REZI

SEC source: 0000899243-19-003518 · doc4.xml · derivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,053

Underlying: Common Stock · 38,053 shares

Expires 2026-02-10

F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

SEC source: 0000899243-19-003517 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133

Underlying: Common Stock · 19,133 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F4 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

F4 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

SEC source: 0000899243-19-003517 · doc4.xml · derivative · entry 2

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,829

Underlying: Common Stock · 68,829 shares

Expires 2026-02-10

F3 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.

SEC source: 0000899243-18-031152 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,525

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.49 to $22.53, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-18-031151 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

F1 · balance_after: Includes 734 shares received by the Reporting Person on October 29, 2018, pursuant to a pro rata dividend distribution by Honeywell International Inc. ("Honeywell") to its stockholders of record as of October 16, 2018 of one share of Resideo Technologies, Inc. ("Resideo") common stock, par value $0.001 per share, for every six shares of Honeywell common stock, par value $1.00 per share, held by each holder to effect the legal and structural separation of Resideo from Honeywell.

SEC source: 0000899243-18-031150 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.084 to $22.085, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 38 shares received by the Reporting Person on October 29, 2018, pursuant to a pro rata dividend distribution by Honeywell International Inc. ("Honeywell") to its stockholders of record as of October 16, 2018 of one share of Resideo common stock, par value $0.001 per share, for every six shares of Honeywell common stock, par value $1.00 per share, held by each holder to effect the legal and structural separation of Resideo from Honeywell.

SEC source: 0000899243-18-031149 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,854

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.58 to $21.60, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 554 shares received by the Reporting Person on October 29, 2018, pursuant to a pro rata dividend distribution by Honeywell International Inc. ("Honeywell") to its stockholders of record as of October 16, 2018 of one share of Resideo common stock, par value $0.001 per share, for every six shares of Honeywell common stock, par value $1.00 per share, held by each holder to effect the legal and structural separation of Resideo from Honeywell.

SEC source: 0000899243-18-030593 · doc4.xml · nonDerivative · entry 1

Ragan Joseph Douglas III · CIK 0001586860 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,809

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.03 to $21.05, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc., any security holder of Resideo Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-18-030592 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.38 to $21.42, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 525 shares received by the Reporting Person on October 29, 2018, pursuant to a pro rata dividend distribution by Honeywell International Inc. ("Honeywell") to its stockholders of record as of October 16, 2018 of one share of Resideo common stock, par value $0.001 per share, for every six shares of Honeywell common stock, par value $1.00 per share, held by each holder to effect the legal and structural separation of Resideo from Honeywell.

SEC source: 0001209191-21-010833 · doc4.xml · derivative · entry 4

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F3 · security: This RSU was previously reported on Table I on the reporting person's original Form 3 and has been reported here solely to conform to the Issuer's reporting of RSUs on Table II as described above in footnote 1.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted stock unit granted on December 4, 2018 was previously reported on Table I and reported here solely to conform to the Issuer's reporting of RSUs on Table II. RSUs vest as to 50% on December 4, 2021 and 2022, subject to continued employment.

F4 · derivative.expiration_date: Restricted stock unit granted on December 4, 2018 was previously reported on Table I and reported here solely to conform to the Issuer's reporting of RSUs on Table II. RSUs vest as to 50% on December 4, 2021 and 2022, subject to continued employment.

SEC source: 0000899243-18-029835 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.03 to $20.90, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc., any security holder of Resideo Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-18-029357 · doc4.xml · derivative · entry 2

de Masi Niccolo · CIK 0001480011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029357 · doc4.xml · derivative · entry 1

de Masi Niccolo · CIK 0001480011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029358 · doc4.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029358 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029348 · doc4.xml · derivative · entry 2

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029348 · doc4.xml · derivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029359 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029359 · doc4.xml · derivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029370 · doc4.xml · derivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029370 · doc4.xml · derivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029363 · doc4.xml · derivative · entry 2

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029363 · doc4.xml · derivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029350 · doc4.xml · derivative · entry 2

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

Underlying: Common Stock · 11,157 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029350 · doc4.xml · derivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Common Stock · 5,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.

SEC source: 0000899243-18-029413 · doc4a.xml · derivative · entry 1

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Common Stock · 5,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

SEC source: 0000899243-18-029355 · doc4.xml · derivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,337

Underlying: Common Stock · 8,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

SEC source: 0000899243-18-029362 · doc4.xml · derivative · entry 1

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,874

Underlying: Common Stock · 7,874 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

SEC source: 0000899243-18-029349 · doc4.xml · derivative · entry 1

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Common Stock · 5,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

SEC source: 0000899243-18-029346 · doc4.xml · derivative · entry 1

Lane Jeannine J · CIK 0001753285 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,631

Underlying: Common Stock · 4,631 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, which will vest on March 15, 2021, subject to continued employment.

SEC source: 0000899243-18-028410 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

F1 · date: Relates to an inadvertent sale, by the reporting person's broker without the reporting person's knowledge or direction, of 18 shares of common stock of Resideo Technologies, Inc. ("Resideo"). The shares were received by the reporting person on October 29, 2018, pursuant to a pro rata dividend distribution by Honeywell International Inc. ("Honeywell") to its stockholders of record as of October 16, 2018 of one share of Resideo common stock, par value $0.001 per share, for every six shares of Honeywell common stock, par value $1.00 per share, held by each holder to effect the legal and structural separation of Resideo from Honeywell.

SEC source: 0000899243-18-027856 · doc4.xml · nonDerivative · entry 1

HONEYWELL INTERNATIONAL INC · CIK 0000773840 · 10% owner · See Footnote 2

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 29, 2018, Honeywell International Inc. ("Honeywell") disposed of all 122,966,558 shares of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), common stock, par value $0.001 per share, (the "Resideo Common Stock"), issued and outstanding by distributing a pro rata dividend to Honeywell's stockholders one share of Resideo Common Stock for every six shares of Honeywell common stock, par value $1.00 per share held by each holder of record as of 5:00 p.m. New York City time on October 16, 2018, to effect the legal and structural separation of Resideo from Honeywell.

F2 · kind: Because an employee of Honeywell was a director of Resideo, Honeywell was previously deemed to be a director by deputization.

SEC source: 0000899243-18-027846 · doc4.xml · derivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,400

Underlying: Common Stock · 154,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

SEC source: 0000899243-18-027847 · doc4.xml · derivative · entry 1

Ragan Joseph Douglas III · CIK 0001586860 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 39,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 10

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,810

Underlying: Common Stock · 4,810 shares

Expires not disclosed

F10 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.

F10 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.

F10 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 9

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,782

Underlying: Common Stock · 3,782 shares

Expires not disclosed

F9 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.

F9 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.

F9 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 8

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,106

Underlying: Common Stock · 11,106 shares

Expires not disclosed

F8 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on September 29, 2019, 33% on September 29, 2021 and 34% on September 29, 2023, subject to continued employment.

F8 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on September 29, 2019, 33% on September 29, 2021 and 34% on September 29, 2023, subject to continued employment.

F8 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on September 29, 2019, 33% on September 29, 2021 and 34% on September 29, 2023, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 7

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,313

Underlying: Common Stock · 4,313 shares

Expires not disclosed

F7 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.

F7 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.

F7 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 6

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394

Underlying: Common Stock · 4,394 shares

Expires not disclosed

F6 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment.

F6 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment.

F6 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 5

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Underlying: Common Stock · 1,601 shares

Expires not disclosed

F5 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment.

F5 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment.

F5 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 4

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,220

Underlying: Common Stock · 3,220 shares

Expires not disclosed

F4 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.

F4 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.

F4 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires not disclosed

F3 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

F3 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

F3 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 2

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,841

Underlying: Common Stock · 4,841 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

F2 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

F2 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

SEC source: 0000899243-18-027858 · doc4.xml · derivative · entry 1

Aarnes Robert B · CIK 0001754267 · PRESIDENT, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,730

Underlying: Common Stock · 28,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the initial Founder's Grants of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the initial Founder's Grants of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the initial Founder's Grants of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

SEC source: 0000899243-18-027855 · doc4.xml · derivative · entry 12

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607

Underlying: Common Stock · 8,607 shares

Expires not disclosed

F12 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.

F12 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.

F12 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.

SEC source: 0000899243-18-027855 · doc4.xml · derivative · entry 11

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,596

Underlying: Common Stock · 15,596 shares

Expires not disclosed

F11 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 49% on July 25, 2019 and 51% on July 25, 2021.

F11 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 49% on July 25, 2019 and 51% on July 25, 2021.

F11 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 49% on July 25, 2019 and 51% on July 25, 2021.

SEC source: 0000899243-18-027855 · doc4.xml · derivative · entry 10

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,563

Underlying: Common Stock · 7,563 shares

Expires not disclosed

F10 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.

F10 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.

F10 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.

SEC source: 0000899243-18-027855 · doc4.xml · derivative · entry 9

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,902

Underlying: Common Stock · 27,902 shares

Expires not disclosed

F9 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on June 1, 2019, 33% on June 1, 2021 and 34% on June 1, 2023, subject to continued employment.

F9 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on June 1, 2019, 33% on June 1, 2021 and 34% on June 1, 2023, subject to continued employment.

F9 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on June 1, 2019, 33% on June 1, 2021 and 34% on June 1, 2023, subject to continued employment.

SEC source: 0000899243-18-027855 · doc4.xml · derivative · entry 8

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,811

Underlying: Common Stock · 7,811 shares

Expires not disclosed

F8 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.

F8 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.

F8 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.

SEC source: 0000899243-18-027855 · doc4.xml · derivative · entry 7

Flink Michael David · CIK 0001754714 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,641

Underlying: Common Stock · 20,641 shares

Expires not disclosed

F7 · derivative.exercise_price: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on July 27, 2019, 33% on July 27, 2021 and 34% on July 27, 2023, subject to continued employment.

F7 · derivative.exercise_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on July 27, 2019, 33% on July 27, 2021 and 34% on July 27, 2023, subject to continued employment.

F7 · derivative.expiration_date: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on July 27, 2019, 33% on July 27, 2021 and 34% on July 27, 2023, subject to continued employment.