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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 3, 2018 21:45 UTC GrantPerformance Stock Units (2018) · Derivative 10,627 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007233 · doc4.xml · derivative · entry 8

Godin Barbara · CIK 0001509488 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,627

Underlying: Common Stock · 15,940.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:45 UTC Tax withholdingCommon Stock 18,480 $18.58 $343,358.40
Disclosure

SEC source: 0001225208-18-007233 · doc4.xml · nonDerivative · entry 3

Godin Barbara · CIK 0001509488 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,538

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:45 UTC GrantRestricted Stock Units · Derivative 10,627 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007231 · doc4.xml · derivative · entry 12

Couch Brett D · CIK 0001509486 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,847

Underlying: Common Stock · 10,627 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:45 UTC GrantPerformance Stock Units (2018) · Derivative 10,627 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007231 · doc4.xml · derivative · entry 11

Couch Brett D · CIK 0001509486 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,627

Underlying: Common Stock · 15,940.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:45 UTC Tax withholdingCommon Stock 16,396 $18.58 $304,637.68
Disclosure

SEC source: 0001225208-18-007231 · doc4.xml · nonDerivative · entry 3

Couch Brett D · CIK 0001509486 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,437.4797

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock (phantom stock) 32.7949 $18.17 $595.91
Disclosure

SEC source: 0001225208-18-007801 · doc4.xml · nonDerivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 6,654.0276

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:56 UTC OtherCommon Stock (phantom stock) 22.874 $18.17 $415.64
Disclosure

SEC source: 0001225208-18-007809 · doc4.xml · nonDerivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 4,641.1068

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:56 UTC OtherCommon Stock (phantom stock) 767.8673 $18.17 $13,952.76
Disclosure

SEC source: 0001225208-18-007808 · doc4.xml · nonDerivative · entry 2

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 155,798.7689

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:56 UTC OtherCommon Stock 461.6219 $18.17 $8,388.04
Disclosure

SEC source: 0001225208-18-007808 · doc4.xml · nonDerivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,271.3662

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock (phantom stock) 897.5835 $18.17 $16,309.81
Disclosure

SEC source: 0001225208-18-007807 · doc4.xml · nonDerivative · entry 3

MCCRARY CHARLES D · CIK 0001195321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 182,117.8644

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock 78.88 $18.58 $1,465.59
Disclosure

SEC source: 0001225208-18-007807 · doc4.xml · nonDerivative · entry 2

MCCRARY CHARLES D · CIK 0001195321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,118.2033

F2 · kind: Acquisition resulting from the reinvestment of regular quarterly dividends in the Amsouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors. Since the merger, only quarterly dividends are being accrued in the Plan.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock 428.6102 $18.17 $7,788.19
Disclosure

SEC source: 0001225208-18-007807 · doc4.xml · nonDerivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,039.3233

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock (phantom stock) 348.9914 $18.17 $6,341.45
Disclosure

SEC source: 0001225208-18-007806 · doc4.xml · nonDerivative · entry 2

MAUPIN JOHN E JR D D S · CIK 0001189149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 70,809.659

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock 72.7188 $18.17 $1,321.36
Disclosure

SEC source: 0001225208-18-007806 · doc4.xml · nonDerivative · entry 1

MAUPIN JOHN E JR D D S · CIK 0001189149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,584.6358

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock (phantom stock) 555.1741 $18.17 $10,087.96
Disclosure

SEC source: 0001225208-18-007805 · doc4.xml · nonDerivative · entry 2

MATLOCK SUSAN W · CIK 0001199169 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 112,643.7563

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock 0.7352 $18.17 $13.36
Disclosure

SEC source: 0001225208-18-007805 · doc4.xml · nonDerivative · entry 1

MATLOCK SUSAN W · CIK 0001199169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,454.6088

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock (phantom stock) 331.9806 $18.17 $6,032.35
Disclosure

SEC source: 0001225208-18-007804 · doc4.xml · nonDerivative · entry 2

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 67,358.1546

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock 354.3092 $18.17 $6,438.08
Disclosure

SEC source: 0001225208-18-007804 · doc4.xml · nonDerivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,438.381

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC
JOHNS JOHN DDirector
OtherCommon Stock (phantom stock) 348.7789 $18.17 $6,337.59
Disclosure

SEC source: 0001225208-18-007803 · doc4.xml · nonDerivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 70,766.5672

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC
FAST ERIC CDirector
OtherCommon Stock (phantom stock) 489.1402 $18.17 $8,888.07
Disclosure

SEC source: 0001225208-18-007802 · doc4.xml · nonDerivative · entry 2

FAST ERIC C · CIK 0001187925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 99,245.6294

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC
FAST ERIC CDirector
OtherCommon Stock 381.7384 $18.17 $6,936.49
Disclosure

SEC source: 0001225208-18-007802 · doc4.xml · nonDerivative · entry 1

FAST ERIC C · CIK 0001187925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,018.7427

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock (phantom stock) 269.2795 $18.17 $4,893.02
Disclosure

SEC source: 0001225208-18-007800 · doc4.xml · nonDerivative · entry 2

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 54,636.3279

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Apr 17, 2018 19:55 UTC OtherCommon Stock 317.0165 $18.17 $5,760.44
Disclosure

SEC source: 0001225208-18-007800 · doc4.xml · nonDerivative · entry 1

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,851.2204

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed May 1, 2018 21:29 UTC
DEFOSSET DONDirector
OtherCommon Stock (phantom stock) 61.5652 $18.17 $1,118.69
Disclosure

SEC source: 0001225208-18-008394 · doc4.xml · nonDerivative · entry 4

DEFOSSET DON · CIK 0001166569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 12,491.4036

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed May 1, 2018 21:29 UTC
DEFOSSET DONDirector
OtherCommon Stock 15.21 $18.58 $282.60
Disclosure

SEC source: 0001225208-18-008394 · doc4.xml · nonDerivative · entry 2

DEFOSSET DON · CIK 0001166569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,710.9929

F2 · kind: Acquisition resulting from the reinvestment of regular quarterly dividends in the Amsouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors. Since the merger, only quarterly dividends are being accrued in the Plan.

Read SEC document
April 02, 2018 Filed May 1, 2018 21:29 UTC
DEFOSSET DONDirector
OtherCommon Stock 428.6774 $18.17 $7,789.41
Disclosure

SEC source: 0001225208-18-008394 · doc4.xml · nonDerivative · entry 1

DEFOSSET DON · CIK 0001166569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,695.7829

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed May 1, 2018 21:30 UTC OtherCommon Stock (phantom stock) 95.9979 $18.17 $1,744.36
Disclosure

SEC source: 0001225208-18-008406 · doc4.xml · nonDerivative · entry 2

COOPER DAVID J · CIK 0001187463 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 19,477.7428

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed May 1, 2018 21:30 UTC OtherCommon Stock 483.2341 $18.17 $8,780.75
Disclosure

SEC source: 0001225208-18-008406 · doc4.xml · nonDerivative · entry 1

COOPER DAVID J · CIK 0001187463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,847.7084

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed May 4, 2018 20:41 UTC OtherCommon Stock (phantom stock) 63.4989 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 9

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 9,557.8793

F4 · kind: Acquired through dividend reinvestment credited in January and April 2018 to reporting person's holdings in employer stock fund.

F5 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
April 02, 2018 Filed May 4, 2018 20:41 UTC OtherCommon Stock 42.6226 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008754 · doc4.xml · nonDerivative · entry 6

Gale Fournier J. III · CIK 0001514189 · SEVP & GC

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,306.3321

F4 · kind: Acquired through dividend reinvestment credited in January and April 2018 to reporting person's holdings in employer stock fund.

F5 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
April 02, 2018 Filed Feb 14, 2019 19:10 UTC OtherCommon Stock 2.8128 $18.17 $51.11
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,523.8179

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 02, 2018 Filed Feb 14, 2019 19:10 UTC OtherCommon Stock 44.3222 $18.17 $805.37
Disclosure

SEC source: 0001225208-19-002613 · doc5.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,521.0051

F1 · kind: These shares were acquired through regular dividend reinvestments.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007246 · doc4.xml · derivative · entry 11

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,441

Underlying: Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionPerformance Stock Units - 2015 · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007246 · doc4.xml · derivative · entry 10

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F1 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007246 · doc4.xml · nonDerivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007246 · doc4.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionRestricted Stock Units · Derivative 6,424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · derivative · entry 9

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,124

Underlying: Common Stock · 6,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionPerformance Stock Units - 2015 · Derivative 6,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · derivative · entry 8

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F3 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F3 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F3 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionCommon Stock 6,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · nonDerivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,476.6829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 17:46 UTC Exercise / conversionCommon Stock 6,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007240 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,052.6829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007245 · doc4.xml · derivative · entry 7

Turner John M JR · CIK 0001319060 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,110

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionPerformance Stock Units - 2015 · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007245 · doc4.xml · derivative · entry 6

Turner John M JR · CIK 0001319060 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007245 · doc4.xml · nonDerivative · entry 2

Turner John M JR · CIK 0001319060 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,588.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007245 · doc4.xml · nonDerivative · entry 1

Turner John M JR · CIK 0001319060 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,338.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionRestricted Stock Units · Derivative 20,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007244 · doc4.xml · derivative · entry 8

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,220

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionPerformance Stock Units - 2015 · Derivative 20,833 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007244 · doc4.xml · derivative · entry 7

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionCommon Stock 20,833 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007244 · doc4.xml · nonDerivative · entry 2

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionCommon Stock 20,833 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007244 · doc4.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionRestricted Stock Units · Derivative 20,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007243 · doc4.xml · derivative · entry 7

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,220

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:46 UTC Exercise / conversionPerformance Stock Units - 2015 · Derivative 20,833 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007243 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.