Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | VP, Controller and CAO | February 18, 2021 | February 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RESIDEO TECHNOLOGIES, INC.
Report date February 18, 2021 · Filed February 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,201 |
Ending reported balance
After 2021-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-20 · Exercise / conversion · Acquired 1,455 · Balance 2,705 Row 2 · 2021-02-20 · Tax withholding · Disposed 504 · Balance 2,201 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,681 |
Reported balance
After 2021-02-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-18 · Grant · Acquired 5,681 · Balance 5,681 F1: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-20 | Direct | 2,911 |
Reported balance
After 2021-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-02-20 · Exercise / conversion · Acquired 1,455 · Balance 2,911 F2: Instrument converts to common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.
F2: Instrument converts to common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2021 Filed Feb 22, 2021 21:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012707 · doc4.xml · derivative · entry 4 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,911 Underlying: Common Stock · 1,455 shares Expires 2021-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| February 20, 2021 Filed Feb 22, 2021 21:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 504 | $27.56 | $13,890.24 |
DisclosureSEC source: 0001209191-21-012707 · doc4.xml · nonDerivative · entry 2 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,201 Read SEC document |
| February 20, 2021 Filed Feb 22, 2021 21:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012707 · doc4.xml · nonDerivative · entry 1 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 5,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012707 · doc4.xml · derivative · entry 3 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,681 Underlying: Common Stock · 5,681 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:07 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010833 · doc4.xml · derivative · entry 3 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957 Underlying: Common Stock · 957 shares Expires 2021-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:07 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 332 | $25.79 | $8,562.28 |
DisclosureSEC source: 0001209191-21-010833 · doc4.xml · nonDerivative · entry 2 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:07 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010833 · doc4.xml · nonDerivative · entry 1 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Table I balance reduced from prior Form 4s to reflect that 13,870 RSUs were previously reported on Table I; however, to align with the Issuer's reporting, the RSUs have now been reported on Table II. The RSUs included an RSU for 11,000 shares granted on December 4, 2018 that vests as to 50% of the shares on December 4, 2021 and 2022 and an RSU for 2,870 shares granted on February 11, 2019 that previously vested as to 956 shares on February 11, 2020 (reported on a prior Form 4), vested as to 957 shares on February 11, 2021 (reported on this Form 4) and will vest as to 957 shares on February 11, 2022. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:23 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 4,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011962 · doc4.xml · derivative · entry 2 Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,366 Underlying: Common Stock · 4,366 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment. F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment. F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:23 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantStock Option (right to buy) · Derivative | 23,308 | $0.00 Strike: $10.27 | $0.00 |
DisclosureSEC source: 0001209191-20-011962 · doc4.xml · derivative · entry 1 Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,308 Underlying: Common Stock · 23,308 shares Expires 2027-02-19 F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:35 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008754 · doc4.xml · derivative · entry 3 Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,914 Underlying: Common Stock · 956 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:35 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 331 | $9.97 | $3,300.07 |
DisclosureSEC source: 0001209191-20-008754 · doc4.xml · nonDerivative · entry 2 Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,495 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:35 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008754 · doc4.xml · nonDerivative · entry 1 Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Feb 16, 2021 22:07 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010833 · doc4.xml · derivative · entry 4 Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F3 · security: This RSU was previously reported on Table I on the reporting person's original Form 3 and has been reported here solely to conform to the Issuer's reporting of RSUs on Table II as described above in footnote 1. F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: Restricted stock unit granted on December 4, 2018 was previously reported on Table I and reported here solely to conform to the Issuer's reporting of RSUs on Table II. RSUs vest as to 50% on December 4, 2021 and 2022, subject to continued employment. F4 · derivative.expiration_date: Restricted stock unit granted on December 4, 2018 was previously reported on Table I and reported here solely to conform to the Issuer's reporting of RSUs on Table II. RSUs vest as to 50% on December 4, 2021 and 2022, subject to continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.