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REGIONS FINANCIAL CORP

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Tapewire entity
3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2023 Filed Jul 5, 2023 22:50 UTC Tax withholdingCommon Stock 5,835 $17.82 $103,979.70
Disclosure

SEC source: 0001225208-23-007303 · doc4.xml · nonDerivative · entry 2

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,681

F2 · kind: Represents shares withheld by the Company for tax withholding on restricted stock units that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 22:50 UTC Exercise / conversionCommon Stock 17,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007303 · doc4.xml · nonDerivative · entry 1

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units granted on July 1, 2022 (first of three equal annual installments) that settle in shares of common stock on a 1-for-1 basis.

F1 · price: Represents the vesting of restricted stock units granted on July 1, 2022 (first of three equal annual installments) that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
May 17, 2023 Filed May 19, 2023 19:02 UTC PurchaseCommon Stock 11,926 $16.78 $200,133.78
Disclosure

SEC source: 0001225208-23-006099 · doc4.xml · nonDerivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,107

F1 · price: The price reported in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $16.765 to $16.795, inclusive. The reporting person undertakes to provide to Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005019 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,103

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005022 · doc4.xml · derivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,103

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005021 · doc4.xml · derivative · entry 1

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,358.6997

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005020 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,103

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC
JOHNS JOHN DDirector
GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005017 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,781.2967

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC
Davis NoopurDirector
GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005018 · doc4.xml · derivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,103

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005016 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,781.2967

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005014 · doc4.xml · derivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,781.2967

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005013 · doc4.xml · derivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,781.2967

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantRestricted Stock Units · Derivative 12,568 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005015 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,320.3839

Underlying: Common Stock · 12,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005012 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,781.2967

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 21:55 UTC GrantRestricted Stock Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005011 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,781.2967

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 34,676 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004923 · doc4.xml · derivative · entry 2

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 19, 2023, the date of the reporting person's termination of service as a director.

F3 · derivative.expiration_date: In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 19, 2023, the date of the reporting person's termination of service as a director.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:23 UTC Exercise / conversionCommon Stock 34,676 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004923 · doc4.xml · nonDerivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled in shares of common stock on a one-for-one basis on April 19, 2023.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:22 UTC Exercise / conversionRestricted Stock Units · Derivative 5,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004920 · doc4.xml · derivative · entry 2

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:22 UTC Exercise / conversionCommon Stock 5,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004920 · doc4.xml · nonDerivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 5,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004922 · doc4.xml · derivative · entry 2

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:23 UTC Exercise / conversionCommon Stock 5,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004922 · doc4.xml · nonDerivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:22 UTC
Davis NoopurDirector
Exercise / conversionRestricted Stock Units · Derivative 5,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004921 · doc4.xml · derivative · entry 2

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:22 UTC
Davis NoopurDirector
Exercise / conversionCommon Stock 5,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004921 · doc4.xml · nonDerivative · entry 1

Davis Noopur · CIK 0001935424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:22 UTC Exercise / conversionRestricted Stock Units · Derivative 6,255 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004919 · doc4.xml · derivative · entry 2

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 22:22 UTC Exercise / conversionCommon Stock 6,255 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004919 · doc4.xml · nonDerivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on April 19, 2023.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:26 UTC GrantPhantom Stock · Derivative 1,890.8698 $18.51 $35,000.00
Disclosure

SEC source: 0001225208-23-004871 · doc4.xml · derivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,949.788

Underlying: Common Stock · 1,890.8698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:26 UTC GrantPhantom Stock · Derivative 1,688.2766 $18.51 $31,250.00
Disclosure

SEC source: 0001225208-23-004870 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,096.497

Underlying: Common Stock · 1,688.2766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:26 UTC GrantPhantom Stock · Derivative 1,688.2766 $18.51 $31,250.00
Disclosure

SEC source: 0001225208-23-004876 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,357.2

Underlying: Common Stock · 1,688.2766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:26 UTC GrantPhantom Stock · Derivative 1,620.7455 $18.51 $30,000.00
Disclosure

SEC source: 0001225208-23-004875 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,605.789

Underlying: Common Stock · 1,620.7455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:26 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 2,025.9319 $18.51 $37,500.00
Disclosure

SEC source: 0001225208-23-004874 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,542.5289

Underlying: Common Stock · 2,025.9319 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:26 UTC GrantPhantom Stock · Derivative 1,823.3387 $18.51 $33,750.00
Disclosure

SEC source: 0001225208-23-004873 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,314.5028

Underlying: Common Stock · 1,823.3387 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 17:26 UTC GrantPhantom Stock · Derivative 1,620.7455 $18.51 $30,000.00
Disclosure

SEC source: 0001225208-23-004872 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,972.637

Underlying: Common Stock · 1,620.7455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:30 UTC
Plimpton Tara ASEVP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 17,416 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · derivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,011.89

Underlying: Common Stock · 17,416 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:31 UTC GrantRestricted Stock Units · Derivative 26,123 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004583 · doc4.xml · derivative · entry 7

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,057.76

Underlying: Common Stock · 26,123 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:31 UTC
Turner John M JRDirector · President & CEO
GrantRestricted Stock Units · Derivative 97,527 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004584 · doc4.xml · derivative · entry 6

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,690.95

Underlying: Common Stock · 97,527 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:31 UTC GrantRestricted Stock Units · Derivative 20,899 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004585 · doc4.xml · derivative · entry 1

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,030.94

Underlying: Common Stock · 20,899 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:31 UTC GrantRestricted Stock Units · Derivative 26,123 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004582 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,997.05

Underlying: Common Stock · 26,123 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:30 UTC GrantRestricted Stock Units · Derivative 17,416 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004576 · doc4.xml · derivative · entry 5

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,041.49

Underlying: Common Stock · 17,416 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:30 UTC
Allen Karin KPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 1,742 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004575 · doc4.xml · derivative · entry 5

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,985.66

Underlying: Common Stock · 1,742 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:30 UTC GrantRestricted Stock Units · Derivative 12,191 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004581 · doc4.xml · derivative · entry 6

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,921.5

Underlying: Common Stock · 12,191 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:29 UTC GrantRestricted Stock Units · Derivative 17,416 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004579 · doc4.xml · derivative · entry 5

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,536.58

Underlying: Common Stock · 17,416 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:29 UTC GrantRestricted Stock Units · Derivative 20,899 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004578 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,360.13

Underlying: Common Stock · 20,899 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:29 UTC GrantRestricted Stock Units · Derivative 20,899 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004577 · doc4.xml · derivative · entry 5

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,724.71

Underlying: Common Stock · 20,899 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · derivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,259.39

Underlying: Common Stock · 29,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Tax withholdingCommon Stock 32,327 $18.56 $599,989.12
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · nonDerivative · entry 3

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,561

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC
Plimpton Tara ASEVP & Chief Legal Officer
Exercise / conversionCommon Stock 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · nonDerivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC
Plimpton Tara ASEVP & Chief Legal Officer
GrantCommon Stock 43,733 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,733

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2020 through December 31, 2022.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:31 UTC Exercise / conversionRestricted Stock Units · Derivative 45,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004583 · doc4.xml · derivative · entry 6

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,178.03

Underlying: Common Stock · 45,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:31 UTC Tax withholdingCommon Stock 50,284 $18.56 $933,271.04
Disclosure

SEC source: 0001225208-23-004583 · doc4.xml · nonDerivative · entry 3

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,372

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:31 UTC Exercise / conversionCommon Stock 45,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004583 · doc4.xml · nonDerivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.