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Nasdaq · USD

RGS

REGIS CORP

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8808
SEC CIK
0000716643
Parsed reports
255

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2020 Filed Oct 6, 2020 16:47 UTC
Athayde Felipe ADirector · President and CEO
GrantStock Options · Derivative 1,100,000 $0.00 Strike: $6.53 $0.00
Disclosure

SEC source: 0000716643-20-000058 · wf-form4_160200283947202.xml · derivative · entry 3

Athayde Felipe A · CIK 0001771305 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Common Stock · 1,100,000 shares

Expires 2030-10-05

F2 · derivative.exercise_date: Vests as to the service requirement on October 5, 2024, subject to achievement, prior to October 5, 2025, of a volume-weighted average closing price per share of the Company equal to or in excess of 150% of the closing price per share on September 4, 2020.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 16:47 UTC
Athayde Felipe ADirector · President and CEO
GrantStock Options · Derivative 358,680 $0.00 Strike: $6.53 $0.00
Disclosure

SEC source: 0000716643-20-000058 · wf-form4_160200283947202.xml · derivative · entry 2

Athayde Felipe A · CIK 0001771305 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,680

Underlying: Common Stock · 358,680 shares

Expires 2030-10-05

Read SEC document
October 05, 2020 Filed Oct 6, 2020 16:47 UTC
Athayde Felipe ADirector · President and CEO
GrantCommon Stock 358,680 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000058 · wf-form4_160200283947202.xml · nonDerivative · entry 1

Athayde Felipe A · CIK 0001771305 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,680

F1 · shares: Vests on the first anniversary of the date of grant.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 17:55 UTC SaleCommon Stock 40,000 $6.19 $247,600.00
Disclosure

SEC source: 0000716643-20-000054 · wf-form4_160010612097060.xml · nonDerivative · entry 1

WILLIAMS DAVID PATRICK · CIK 0001283114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,004

F1 · price: Reflects the weighted average price of 40,000 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on September 11, 2020 with prices ranging from $6.14 to $6.28 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 10, 2020 Filed Sep 14, 2020 17:53 UTC
TOWNSEND JAMES A.EVP & Chief Marketing Officer
PurchaseCommon Stock 5,000 $6.50 $32,500.00
Disclosure

SEC source: 0000716643-20-000052 · wf-form4_160010601695472.xml · nonDerivative · entry 1

TOWNSEND JAMES A. · CIK 0001771466 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,600

F1 · price: Reflects the weighted average price of $6.50 shares of common stock of Issuer purchased by the Reporting Person in multiple transactions on September 10, 2020 with prices ranging from $6.47 to $6.54 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 18:34 UTC
Priadka AndrewSVP, Merchandise
Tax withholdingCommon Stock 415 $7.39 $3,066.85
Disclosure

SEC source: 0000716643-20-000044 · wf-form4_159898524464442.xml · nonDerivative · entry 2

Priadka Andrew · CIK 0001817051 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,603

Read SEC document
August 31, 2020 Filed Sep 2, 2020 15:30 UTC
Zupfer Kersten DeloresChief Financial Officer
Tax withholdingCommon Stock 308 $7.39 $2,276.12
Disclosure

SEC source: 0000716643-20-000050 · wf-form4_159906058518553.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,786

F1 · balance_after: The Reporting Person's balance reflects the forfeiture of 11,295 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 15:29 UTC
Moren Kathryn ShawnEVP, Chief HRO
Tax withholdingCommon Stock 769 $7.39 $5,682.91
Disclosure

SEC source: 0000716643-20-000049 · wf-form4_159906056644319.xml · nonDerivative · entry 1

Moren Kathryn Shawn · CIK 0001713634 · EVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,814

F1 · balance_after: The Reporting Person's balance reflects the forfeiture of 11,295 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 15:29 UTC
Bakken EricPresident of Franchise
Tax withholdingCommon Stock 1,537 $7.39 $11,358.43
Disclosure

SEC source: 0000716643-20-000048 · wf-form4_159906054077819.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,916

F1 · balance_after: Includes 172 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

F2 · balance_after: The Reporting Person's balance reflects the forfeiture of 22,590 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

Read SEC document
August 30, 2020 Filed Sep 1, 2020 18:34 UTC
Priadka AndrewSVP, Merchandise
Tax withholdingCommon Stock 168 $7.39 $1,241.52
Disclosure

SEC source: 0000716643-20-000044 · wf-form4_159898524464442.xml · nonDerivative · entry 1

Priadka Andrew · CIK 0001817051 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,018

F1 · balance_after: The Reporting Person's balance reflects the forfeiture of 4,518 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 14:23 UTC
Kapadia ChadEVP, Chief Technology Officer
Tax withholdingCommon Stock 561 $9.29 $5,211.69
Disclosure

SEC source: 0000716643-20-000032 · wf-form4_159283579769498.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,889

Read SEC document
April 17, 2020 Filed Apr 20, 2020 20:02 UTC
SAWYER HUGH E IIIDirector · President & CEO
Tax withholdingCommon Stock 35,292 $8.79 $310,216.68
Disclosure

SEC source: 0000716643-20-000013 · wf-form4_158741296062838.xml · nonDerivative · entry 1

SAWYER HUGH E III · CIK 0001205306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,326

Read SEC document
February 06, 2020 Filed Feb 10, 2020 15:33 UTC
Bakken EricPresident of Franchise
SaleCommon Stock 14,679 $14.96 $219,597.84
Disclosure

SEC source: 0000716643-20-000009 · wf-form4_158134881960507.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,871

F1 · price: Reflects the weighted average price of $14.96 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on February 6, 2020 with prices ranging from $14.92 to $14.99 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 76 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 17:24 UTC
ATHAYDE AMANDASVP, General Counsel
Tax withholdingCommon Stock 678 $16.29 $11,044.62
Disclosure

SEC source: 0000716643-20-000002 · wf-form4_157902263062955.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,622

F1 · balance_after: Includes 1,211 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:02 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 22,694 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000085 · wf-form4_157359612388538.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,389

F2 · shares: The Reporting Person was awarded a grant of 22,694 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending November 11, 2022, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:02 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 7,564 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000085 · wf-form4_157359612388538.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,695

F1 · shares: The Reporting Person was awarded a grant of 7,564 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 19:25 UTC GrantCommon Stock 4,937 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000075 · wf-form4_157194506112673.xml · nonDerivative · entry 1

MERRIMAN MICHAEL J · CIK 0001211005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,730

F1 · shares: The Reporting Person was awarded a grant of 4,937 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 18:54 UTC GrantCommon Stock 4,937 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000073 · wf-form4_157194323234107.xml · nonDerivative · entry 1

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,314

F1 · shares: The Reporting Person was awarded a grant of 4,937 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 18:53 UTC
LIGHT MARKDirector
GrantCommon Stock 4,937 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000072 · wf-form4_157194319463308.xml · nonDerivative · entry 1

LIGHT MARK · CIK 0001482524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,336

F1 · shares: The Reporting Person was awarded a grant of 4,937 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 18:53 UTC GrantCommon Stock 8,976 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000071 · wf-form4_157194316078253.xml · nonDerivative · entry 1

WILLIAMS DAVID PATRICK · CIK 0001283114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,004

F1 · shares: The Reporting Person was awarded a grant of 8,976 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 18:52 UTC GrantCommon Stock 4,937 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000070 · wf-form4_157194312386384.xml · nonDerivative · entry 1

Grissen David · CIK 0001545888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,336

F1 · shares: The Reporting Person was awarded a grant of 4,937 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 18:51 UTC GrantCommon Stock 4,937 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000069 · wf-form4_157194307399681.xml · nonDerivative · entry 1

RHOADES M ANN · CIK 0001222685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,840

F1 · shares: The Reporting Person was awarded a grant of 4,937 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 18:56 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 37,105 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000053 · wf-form4_156762336584830.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,450

F1 · shares: The Reporting Person was awarded a grant of 37,105 restricted stock units (RSUs). The RSUs will vest on the third anniversary of the grant date, subject to the terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 143 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 18:58 UTC
Lacko Andrew H.Chief Financial Officer
Tax withholdingCommon Stock 1,229 $16.17 $19,872.93
Disclosure

SEC source: 0000716643-19-000058 · wf-form4_156762347735247.xml · nonDerivative · entry 3

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,775

Read SEC document
August 31, 2019 Filed Sep 4, 2019 18:57 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Tax withholdingCommon Stock 3,940 $16.17 $63,709.80
Disclosure

SEC source: 0000716643-19-000056 · wf-form4_156762343306185.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,554

Read SEC document
August 31, 2019 Filed Sep 4, 2019 18:58 UTC
Zupfer Kersten DeloresChief Accounting Officer
Tax withholdingCommon Stock 983 $16.17 $15,895.11
Disclosure

SEC source: 0000716643-19-000059 · wf-form4_156762349868506.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,437

Read SEC document
August 31, 2019 Filed Sep 4, 2019 18:57 UTC
Moren Kathryn ShawnSVP, Chief HRO
Tax withholdingCommon Stock 768 $16.17 $12,418.56
Disclosure

SEC source: 0000716643-19-000057 · wf-form4_156762345405683.xml · nonDerivative · entry 2

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,878

Read SEC document
August 31, 2019 Filed Sep 4, 2019 18:56 UTC
Alexander LauraSVP, Merchandise
Tax withholdingCommon Stock 389 $16.17 $6,290.13
Disclosure

SEC source: 0000716643-19-000054 · wf-form4_156762338980908.xml · nonDerivative · entry 1

Alexander Laura · CIK 0001744850 · SVP, Merchandise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,598

Read SEC document
August 31, 2019 Filed Sep 4, 2019 18:57 UTC
Bakken EricPresident of Franchise
Tax withholdingCommon Stock 4,720 $16.17 $76,322.40
Disclosure

SEC source: 0000716643-19-000055 · wf-form4_156762341149436.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,474

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:58 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 18,184 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000058 · wf-form4_156762347735247.xml · nonDerivative · entry 2

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,004

F2 · shares: The Reporting Person was awarded a grant of 18,184 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:58 UTC
Lacko Andrew H.Chief Financial Officer
GrantCommon Stock 4,800 $16.17 $77,616.00
Disclosure

SEC source: 0000716643-19-000058 · wf-form4_156762347735247.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,820

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 4,800 shares of RGS common stock under the SPMP.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:58 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 8,460 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000060 · wf-form4_156762351977026.xml · nonDerivative · entry 2

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,089

F3 · shares: The Reporting Person was awarded a grant of 8,460 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:58 UTC
ATHAYDE AMANDASVP, General Counsel
GrantCommon Stock 2,233 $16.17 $36,107.61
Disclosure

SEC source: 0000716643-19-000060 · wf-form4_156762351977026.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,629

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 2,233 shares of RGS common stock under the SPMP.

F2 · balance_after: Includes 1,339 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:58 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 1,763 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000059 · wf-form4_156762349868506.xml · nonDerivative · entry 3

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,131

F2 · shares: The Reporting Person was awarded a grant of 1,763 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:58 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 931 $16.17 $15,054.27
Disclosure

SEC source: 0000716643-19-000059 · wf-form4_156762349868506.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,368

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 931 shares of RGS common stock under the SPMP.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:57 UTC
Moren Kathryn ShawnSVP, Chief HRO
PurchaseCommon Stock 1,525 $16.34 $24,918.50
Disclosure

SEC source: 0000716643-19-000057 · wf-form4_156762345405683.xml · nonDerivative · entry 1

Moren Kathryn Shawn · CIK 0001713634 · SVP, Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,646

Read SEC document
August 29, 2019 Filed Aug 29, 2019 21:03 UTC
Lacko Andrew H.Chief Financial Officer
PurchaseCommon Stock 6,500 $16.09 $104,585.00
Disclosure

SEC source: 0000716643-19-000044 · wf-form4_156711260695502.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,020

F1 · price: Reflects the weighted average price of 6,500 shares of common stock of Issuer purchased by the Reporting Person in multiple transactions on August 29, 2019 with prices ranging from $16.07 to $16.10 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:57 UTC
Bakken EricPresident of Franchise
Tax withholdingCommon Stock 19,418 $17.96 $348,747.28
Disclosure

SEC source: 0000716643-19-000035 · wf-form4_156581982623493.xml · nonDerivative · entry 2

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,194

F2 · balance_after: Includes 142 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:57 UTC
Bakken EricPresident of Franchise
GrantCommon Stock 38,186 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000035 · wf-form4_156581982623493.xml · nonDerivative · entry 1

Bakken Eric · CIK 0001368333 · President of Franchise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,470

F1 · kind: Reflects shares issued upon settlement of a performance-based restricted stock unit for a three-year performance period ended June 30, 2019.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:55 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
Tax withholdingCommon Stock 18,177 $17.96 $326,458.92
Disclosure

SEC source: 0000716643-19-000033 · wf-form4_156581970361288.xml · nonDerivative · entry 2

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,494

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:55 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
GrantCommon Stock 38,186 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000033 · wf-form4_156581970361288.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,671

F1 · kind: Reflects shares issued upon settlement of a performance-based restricted stock unit for a three-year performance period ended June 30, 2019.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:53 UTC
Zupfer Kersten DeloresChief Accounting Officer
Tax withholdingCommon Stock 4,853 $17.96 $87,159.88
Disclosure

SEC source: 0000716643-19-000031 · wf-form4_156581956512430.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,420

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:53 UTC
Zupfer Kersten DeloresChief Accounting Officer
GrantCommon Stock 9,546 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000031 · wf-form4_156581956512430.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,273

F1 · kind: Reflects shares issued upon settlement of a performance-based restricted stock unit for a three-year performance period ended June 30, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 16:00 UTC
Lacko Andrew H.Chief Financial Officer
Tax withholdingCommon Stock 3,476 $16.99 $59,057.24
Disclosure

SEC source: 0000716643-19-000029 · wf-form4_156216958983097.xml · nonDerivative · entry 1

Lacko Andrew H. · CIK 0001710033 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,520

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June 18, 2019 Filed Jun 20, 2019 18:34 UTC
Kapadia ChadEVP, Chief Technology Officer
Tax withholdingCommon Stock 561 $18.29 $10,260.69
Disclosure

SEC source: 0000716643-19-000025 · wf-form4_156105564958664.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,202

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June 05, 2019 Filed Jun 7, 2019 17:14 UTC
Kapadia ChadEVP, Chief Technology Officer
GrantCommon Stock 5,361 $0.00 $0.00
Disclosure

SEC source: 0000716643-19-000023 · wf-form4_155992763482565.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,763

F1 · shares: The Reporting Person was awarded a grant of 5,361 restricted stock units (RSUs). The RSUs will vest on the third anniversary of the grant date, subject to the terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 2,145 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

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April 08, 2019 Filed Apr 10, 2019 15:40 UTC
TOWNSEND JAMES A.EVP & Chief Marketing Officer
GrantCommon Stock 50,700 $0.00 $0.00
Disclosure

SEC source: 0001771466-19-000004 · wf-form4_155491078633527.xml · nonDerivative · entry 2

TOWNSEND JAMES A. · CIK 0001771466 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,600

F2 · shares: The Reporting Person was awarded a grant of 50,700 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending April 8, 2022, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting.

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April 08, 2019 Filed Apr 10, 2019 15:40 UTC
TOWNSEND JAMES A.EVP & Chief Marketing Officer
GrantCommon Stock 16,900 $0.00 $0.00
Disclosure

SEC source: 0001771466-19-000004 · wf-form4_155491078633527.xml · nonDerivative · entry 1

TOWNSEND JAMES A. · CIK 0001771466 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

F1 · shares: Reporting Person was awarded a grant of 16,900 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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January 10, 2019 Filed Jan 14, 2019 15:44 UTC
ATHAYDE AMANDASVP, General Counsel
Tax withholdingCommon Stock 875 $18.99 $16,616.25
Disclosure

SEC source: 0000716643-19-000002 · wf-form4_154748065361502.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,057

F1 · balance_after: Includes 621 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

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November 13, 2018 Filed Nov 13, 2018 21:43 UTC
LAIN JIM BRIANEVP & Chief Operating Officer
SaleCommon Stock 143 $17.80 $2,545.40
Disclosure

SEC source: 0000716643-18-000086 · wf-form4_154214536895114.xml · nonDerivative · entry 5

LAIN JIM BRIAN · CIK 0001591430 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,485

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.