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Allen Karin K

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53394
SEC CIK
0001915552

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CompanyLast reported asReport datePublished
REGIONS FINANCIAL CORPRF · Entity 3186Principal Accounting OfficerApril 03, 2026April 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGIONS FINANCIAL CORP

Report date April 03, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,985 Ending reported balance After 2026-04-03 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 1,742 · Balance 40,129

F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

Row 2 · 2026-04-03 · Exercise / conversion · Acquired 250.3876 · Balance 40,379.3876

F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

Row 3 · 2026-04-03 · Disposition to issuer · Disposed 250.3876 · Balance 40,129

F3: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Row 4 · 2026-04-03 · Grant · Acquired 1,132 · Balance 41,261

F4: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

Row 5 · 2026-04-03 · Tax withholding · Disposed 1,276 · Balance 39,985

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,571.9029 Reported balance After 2026-04-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-03 · Exercise / conversion · Disposed 1,742 · Balance 5,571.9029

F5: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F6: Includes quarterly cash dividends that were reinvested in restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,321.5153 Reported balance After 2026-04-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-03 · Exercise / conversion · Disposed 250.3876 · Balance 5,321.5153

F7: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F6: Includes quarterly cash dividends that were reinvested in restricted stock units.

Common StockSEC Table I · non-derivativeIndirect401(k)35,637.9528 Reported balance Holding disclosure · report date 2026-04-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 35,637.9528

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F3: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

F4: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

F5: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6: Includes quarterly cash dividends that were reinvested in restricted stock units.

F7: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2026 Filed Apr 7, 2026 22:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 250.3876 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001915552-26-000004 · wk-form4_1775599396.xml · derivative · entry 8

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,321.5153

Underlying: Common Stock · 250.3876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F2 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 1,742 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001915552-26-000004 · wk-form4_1775599396.xml · derivative · entry 7

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,571.9029

Underlying: Common Stock · 1,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 1,276 $26.47 $33,775.72
Disclosure

SEC source: 0001915552-26-000004 · wk-form4_1775599396.xml · nonDerivative · entry 5

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,985

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001915552-26-000004 · wk-form4_1775599396.xml · nonDerivative · entry 4

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,261

F4 · kind: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

F4 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Disposition to issuerCommon Stock 250.3876 $26.47 $6,627.76
Disclosure

SEC source: 0001915552-26-000004 · wk-form4_1775599396.xml · nonDerivative · entry 3

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,129

F3 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 250.3876 $0.00 $0.00
Disclosure

SEC source: 0001915552-26-000004 · wk-form4_1775599396.xml · nonDerivative · entry 2

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,379.3876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F2 · price: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 1,742 $0.00 $0.00
Disclosure

SEC source: 0001915552-26-000004 · wk-form4_1775599396.xml · nonDerivative · entry 1

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F1 · price: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:05 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 1,916 $0.00 $0.00
Disclosure

SEC source: 0001915552-26-000002 · wk-form4_1775253920.xml · derivative · entry 1

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,313.9029

Underlying: Common Stock · 1,916 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.

F2 · derivative.expiration_date: The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 1,466 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · derivative · entry 9

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,656.2392

Underlying: Common Stock · 1,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 208.44 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · derivative · entry 8

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,122.2392

Underlying: Common Stock · 208.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 1,530 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · derivative · entry 7

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,330.6792

Underlying: Common Stock · 1,530 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F6 · derivative.expiration_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 1,581 $21.57 $34,102.17
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · nonDerivative · entry 5

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,387

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Disposition to issuerCommon Stock 208.44 $21.57 $4,496.05
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · nonDerivative · entry 4

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,968

F4 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 208.44 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · nonDerivative · entry 3

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,176.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F3 · price: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · nonDerivative · entry 2

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F2 · price: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:52 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 2,096 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004090 · doc4.xml · nonDerivative · entry 1

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,502

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 3,469 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · derivative · entry 5

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,744.41

Underlying: Common Stock · 3,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 1,697 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · derivative · entry 4

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,213.41

Underlying: Common Stock · 1,697 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 1,457 $20.56 $29,955.92
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · nonDerivative · entry 2

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,406

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 3,469 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · nonDerivative · entry 1

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 1,742 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004575 · doc4.xml · derivative · entry 5

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,985.66

Underlying: Common Stock · 1,742 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 7,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004575 · doc4.xml · derivative · entry 4

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,731.62

Underlying: Common Stock · 7,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 2,140 $18.56 $39,718.40
Disclosure

SEC source: 0001225208-23-004575 · doc4.xml · nonDerivative · entry 2

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,394

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 7,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004575 · doc4.xml · nonDerivative · entry 1

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:14 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 4,970 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005602 · doc4.xml · derivative · entry 5

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,020.62

Underlying: Common Stock · 4,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:14 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 1,466 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005602 · doc4.xml · derivative · entry 4

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,990.62

Underlying: Common Stock · 1,466 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

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April 01, 2022 Filed Apr 5, 2022 22:14 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 2,205 $21.47 $47,341.35
Disclosure

SEC source: 0001225208-22-005602 · doc4.xml · nonDerivative · entry 2

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,245

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April 01, 2022 Filed Apr 5, 2022 22:14 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 4,970 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005602 · doc4.xml · nonDerivative · entry 1

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.