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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 1,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 6,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · derivative · entry 7

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211

Underlying: Common Stock · 1,210 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 4,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · derivative · entry 6

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,394 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 1,905 $24.74 $47,129.70
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · nonDerivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,277

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 4,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 22:29 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 4,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012810 · doc4.xml · derivative · entry 4

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505

Underlying: Common Stock · 4,752 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 22:29 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 2,312 $27.56 $63,718.72
Disclosure

SEC source: 0001209191-21-012810 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,928

Read SEC document
February 20, 2021 Filed Feb 22, 2021 22:29 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 4,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012810 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 22:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 5,109 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012805 · doc4.xml · derivative · entry 4

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,217

Underlying: Common Stock · 5,109 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 22:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 1,997 $27.56 $55,037.32
Disclosure

SEC source: 0001209191-21-012805 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,994

Read SEC document
February 20, 2021 Filed Feb 22, 2021 22:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 5,109 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012805 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 21:25 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 11,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012703 · doc4.xml · derivative · entry 4

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,102

Underlying: Common Stock · 11,551 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 21:25 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 3,924 $27.56 $108,145.44
Disclosure

SEC source: 0001209191-21-012703 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,578

Read SEC document
February 20, 2021 Filed Feb 22, 2021 21:25 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 11,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012703 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 21:28 UTC
Geddes AnnMarieVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 1,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012707 · doc4.xml · derivative · entry 4

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

Underlying: Common Stock · 1,455 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 21:28 UTC
Geddes AnnMarieVP, Controller and CAO
Tax withholdingCommon Stock 504 $27.56 $13,890.24
Disclosure

SEC source: 0001209191-21-012707 · doc4.xml · nonDerivative · entry 2

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201

Read SEC document
February 20, 2021 Filed Feb 22, 2021 21:28 UTC
Geddes AnnMarieVP, Controller and CAO
Exercise / conversionCommon Stock 1,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012707 · doc4.xml · nonDerivative · entry 1

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 17:32 UTC
Theodore Phillip L.Pres., Products & Solutions
GrantRestricted Stock Units · Derivative 33,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012815 · doc4.xml · derivative · entry 1

Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,143

Underlying: Common Stock · 33,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:25 UTC
Geldmacher Jay LDirector · President and CEO
GrantRestricted Stock Units · Derivative 142,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012797 · doc4.xml · derivative · entry 1

Geldmacher Jay L · CIK 0001462488 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,045

Underlying: Common Stock · 142,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 17:36 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 40,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012820 · doc4.xml · derivative · entry 1

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,435

Underlying: Common Stock · 40,435 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 17:31 UTC
Merrill Travis DEVP, Chief Strat & Cml Officer
GrantRestricted Stock Units · Derivative 18,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012812 · doc4.xml · derivative · entry 1

Merrill Travis D · CIK 0001605278 · EVP, Chief Strat & Cml Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,939

Underlying: Common Stock · 18,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:29 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
GrantRestricted Stock Units · Derivative 17,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012810 · doc4.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,045

Underlying: Common Stock · 17,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
GrantRestricted Stock Units · Derivative 15,549 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012805 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,549

Underlying: Common Stock · 15,549 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:25 UTC
Aarnes Robert BPresident, ADI
GrantRestricted Stock Units · Derivative 37,878 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012703 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878

Underlying: Common Stock · 37,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:28 UTC
Geddes AnnMarieVP, Controller and CAO
GrantRestricted Stock Units · Derivative 5,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012707 · doc4.xml · derivative · entry 3

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,681

Underlying: Common Stock · 5,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 18, 2022, February 18, 2023 and February 18, 2024 subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:11 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 3,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010842 · doc4.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,280

Underlying: Common Stock · 3,280 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:11 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 1,757 $25.79 $45,313.03
Disclosure

SEC source: 0001209191-21-010842 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,488

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:11 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010842 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 901 shares purchased under the Resideo Employee Stock Purchase Plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:09 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010838 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Common Stock · 3,526 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:09 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 1,538 $25.79 $39,665.02
Disclosure

SEC source: 0001209191-21-010838 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,882

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:09 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010838 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 887 shares purchased under the Resideo Employee Stock Purchase Plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:03 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 6,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010827 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,378

Underlying: Common Stock · 6,378 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:03 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 2,262 $25.79 $58,336.98
Disclosure

SEC source: 0001209191-21-010827 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,951

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:03 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 6,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010827 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 11, 2021 Filed Feb 16, 2021 22:07 UTC
Geddes AnnMarieVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 957 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010833 · doc4.xml · derivative · entry 3

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

Underlying: Common Stock · 957 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

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February 11, 2021 Filed Feb 16, 2021 22:07 UTC
Geddes AnnMarieVP, Controller and CAO
Tax withholdingCommon Stock 332 $25.79 $8,562.28
Disclosure

SEC source: 0001209191-21-010833 · doc4.xml · nonDerivative · entry 2

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:07 UTC
Geddes AnnMarieVP, Controller and CAO
Exercise / conversionCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010833 · doc4.xml · nonDerivative · entry 1

Geddes AnnMarie · CIK 0001792630 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Table I balance reduced from prior Form 4s to reflect that 13,870 RSUs were previously reported on Table I; however, to align with the Issuer's reporting, the RSUs have now been reported on Table II. The RSUs included an RSU for 11,000 shares granted on December 4, 2018 that vests as to 50% of the shares on December 4, 2021 and 2022 and an RSU for 2,870 shares granted on February 11, 2019 that previously vested as to 956 shares on February 11, 2020 (reported on a prior Form 4), vested as to 957 shares on February 11, 2021 (reported on this Form 4) and will vest as to 957 shares on February 11, 2022.

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December 21, 2020 Filed Dec 21, 2020 16:34 UTC
Merrill Travis DEVP, Chief Strat & Cml Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064643 · doc4.xml · derivative · entry 1

Merrill Travis D · CIK 0001605278 · EVP, Chief Strat & Cml Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of December 21, 2021, December 21, 2022 and December 21, 2023 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of December 21, 2021, December 21, 2022 and December 21, 2023 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of December 21, 2021, December 21, 2022 and December 21, 2023 subject to continued employment.

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December 14, 2020 Filed Dec 16, 2020 23:34 UTC
Aarnes Robert BPresident, ADI
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063880 · doc4.xml · derivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest on December 14, 2025 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest on December 14, 2025 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest on December 14, 2025 subject to continued employment.

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December 02, 2020 Filed Dec 3, 2020 22:21 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061541 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2020-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:21 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061541 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:19 UTC
FRADIN ROGERDirector
PurchaseCommon Stock 6,666 $15.00 $99,990.00
Disclosure

SEC source: 0001209191-20-059467 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,565

F1 · shares: Represents a purchase from the underwriter in registered public equity offering that closed on November 18, 2020.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:24 UTC
LAZAR JACK RDirector
PurchaseCommon Stock 6,666 $15.00 $99,990.00
Disclosure

SEC source: 0001209191-20-059472 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,052

F1 · shares: Represents a purchase from the underwriter in registered public equity offering that closed on November 18, 2020.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:21 UTC PurchaseCommon Stock 3,333 $15.00 $49,995.00
Disclosure

SEC source: 0001209191-20-059470 · doc4.xml · nonDerivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,630

F1 · shares: Represents a purchase from the underwriter in registered public equity offering that closed on November 18, 2020.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056618 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:23 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056618 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:52 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053693 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Underlying: Common Stock · 1,167 shares

Expires 2020-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:52 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053693 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.