Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forgent Power Solutions, Inc.FPS · Entity 1480 | Director | February 05, 2026 | February 05, 2026 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | EVP, Chief Financial Officer | June 08, 2024 | June 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forgent Power Solutions, Inc.
Report date February 05, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 62,038 |
Reported balance
Holding disclosure · report date 2026-02-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,038 F1: Includes (i) 6,482 restricted stock units in respect to the Issuer's Class A common stock ("RSUs") that vest on the earlier of (a) the first anniversary of the grant date and (b) the day immediately prior to the Company's first annual meeting following the grant date, and (ii) 55,556 RSUs that vest in three increments on each of the first three anniversaries of February 4, 2026, in each case, subject to Reporting Person's continued service with the Issuer and the terms of the applicable award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 6,482 restricted stock units in respect to the Issuer's Class A common stock ("RSUs") that vest on the earlier of (a) the first anniversary of the grant date and (b) the day immediately prior to the Company's first annual meeting following the grant date, and (ii) 55,556 RSUs that vest in three increments on each of the first three anniversaries of February 4, 2026, in each case, subject to Reporting Person's continued service with the Issuer and the terms of the applicable award agreement.
RESIDEO TECHNOLOGIES, INC.
Report date June 08, 2024 · Filed June 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 366,964 |
Reported balance
After 2024-06-08 transaction · row 1
1 source rowRow 1 · 2024-06-08 · Tax withholding · Disposed 66,001 · Balance 366,964 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Son 1 | 2,020 |
Reported balance
Holding disclosure · report date 2024-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,020 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Son 2 | 2,000 |
Reported balance
Holding disclosure · report date 2024-06-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FEI CO
Report date September 19, 2016 · Filed September 21, 2016
Section 16 reporting ended · disclosed 2016-09-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $79.94 · Expires 2022-05-18 | Direct | 0 |
Reported balance
After 2016-09-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-09-19 · Disposition to issuer · Disposed 63,091 · Balance 0 F1: The option, which became fully vested on November 4, 2014, originally covered 84,121 shares but was exercised as to 21,030 shares prior to the effective time of the merger of Polpis Merger Sub Co. ("Merger Sub"), a wholly owned subsidiary of Thermo Fisher Scientific, Inc. ("Thermo Fisher"), with and into the Issuer (the "Merger"). At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $81.15 · Expires 2022-05-22 | Direct | 0 |
Reported balance
After 2016-09-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-09-19 · Disposition to issuer · Disposed 30,333 · Balance 0 F2: The option, which became fully vested on November 4, 2014, originally covered 40,443 shares but was exercised as to 10,110 shares prior to the Merger. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-19 · Disposition to issuer · Disposed 15,048 · Balance 0 F3: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. F4: The RSUs were scheduled to vest in four equal annual installments beginning on May 18, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-19 · Disposition to issuer · Disposed 6,067 · Balance 0 F3: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. F5: The RSUs were scheduled to vest in four equal annual installments beginning on May 22, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-19 · Disposition to issuer · Disposed 12,618 · Balance 0 F3: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. F8: The RSUs were scheduled to vest in four equal annual installments beginning on May 17, 2017. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. |
| Performance-based RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-19 · Disposition to issuer · Disposed 12,872 · Balance 0 F6: These RSUs are performance-based RSUs, for which the number of RSUs that would vest was to be determined by the Issuer achieving targeted average annual revenue growth during the period from January 1, 2016 through December 31, 2018. In addition, vesting was subject to minimum thresholds for average operating income and average annual revenue growth. A portion of the RSUs were scheduled to vest if the Issuer achieved the thresholds and vesting would increase with performance up to a cap of 12,872 RSUs, which represented 200% of the RSUs that vest upon achievement of the performance metrics at target levels. Performance would be assessed and vesting determined after the Issuer finalized financial results for 2018, which was expected to be on or about February 6, 2019. RSUs that did not vest in accordance with the foregoing would be forfeited. F7: At or immediately prior to the effective time of the Merger, these performance-based RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger, except that the performance metrics were deemed to have been achieved at target as of the effective time of the Merger. F3: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The option, which became fully vested on November 4, 2014, originally covered 84,121 shares but was exercised as to 21,030 shares prior to the effective time of the merger of Polpis Merger Sub Co. ("Merger Sub"), a wholly owned subsidiary of Thermo Fisher Scientific, Inc. ("Thermo Fisher"), with and into the Issuer (the "Merger"). At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option.
F2: The option, which became fully vested on November 4, 2014, originally covered 40,443 shares but was exercised as to 10,110 shares prior to the Merger. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option.
F3: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs.
F4: The RSUs were scheduled to vest in four equal annual installments beginning on May 18, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger.
F5: The RSUs were scheduled to vest in four equal annual installments beginning on May 22, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger.
F6: These RSUs are performance-based RSUs, for which the number of RSUs that would vest was to be determined by the Issuer achieving targeted average annual revenue growth during the period from January 1, 2016 through December 31, 2018. In addition, vesting was subject to minimum thresholds for average operating income and average annual revenue growth. A portion of the RSUs were scheduled to vest if the Issuer achieved the thresholds and vesting would increase with performance up to a cap of 12,872 RSUs, which represented 200% of the RSUs that vest upon achievement of the performance metrics at target levels. Performance would be assessed and vesting determined after the Issuer finalized financial results for 2018, which was expected to be on or about February 6, 2019. RSUs that did not vest in accordance with the foregoing would be forfeited.
F7: At or immediately prior to the effective time of the Merger, these performance-based RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger, except that the performance metrics were deemed to have been achieved at target as of the effective time of the Merger.
F8: The RSUs were scheduled to vest in four equal annual installments beginning on May 17, 2017. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2024 Filed Jun 11, 2024 16:37 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 66,001 | $20.58 | $1,357,970.58 |
DisclosureSEC source: 0001415889-24-016366 · form4-06112024_080609.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,964 Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 16:59 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 5,931 | $21.91 | $129,948.21 |
DisclosureSEC source: 0001740332-24-000033 · wk-form4_1708552738.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,965 Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 19:16 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 8,671 | $19.90 | $172,552.90 |
DisclosureSEC source: 0001740332-24-000021 · wk-form4_1708042583.xml · nonDerivative · entry 2 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,896 Read SEC document |
| February 09, 2024 Filed Feb 15, 2024 19:16 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 6,980 | $17.44 | $121,731.20 |
DisclosureSEC source: 0001740332-24-000021 · wk-form4_1708042583.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,567 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 21:31 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 66,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001740332-24-000013 · wk-form4_1707359472.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 454,547 Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 16:39 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001740332-23-000045 · wk-form4_1702676368.xml · nonDerivative · entry 3 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,410 F2 · kind: The reporting person made a gift of 2,000 shares of Resideo Technologies, Inc. to his sons. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 16:39 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001740332-23-000045 · wk-form4_1702676368.xml · nonDerivative · entry 2 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,410 F2 · kind: The reporting person made a gift of 2,000 shares of Resideo Technologies, Inc. to his sons. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 16:39 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GiftCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001740332-23-000045 · wk-form4_1702676368.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,410 F1 · kind: The reporting person made an in-kind charitable gift of 18,000 shares of Resideo Technologies, Inc. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 18:05 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 110,860 | $17.51 | $1,941,158.60 |
DisclosureSEC source: 0001209191-23-035994 · doc4.xml · nonDerivative · entry 2 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 410,410 Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 20:01 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 6,383 | $19.61 | $125,170.63 |
DisclosureSEC source: 0001209191-23-011986 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,253 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 20:01 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 59,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010305 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,636 Read SEC document |
| February 14, 2023 Filed Jun 9, 2023 18:05 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 76,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035994 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 521,270 Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 20:01 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 7,455 | $19.06 | $142,092.30 |
DisclosureSEC source: 0001209191-23-008917 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,519 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 21:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 3,840 | $23.88 | $91,699.20 |
DisclosureSEC source: 0001209191-22-036185 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,974 Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:31 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 4,505 | $25.64 | $115,508.20 |
DisclosureSEC source: 0001209191-22-012224 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,814 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 16:31 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 46,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008885 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,319 F1 · balance_after: Includes 356,652 of prior restricted stock units previously reported on Table II that are being transferred to Table I for reporting purposes. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:26 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 8,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039448 · doc4.xml · derivative · entry 4 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,217 Underlying: Common Stock · 8,108 shares Expires 2021-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:26 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 2,623 | $32.29 | $84,696.67 |
DisclosureSEC source: 0001209191-21-039448 · doc4.xml · nonDerivative · entry 2 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,485 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:26 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 8,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039448 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:21 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 20 | $28.84 | $576.80 |
DisclosureSEC source: 0001209191-21-027286 · doc4.xml · nonDerivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 20 Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 17:36 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 40,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012820 · doc4.xml · derivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,435 Underlying: Common Stock · 40,435 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 18:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035372 · doc4.xml · derivative · entry 3 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in two equal installments on each of June 8, 2023 and June 8, 2024 subject to continued employment. F3 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in two equal installments on each of June 8, 2023 and June 8, 2024 subject to continued employment. F3 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in two equal installments on each of June 8, 2023 and June 8, 2024 subject to continued employment. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 18:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 24,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035372 · doc4.xml · derivative · entry 2 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,325 Underlying: Common Stock · 24,325 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment. F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment. F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 18:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantStock Option (right to buy) · Derivative | 111,078 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001209191-20-035372 · doc4.xml · derivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,078 Underlying: Common Stock · 111,078 shares Expires 2027-06-07 F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of June 8, 2021, June 8, 2022 and June 8, 2023 subject to continued employment. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 13:46 UTC | FEI CO FEIC · Entity 182178 | Disposition to issuerRSUs · Derivative | 12,618 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-16-029578 · doc4.xml · derivative · entry 6 TRUNZO ANTHONY L · CIK 0001261083 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,618 shares Expires not disclosed F3 · derivative.exercise_price: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. F8 · price: The RSUs were scheduled to vest in four equal annual installments beginning on May 17, 2017. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. F8 · derivative.exercise_date: The RSUs were scheduled to vest in four equal annual installments beginning on May 17, 2017. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. F3 · derivative.expiration_date: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 13:46 UTC | FEI CO FEIC · Entity 182178 | Disposition to issuerPerformance-based RSUs · Derivative | 12,872 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-16-029578 · doc4.xml · derivative · entry 5 TRUNZO ANTHONY L · CIK 0001261083 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,872 shares Expires not disclosed F6 · derivative.exercise_price: These RSUs are performance-based RSUs, for which the number of RSUs that would vest was to be determined by the Issuer achieving targeted average annual revenue growth during the period from January 1, 2016 through December 31, 2018. In addition, vesting was subject to minimum thresholds for average operating income and average annual revenue growth. A portion of the RSUs were scheduled to vest if the Issuer achieved the thresholds and vesting would increase with performance up to a cap of 12,872 RSUs, which represented 200% of the RSUs that vest upon achievement of the performance metrics at target levels. Performance would be assessed and vesting determined after the Issuer finalized financial results for 2018, which was expected to be on or about February 6, 2019. RSUs that did not vest in accordance with the foregoing would be forfeited. F7 · price: At or immediately prior to the effective time of the Merger, these performance-based RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger, except that the performance metrics were deemed to have been achieved at target as of the effective time of the Merger. F6 · derivative.exercise_date: These RSUs are performance-based RSUs, for which the number of RSUs that would vest was to be determined by the Issuer achieving targeted average annual revenue growth during the period from January 1, 2016 through December 31, 2018. In addition, vesting was subject to minimum thresholds for average operating income and average annual revenue growth. A portion of the RSUs were scheduled to vest if the Issuer achieved the thresholds and vesting would increase with performance up to a cap of 12,872 RSUs, which represented 200% of the RSUs that vest upon achievement of the performance metrics at target levels. Performance would be assessed and vesting determined after the Issuer finalized financial results for 2018, which was expected to be on or about February 6, 2019. RSUs that did not vest in accordance with the foregoing would be forfeited. F3 · derivative.expiration_date: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 13:46 UTC | FEI CO FEIC · Entity 182178 | Disposition to issuerRSUs · Derivative | 6,067 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-16-029578 · doc4.xml · derivative · entry 4 TRUNZO ANTHONY L · CIK 0001261083 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,067 shares Expires not disclosed F3 · derivative.exercise_price: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. F5 · price: The RSUs were scheduled to vest in four equal annual installments beginning on May 22, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. F5 · derivative.exercise_date: The RSUs were scheduled to vest in four equal annual installments beginning on May 22, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. F3 · derivative.expiration_date: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 13:46 UTC | FEI CO FEIC · Entity 182178 | Disposition to issuerRSUs · Derivative | 15,048 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-16-029578 · doc4.xml · derivative · entry 3 TRUNZO ANTHONY L · CIK 0001261083 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,048 shares Expires not disclosed F3 · derivative.exercise_price: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. F4 · price: The RSUs were scheduled to vest in four equal annual installments beginning on May 18, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. F4 · derivative.exercise_date: The RSUs were scheduled to vest in four equal annual installments beginning on May 18, 2016. At or immediately prior to the effective time of the Merger, the outstanding RSUs were assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to (x) $107.50 multiplied by (y) the total number of outstanding shares of the Issuer's common stock that would have been delivered to Mr. Trunzo on each future vesting date of such RSUs (or on each future delivery date of such RSUs, if such delivery date is later than the related vesting date), subject to the vesting and delivery terms of the Issuer's 1995 Stock Incentive Plan and the award agreement evidencing such RSUs, in each case as in effect immediately prior to the effective time of the Merger. F3 · derivative.expiration_date: Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 13:46 UTC | FEI CO FEIC · Entity 182178 | Disposition to issuerStock Options · Derivative | 30,333 | Not disclosed Strike: $81.15 | Not disclosed |
DisclosureSEC source: 0000899243-16-029578 · doc4.xml · derivative · entry 2 TRUNZO ANTHONY L · CIK 0001261083 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,333 shares Expires 2022-05-22 F2 · price: The option, which became fully vested on November 4, 2014, originally covered 40,443 shares but was exercised as to 10,110 shares prior to the Merger. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 13:46 UTC | FEI CO FEIC · Entity 182178 | Disposition to issuerStock Options · Derivative | 63,091 | Not disclosed Strike: $79.94 | Not disclosed |
DisclosureSEC source: 0000899243-16-029578 · doc4.xml · derivative · entry 1 TRUNZO ANTHONY L · CIK 0001261083 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,091 shares Expires 2022-05-18 F1 · price: The option, which became fully vested on November 4, 2014, originally covered 84,121 shares but was exercised as to 21,030 shares prior to the effective time of the merger of Polpis Merger Sub Co. ("Merger Sub"), a wholly owned subsidiary of Thermo Fisher Scientific, Inc. ("Thermo Fisher"), with and into the Issuer (the "Merger"). At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.