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Plimpton Tara A

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53420
SEC CIK
0001808435

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REGIONS FINANCIAL CORPRF · Entity 3186SEVP & Chief Legal OfficerApril 03, 2026April 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGIONS FINANCIAL CORP

Report date April 03, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,534 Ending reported balance After 2026-04-03 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 17,416 · Balance 91,959

F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

Row 2 · 2026-04-03 · Exercise / conversion · Acquired 2,503.3007 · Balance 94,462.3007

F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

Row 3 · 2026-04-03 · Disposition to issuer · Disposed 2,503.3007 · Balance 91,959

F3: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Row 4 · 2026-04-03 · Grant · Acquired 11,320 · Balance 103,279

F4: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

Row 5 · 2026-04-03 · Tax withholding · Disposed 12,745 · Balance 90,534

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct53,465.9875 Reported balance After 2026-04-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-04-03 · Exercise / conversion · Disposed 17,416 · Balance 53,465.9875

F5: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F6: Includes quarterly cash dividends that were reinvested in restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct50,962.6868 Reported balance After 2026-04-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-03 · Exercise / conversion · Disposed 2,503.3007 · Balance 50,962.6868

F7: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F6: Includes quarterly cash dividends that were reinvested in restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F3: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

F4: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

F5: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6: Includes quarterly cash dividends that were reinvested in restricted stock units.

F7: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2026 Filed Apr 7, 2026 22:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 2,503.3007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · derivative · entry 7

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,962.6868

Underlying: Common Stock · 2,503.3007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F2 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 17,416 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · derivative · entry 6

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,465.9875

Underlying: Common Stock · 17,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 12,745 $26.47 $337,360.15
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · nonDerivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,534

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 11,320 $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · nonDerivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,279

F4 · kind: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

F4 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Disposition to issuerCommon Stock 2,503.3007 $26.47 $66,262.37
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · nonDerivative · entry 3

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,959

F3 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 2,503.3007 $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · nonDerivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,462.3007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

F2 · price: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 22:02 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 17,416 $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000004 · wk-form4_1775599366.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

F1 · price: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:04 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 15,332 $0.00 $0.00
Disclosure

SEC source: 0001808435-26-000002 · wk-form4_1775253877.xml · derivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,881.9875

Underlying: Common Stock · 15,332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.

F2 · derivative.expiration_date: The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GiftCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-007539 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,543

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 13,198 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · derivative · entry 8

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,849.0101

Underlying: Common Stock · 13,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 747.54 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · derivative · entry 7

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,047.0101

Underlying: Common Stock · 747.54 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 16,827 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · derivative · entry 6

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,794.5501

Underlying: Common Stock · 16,827 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F6 · derivative.expiration_date: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.

F7 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 14,225 $21.57 $306,833.25
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,418

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Disposition to issuerCommon Stock 747.54 $21.57 $16,124.44
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,643

F4 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 747.54 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 3

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,390.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

F3 · price: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 13,198 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

F2 · price: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 18,873 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004094 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,445

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 21:31 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GiftCommon Stock 1,920 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010643 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,572

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · derivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,474.06

Underlying: Common Stock · 14,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 16,972 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · derivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,801.06

Underlying: Common Stock · 16,972 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 15,887 $20.56 $326,636.72
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · nonDerivative · entry 3

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,492

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · nonDerivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 21,491 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004921 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,052

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 17,416 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · derivative · entry 5

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,011.89

Underlying: Common Stock · 17,416 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · derivative · entry 4

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,259.39

Underlying: Common Stock · 29,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 32,327 $18.56 $599,989.12
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · nonDerivative · entry 3

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,561

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · nonDerivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 43,733 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004580 · doc4.xml · nonDerivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,733

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2020 through December 31, 2022.

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April 01, 2022 Filed Apr 5, 2022 22:14 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 13,198 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005605 · doc4.xml · derivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,414.39

Underlying: Common Stock · 13,198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

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April 01, 2021 Filed Apr 5, 2021 21:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006483 · doc4.xml · derivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,482

Underlying: Common Stock · 14,327 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

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April 01, 2021 Filed Apr 5, 2021 21:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2021) · Derivative 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006483 · doc4.xml · derivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,327

Underlying: Common Stock · 21,490.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

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April 13, 2020 Filed Apr 14, 2020 18:57 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 29,155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006429 · doc4.xml · derivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

Underlying: Common Stock · 29,155 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

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April 13, 2020 Filed Apr 14, 2020 18:57 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2020) · Derivative 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006429 · doc4.xml · derivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

Underlying: Common Stock · 43,732.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.