Tapewire

NYSE · USD

REZI

RESIDEO TECHNOLOGIES, INC.

Export transactions ↓
Tapewire entity
1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2020 Filed Sep 3, 2020 23:29 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049562 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,501

Underlying: Common Stock · 1,167 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 23:29 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049562 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 20:20 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044679 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,668

Underlying: Common Stock · 1,167 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 20:20 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044679 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2020 Filed Jul 28, 2020 20:26 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 6,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043845 · doc4.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,053 shares

Expires 2020-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
July 26, 2020 Filed Jul 28, 2020 20:26 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 2,965 $13.35 $39,582.75
Disclosure

SEC source: 0001209191-20-043845 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,064

Read SEC document
July 26, 2020 Filed Jul 28, 2020 20:26 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043845 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2020 Filed Jul 28, 2020 20:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 10,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043848 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,094 shares

Expires 2020-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
July 26, 2020 Filed Jul 28, 2020 20:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 3,974 $13.35 $53,052.90
Disclosure

SEC source: 0001209191-20-043848 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,007

Read SEC document
July 26, 2020 Filed Jul 28, 2020 20:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 10,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043848 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 00:30 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041354 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Underlying: Common Stock · 1,167 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 00:30 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041354 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:51 UTC
FRADIN ROGERDirector
Exercise / conversionRestricted Stock Units · Derivative 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036831 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,799 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:51 UTC
FRADIN ROGERDirector
Exercise / conversionCommon Stock 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036831 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:48 UTC Exercise / conversionRestricted Stock Units · Derivative 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036829 · doc4.xml · derivative · entry 2

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,799 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:48 UTC Exercise / conversionCommon Stock 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036829 · doc4.xml · nonDerivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:59 UTC Exercise / conversionRestricted Stock Units · Derivative 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036841 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,799 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:59 UTC Exercise / conversionCommon Stock 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036841 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:56 UTC
LAZAR JACK RDirector
Exercise / conversionRestricted Stock Units · Derivative 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036837 · doc4.xml · derivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,799 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:56 UTC
LAZAR JACK RDirector
Exercise / conversionCommon Stock 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036837 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 01:02 UTC Exercise / conversionRestricted Stock Units · Derivative 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036843 · doc4.xml · derivative · entry 2

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,799 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 01:02 UTC Exercise / conversionCommon Stock 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036843 · doc4.xml · nonDerivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:53 UTC Exercise / conversionRestricted Stock Units · Derivative 6,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036833 · doc4.xml · derivative · entry 2

Hostetler Cynthia Lynn · CIK 0001547404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,143 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:53 UTC Exercise / conversionCommon Stock 6,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036833 · doc4.xml · nonDerivative · entry 1

Hostetler Cynthia Lynn · CIK 0001547404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:58 UTC Exercise / conversionRestricted Stock Units · Derivative 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036839 · doc4.xml · derivative · entry 2

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,799 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:58 UTC Exercise / conversionCommon Stock 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036839 · doc4.xml · nonDerivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:54 UTC Exercise / conversionRestricted Stock Units · Derivative 6,704 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036835 · doc4.xml · derivative · entry 2

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,704 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 00:54 UTC Exercise / conversionCommon Stock 6,704 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036835 · doc4.xml · nonDerivative · entry 1

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 10, 2020 20:17 UTC PurchaseCommon Stock 2,125 $9.74 $20,697.50
Disclosure

SEC source: 0001209191-20-035497 · doc4.xml · nonDerivative · entry 2

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.37 to $9.81, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 18:11 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035372 · doc4.xml · derivative · entry 3

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in two equal installments on each of June 8, 2023 and June 8, 2024 subject to continued employment.

F3 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in two equal installments on each of June 8, 2023 and June 8, 2024 subject to continued employment.

F3 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in two equal installments on each of June 8, 2023 and June 8, 2024 subject to continued employment.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 18:11 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 24,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035372 · doc4.xml · derivative · entry 2

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,325

Underlying: Common Stock · 24,325 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 18:11 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
GrantStock Option (right to buy) · Derivative 111,078 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-20-035372 · doc4.xml · derivative · entry 1

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,078

Underlying: Common Stock · 111,078 shares

Expires 2027-06-07

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:39 UTC
FRADIN ROGERDirector
GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035280 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:52 UTC GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035292 · doc4.xml · derivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:10 UTC GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035316 · doc4.xml · derivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:23 UTC
LAZAR JACK RDirector
GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035326 · doc4.xml · derivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:15 UTC GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035318 · doc4.xml · derivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:20 UTC GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035322 · doc4.xml · derivative · entry 1

Hostetler Cynthia Lynn · CIK 0001547404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:08 UTC GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035313 · doc4.xml · derivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:33 UTC GrantRestricted Stock Units · Derivative 12,172 $9.86 $120,015.92
Disclosure

SEC source: 0001209191-20-035332 · doc4.xml · derivative · entry 1

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Underlying: Common Stock · 12,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:17 UTC PurchaseCommon Stock 3,000 $9.75 $29,250.00
Disclosure

SEC source: 0001209191-20-035497 · doc4.xml · nonDerivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.71 to $9.79, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 21:57 UTC
FRADIN ROGERDirector
PurchaseCommon Stock 69,726 $9.38 $654,029.88
Disclosure

SEC source: 0001209191-20-035084 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,100

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00 to $9.72, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 21:59 UTC PurchaseCommon Stock 54,732 $8.51 $465,769.32
Disclosure

SEC source: 0001209191-20-035089 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,330

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:01 UTC PurchaseCommon Stock 10,700 $9.50 $101,650.00
Disclosure

SEC source: 0001209191-20-035092 · doc4.xml · nonDerivative · entry 1

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:58 UTC PurchaseCommon Stock 4,022 $8.51 $34,227.22
Disclosure

SEC source: 0001209191-20-034708 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,598

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.50 to $8.51, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:57 UTC
FRADIN ROGERDirector
PurchaseCommon Stock 40,134 $8.57 $343,948.38
Disclosure

SEC source: 0001209191-20-035084 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,374

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.67, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034133 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,002

Underlying: Common Stock · 1,167 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:20 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034133 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:18 UTC
Theodore Phillip L.Chief Transformation Officer
GrantRestricted Stock Units · Derivative 17,028 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034131 · doc4.xml · derivative · entry 2

Theodore Phillip L. · CIK 0001813762 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,028

Underlying: Common Stock · 17,028 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:18 UTC
Theodore Phillip L.Chief Transformation Officer
GrantStock Option (right to buy) · Derivative 85,185 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001209191-20-034131 · doc4.xml · derivative · entry 1

Theodore Phillip L. · CIK 0001813762 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,185

Underlying: Common Stock · 85,185 shares

Expires 2027-05-31

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.