The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 21:04 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 10,226 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000049 · wf-form4_153618143772359.xml · nonDerivative · entry 3

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,631

F4 · shares: The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 21:04 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 3,506 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000049 · wf-form4_153618143772359.xml · nonDerivative · entry 2

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,405

F3 · shares: The Reporting Person was awarded a grant of 3,506 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 21:04 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 1,851 $21.39 $39,592.89
Disclosure

SEC source: 0000716643-18-000049 · wf-form4_153618143772359.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,899

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,851 shares of RGS common stock under the SPMP.

F2 · balance_after: Includes 1,448 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

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August 31, 2018 Filed Sep 5, 2018 20:49 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
GrantCommon Stock 49,088 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000045 · wf-form4_153618055855385.xml · nonDerivative · entry 5

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,547

F4 · shares: The Reporting Person was awarded a grant of 49,088 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 20:49 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
GrantCommon Stock 16,362 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000045 · wf-form4_153618055855385.xml · nonDerivative · entry 4

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,459

F3 · shares: The Reporting Person was awarded a grant of 16,362 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 20:49 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
GrantCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0000716643-18-000045 · wf-form4_153618055855385.xml · nonDerivative · entry 3

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,097

F2 · shares: The Reporting Person was awarded a grant of 1,402 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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August 31, 2018 Filed Sep 5, 2018 20:49 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
GrantCommon Stock 1,481 $21.39 $31,678.59
Disclosure

SEC source: 0000716643-18-000045 · wf-form4_153618055855385.xml · nonDerivative · entry 2

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,695

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,481 shares of RGS common stock under the SPMP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.