Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DXC Technology CoDXC · Entity 4594 | EVP & GM, Regions & Industries | February 23, 2018 | February 27, 2018 |
| Hewlett Packard Enterprise CoHPE · Entity 2984 | EVP, GM Enterprise Services | March 13, 2017 | March 14, 2017 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | Director · President and CEO | May 20, 2020 | May 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DXC Technology Co
Report date February 23, 2018 · Filed February 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-02-23 transaction · row 1
1 source rowRow 1 · 2018-02-23 · Sale · Disposed 39,448 · Balance 0 |
Hewlett Packard Enterprise Co
Report date March 13, 2017 · Filed March 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 412.148 |
Reported balance
After 2017-03-13 transaction · row 1
1 source rowRow 1 · 2017-03-13 · Sale · Disposed 257,965 · Balance 412.148 F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.21 to $22.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael Nefkens Trust 02/27/09 | 1,012 |
Reported balance
Holding disclosure · report date 2017-03-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,012 F2: There is no reportable change since the last filing. This is a reiteration of holdings only. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.21 to $22.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F2: There is no reportable change since the last filing. This is a reiteration of holdings only.
RESIDEO TECHNOLOGIES, INC.
Report date May 20, 2020 · Filed May 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,071 |
Ending reported balance
After 2020-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-20 · Exercise / conversion · Acquired 11,823 · Balance 59,724 Row 2 · 2020-05-20 · Tax withholding · Disposed 4,653 · Balance 55,071 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-05-20 | Direct | 106,412 |
Reported balance
After 2020-05-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-20 · Exercise / conversion · Disposed 11,823 · Balance 106,412 F1: Instrument converts to common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Instrument converts to common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 21, 2020 16:37 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031300 · doc4.xml · derivative · entry 3 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,412 Underlying: Common Stock · 11,823 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:37 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 4,653 | $6.13 | $28,522.89 |
DisclosureSEC source: 0001209191-20-031300 · doc4.xml · nonDerivative · entry 2 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,071 Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:37 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031300 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 16:19 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025232 · doc4.xml · derivative · entry 3 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,235 Underlying: Common Stock · 11,823 shares Expires 2020-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 16:19 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 4,653 | $4.48 | $20,845.44 |
DisclosureSEC source: 0001209191-20-025232 · doc4.xml · nonDerivative · entry 2 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,901 Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 16:19 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025232 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Apr 8, 2020 16:29 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023917 · doc4.xml · derivative · entry 3 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,058 Underlying: Common Stock · 11,823 shares Expires 2020-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| March 20, 2020 Filed Apr 8, 2020 16:29 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 4,653 | $5.32 | $24,753.96 |
DisclosureSEC source: 0001209191-20-023917 · doc4.xml · nonDerivative · entry 2 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,372 Read SEC document |
| March 20, 2020 Filed Apr 8, 2020 16:29 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023917 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:18 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 141,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011952 · doc4.xml · derivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,881 Underlying: Common Stock · 141,881 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in up to twelve equal monthly installments from the grant date through either three months following the grant date or the last day of active employment, whichever is later, with vesting for any partial month being prorated. F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in up to twelve equal monthly installments from the grant date through either three months following the grant date or the last day of active employment, whichever is later, with vesting for any partial month being prorated. F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in up to twelve equal monthly installments from the grant date through either three months following the grant date or the last day of active employment, whichever is later, with vesting for any partial month being prorated. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 16:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 19,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008738 · doc4.xml · derivative · entry 3 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,178 Underlying: Common Stock · 19,589 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 16:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 7,843 | $9.97 | $78,194.71 |
DisclosureSEC source: 0001209191-20-008738 · doc4.xml · nonDerivative · entry 2 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,202 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 16:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 19,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008738 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 16:15 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 834 | $11.95 | $9,966.30 |
DisclosureSEC source: 0001209191-20-003659 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,456 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.95 to $12.03, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 16:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 844 | $11.82 | $9,976.08 |
DisclosureSEC source: 0001209191-19-060637 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,622 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.76 to $11.95, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 17:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 1,011 | $9.86 | $9,968.46 |
DisclosureSEC source: 0001209191-19-056981 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,778 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.86 to $9.90, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 15, 2019 Filed Oct 15, 2019 18:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 691 | $14.47 | $9,998.77 |
DisclosureSEC source: 0001209191-19-053212 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,767 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.42 to $14.53, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 17:23 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 636 | $15.69 | $9,978.84 |
DisclosureSEC source: 0001209191-19-049677 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,076 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.615 to $15.69, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 20:37 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 681 | $14.63 | $9,963.03 |
DisclosureSEC source: 0001209191-19-046229 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,440 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.559 to $14.68, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 15, 2019 Filed Jul 15, 2019 16:08 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 467 | $21.40 | $9,993.80 |
DisclosureSEC source: 0001209191-19-042062 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,759 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.23 to $21.57, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 16:08 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 487 | $20.52 | $9,993.24 |
DisclosureSEC source: 0001209191-19-037379 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,292 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. Read SEC document |
| May 23, 2019 Filed May 24, 2019 16:28 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 4,964 | $20.26 | $100,570.64 |
DisclosureSEC source: 0001209191-19-032726 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,805 F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.13 to $20.34, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2019 Filed May 15, 2019 16:14 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 449 | $22.27 | $9,999.23 |
DisclosureSEC source: 0001209191-19-029995 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,841 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.27 to $22.42, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 16:15 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 494 | $20.22 | $9,988.68 |
DisclosureSEC source: 0001209191-19-024756 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,392 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.12 to $20.26, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 16:16 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 500 | $20.05 | $10,024.90 |
DisclosureSEC source: 0001209191-19-019984 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,898 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.99 to $20.09, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 21:44 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 398 | $25.10 | $9,989.80 |
DisclosureSEC source: 0001209191-19-010831 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,398 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018. F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.10 to $25.18, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.10 to $25.18, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 19:32 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 58,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003522 · doc4.xml · derivative · entry 2 Nefkens Michael G · CIK 0001566846 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,767 Underlying: Common Stock · 58,767 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment. F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment. F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 19:32 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantStock Option (right to buy) · Derivative | 211,406 | $0.00 Strike: $24.39 | $0.00 |
DisclosureSEC source: 0000899243-19-003522 · doc4.xml · derivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,406 Underlying: Common Stock · 211,406 shares Expires 2026-02-10 F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 20:41 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 10,000 | $20.46 | $204,600.00 |
DisclosureSEC source: 0000899243-18-029835 · doc4.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.03 to $20.90, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc., any security holder of Resideo Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 18:51 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 154,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027846 · doc4.xml · derivative · entry 1 Nefkens Michael G · CIK 0001566846 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,400 Underlying: Common Stock · 154,400 shares Expires not disclosed F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment. F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment. F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Founder's Grants of Resideo Technologies, Inc., which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:50 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 39,448 | $102.00 | $4,023,696.00 |
DisclosureSEC source: 0001688568-18-000009 · wf-form4_151976823768139.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:51 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionOptions (rights to buy) · Derivative | 147,607 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0001688568-17-000215 · wf-form4_151096269878706.xml · derivative · entry 3 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 147,607 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:51 UTC | DXC Technology Co DXC · Entity 4594 | Tax withholdingCommon Stock | 108,193 | $95.99 | $10,385,446.07 |
DisclosureSEC source: 0001688568-17-000215 · wf-form4_151096269878706.xml · nonDerivative · entry 2 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,448 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:51 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionCommon Stock | 147,607 | $42.39 | $6,257,060.73 |
DisclosureSEC source: 0001688568-17-000215 · wf-form4_151096269878706.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:13 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionOptions (rights to buy) · Derivative | 35,340 | $0.00 Strike: $43.44 | $0.00 |
DisclosureSEC source: 0001688568-17-000209 · wf-form4_150792919135720.xml · derivative · entry 3 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,340 shares Expires 2023-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:13 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 35,340 | $92.00 | $3,251,280.00 |
DisclosureSEC source: 0001688568-17-000209 · wf-form4_150792919135720.xml · nonDerivative · entry 2 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34 Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:13 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionCommon Stock | 35,340 | $43.44 | $1,535,169.60 |
DisclosureSEC source: 0001688568-17-000209 · wf-form4_150792919135720.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionOptions (rights to buy) · Derivative | 102,915 | $0.00 Strike: $60.78 | $0.00 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · derivative · entry 12 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,915 shares Expires 2022-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionOptions (rights to buy) · Derivative | 25,413 | $0.00 Strike: $43.44 | $0.00 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · derivative · entry 11 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,340 Underlying: Common Stock · 25,413 shares Expires 2023-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 18,100 | $80.05 | $1,448,905.00 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 10 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 725 | $80.04 | $58,029.73 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 9 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 20,700 | $80.04 | $1,656,828.00 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 8 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,859 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 36,700 | $80.03 | $2,937,101.00 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 7 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,559 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 16,526 | $80.02 | $1,322,410.52 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 6 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,259 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 10,603 | $80.01 | $848,346.03 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 5 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,785 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 874 | $80.00 | $69,923.50 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 4 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,388 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | SaleCommon Stock | 24,100 | $80.00 | $1,928,000.00 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 3 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,262 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionCommon Stock | 102,915 | $60.78 | $6,255,173.70 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 2 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionCommon Stock | 25,413 | $43.44 | $1,103,940.72 |
DisclosureSEC source: 0001688568-17-000151 · wf-form4_150101976711700.xml · nonDerivative · entry 1 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 21:56 UTC | DXC Technology Co DXC · Entity 4594 | Exercise / conversionOptions (rights to buy) · Derivative | 40,205 | $0.00 Strike: $60.78 | $0.00 |
DisclosureSEC source: 0001688568-17-000150 · wf-form4_150101974919234.xml · derivative · entry 14 Nefkens Michael G · CIK 0001566846 · EVP & GM, Regions & Industries 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,915 Underlying: Common Stock · 40,205 shares Expires 2022-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.