RF

SEC source: 0001225208-21-006586 · doc4.xml · derivative · entry 8

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,184

Underlying: Common Stock · 30,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006586 · doc4.xml · derivative · entry 7

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,937.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006586 · doc4.xml · nonDerivative · entry 4

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,549.9999

SEC source: 0001225208-21-006586 · doc4.xml · nonDerivative · entry 3

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,239.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006586 · doc4.xml · nonDerivative · entry 2

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,301.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006583 · doc4.xml · derivative · entry 8

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,241

Underlying: Common Stock · 10,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006583 · doc4.xml · derivative · entry 7

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,520.73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006583 · doc4.xml · nonDerivative · entry 3

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,047

SEC source: 0001225208-21-006583 · doc4.xml · nonDerivative · entry 2

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006583 · doc4.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006584 · doc4.xml · derivative · entry 7

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,954

Underlying: Common Stock · 15,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006584 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,396.48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006584 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,128

SEC source: 0001225208-21-006584 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006584 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006582 · doc4.xml · derivative · entry 7

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,945

Underlying: Common Stock · 10,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006582 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,520.73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006582 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,399

SEC source: 0001225208-21-006582 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006582 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006581 · doc4.xml · derivative · entry 7

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,483

Underlying: Common Stock · 20,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006581 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,528.64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006581 · doc4.xml · nonDerivative · entry 3

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,227

SEC source: 0001225208-21-006581 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006581 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006579 · doc4.xml · derivative · entry 7

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,536

Underlying: Common Stock · 12,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006579 · doc4.xml · derivative · entry 6

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,975.04 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006579 · doc4.xml · nonDerivative · entry 3

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,120

SEC source: 0001225208-21-006579 · doc4.xml · nonDerivative · entry 2

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006579 · doc4.xml · nonDerivative · entry 1

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006578 · doc4.xml · derivative · entry 6

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,876

Underlying: Common Stock · 10,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006578 · doc4.xml · derivative · entry 5

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,264.32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006578 · doc4.xml · nonDerivative · entry 3

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,895

SEC source: 0001225208-21-006578 · doc4.xml · nonDerivative · entry 2

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006578 · doc4.xml · nonDerivative · entry 1

Duggirala Amala · CIK 0001836350 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006577 · doc4.xml · derivative · entry 5

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,490

Underlying: Common Stock · 2,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006577 · doc4.xml · derivative · entry 4

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,737.35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006577 · doc4.xml · nonDerivative · entry 3

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,571

SEC source: 0001225208-21-006577 · doc4.xml · nonDerivative · entry 2

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006577 · doc4.xml · nonDerivative · entry 1

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006483 · doc4.xml · derivative · entry 2

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,482

Underlying: Common Stock · 14,327 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-21-006483 · doc4.xml · derivative · entry 1

Plimpton Tara A · CIK 0001808435 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,327

Underlying: Common Stock · 21,490.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

SEC source: 0001225208-21-006486 · doc4.xml · derivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,347

Underlying: Common Stock · 23,878 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-21-006486 · doc4.xml · derivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,878

Underlying: Common Stock · 35,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

SEC source: 0001225208-21-006480 · doc4.xml · derivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,129

Underlying: Common Stock · 4,776 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-21-006480 · doc4.xml · derivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,776

Underlying: Common Stock · 7,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

SEC source: 0001225208-21-006487 · doc4.xml · derivative · entry 2

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,424

Underlying: Common Stock · 83,572 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-21-006487 · doc4.xml · derivative · entry 1

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,572

Underlying: Common Stock · 125,358 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

SEC source: 0001225208-21-006485 · doc4.xml · derivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,506

Underlying: Common Stock · 15,918 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-21-006485 · doc4.xml · derivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,918

Underlying: Common Stock · 23,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.