Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | President Products & Solutions | November 16, 2023 | November 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RESIDEO TECHNOLOGIES, INC.
Report date November 16, 2023 · Filed November 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,855 |
Reported balance
After 2023-11-16 transaction · row 1
1 source rowRow 1 · 2023-11-16 · Sale · Disposed 20,000 · Balance 149,855 F1: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.42 to $16.51, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.42 to $16.51, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 20, 2023 16:35 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | SaleCommon Stock | 20,000 | $16.45 | $329,000.00 |
DisclosureSEC source: 0001740332-23-000029 · wk-form4_1700516125.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · President Products & Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,855 F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.42 to $16.51, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 2,234 | $16.07 | $35,900.38 |
DisclosureSEC source: 0001209191-23-034319 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,855 Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 20:01 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 4,347 | $19.61 | $85,244.67 |
DisclosureSEC source: 0001209191-23-011983 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,089 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 20:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 57,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010304 · doc4.xml · nonDerivative · entry 3 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,436 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 20:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 20,941 | $19.05 | $398,926.05 |
DisclosureSEC source: 0001209191-23-010304 · doc4.xml · nonDerivative · entry 2 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,633 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 20:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 53,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010304 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,574 F1 · balance_after: Includes 1,062 shares acquired pursuant to the Issuers employee stock purchase plan. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 20:01 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 6,172 | $19.06 | $117,638.32 |
DisclosureSEC source: 0001209191-23-008914 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,297 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 2,234 | $23.44 | $52,364.96 |
DisclosureSEC source: 0001209191-22-034059 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,469 Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:32 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 2,848 | $25.64 | $73,022.72 |
DisclosureSEC source: 0001209191-22-012231 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,703 F1 · balance_after: Includes 805 shares acquired pursuant to the Issuer's employee stock purchase plan. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 16:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 45,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008886 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,746 F1 · balance_after: Includes 44,495 of prior restricted stock units previously reported on Table II that are being transferred to Table I for reporting purposes. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 16:10 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0001179110-21-009020 · edgar.xml · derivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-09-27 F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in full on September 28, 2024 subject to continued employment. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 16:10 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 5,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037138 · doc4.xml · derivative · entry 3 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,352 Underlying: Common Stock · 5,676 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 16:10 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 1,383 | $30.65 | $42,388.95 |
DisclosureSEC source: 0001209191-21-037138 · doc4.xml · nonDerivative · entry 2 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,096 Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 16:10 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 5,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037138 · doc4.xml · nonDerivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,803 shares purchased under the Resideo Employee Stock Purchase Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 17:32 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 33,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012815 · doc4.xml · derivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,143 Underlying: Common Stock · 33,143 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:18 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 17,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034131 · doc4.xml · derivative · entry 2 Theodore Phillip L. · CIK 0001813762 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,028 Underlying: Common Stock · 17,028 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment. F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment. F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:18 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantStock Option (right to buy) · Derivative | 85,185 | $0.00 Strike: $6.97 | $0.00 |
DisclosureSEC source: 0001209191-20-034131 · doc4.xml · derivative · entry 1 Theodore Phillip L. · CIK 0001813762 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,185 Underlying: Common Stock · 85,185 shares Expires 2027-05-31 F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 1, 2021, June 1, 2022 and June 1, 2023 subject to continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.