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Riley Exploration Permian, Inc.

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5067
SEC CIK
0001001614
Parsed reports
336

Last 12 months

Inside the activity.

0 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202504
Jan 2026012
Feb 2026012
Mar 202605
Apr 202601
May 202604
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2021 Filed Aug 26, 2021 17:36 UTC Amendment PurchaseCommon Stock 11,000 $16.96 $186,567.70
Disclosure

SEC source: 0001849442-21-000002 · primary_doc.xml · nonDerivative · entry 1

Libin Alvin Gerald · CIK 0001849442 · 10% owner

Balmon Investments Ltd. · CIK 0001880365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Balmon Investments

Disclosed balance after: 1,779,702

F1 · ownership.nature: (1) The shares acquired are owned directly by Balmon Investments, Ltd., which is wholly owned by Alvin Gerald Libin. Alvin Gerald Libin is the indirect beneficial owner of the reported securities. All of the Reporting Persons are a group for purposes of Section 13(d) of the Exchange Act.

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August 17, 2021 Filed Aug 25, 2021 19:14 UTC PurchaseCommon Stock 9,660 $16.98 $164,064.47
Disclosure

SEC source: 0001848746-21-000001 · primary_doc.xml · nonDerivative · entry 2

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,212

F1 · shares: (1) These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a group for purposes of Section 13(d) of the Exchange Act.

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August 16, 2021 Filed Aug 25, 2021 19:14 UTC PurchaseCommon Stock 12,818 $16.96 $217,338.16
Disclosure

SEC source: 0001848746-21-000001 · primary_doc.xml · nonDerivative · entry 1

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826,552

F1 · shares: (1) These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a group for purposes of Section 13(d) of the Exchange Act.

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July 28, 2021 Filed Jul 30, 2021 18:01 UTC ConversionExchangeable Promissory Note · Derivative Not disclosed $0.00 Strike: $40.89 $5,755,202.42
Disclosure

SEC source: 0001140361-21-026210 · form4.xml · derivative · entry 4

LAWRENCE BRYAN H · CIK 0001210010 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 390,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the reporting person's beneficial ownership.

F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the reporting person's beneficial ownership.

F1 · ownership.nature: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the reporting person's beneficial ownership.

F2 · ownership.nature: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following the exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV") is a member of REG. The reporting person is a member and a manager of Yorktown IV Company LLC, the general partner of Yorktown IV. Yorktown Energy Partners V, L.P. ("Yorktown V") is a member of REG. The reporting person is a member and a manager of Yorktown V Company LLC, the general partner of Yorktown V. Yorktown Energy Partners VI, L.P. ("Yorktown VI") is a member of REG. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP, the general partner of Yorktown VI. Yorktown Energy Partners VII, L.P. ("Yorktown VII") is a member of REG. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown VII.

F3 · ownership.nature: (continuation of footnote 2) Yorktown Energy Partners VIII, L.P. ("Yorktown VIII") is a member of REG. The reporting person is a member and a manager of Yorktown VIII Associates LLC, the general partner of Yorktown VIII Company LP, the general partner of Yorktown VIII. Yorktown Energy Partners IX, L.P. ("Yorktown IX") is a member of REG. The reporting person is a member and a manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Yorktown X is a member of REG. The reporting person is a member and a manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

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July 28, 2021 Filed Jul 30, 2021 18:01 UTC ConversionCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026210 · form4.xml · nonDerivative · entry 2

LAWRENCE BRYAN H · CIK 0001210010 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 4,677,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the reporting person's beneficial ownership.

F1 · ownership.nature: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the reporting person's beneficial ownership.

F2 · ownership.nature: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following the exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV") is a member of REG. The reporting person is a member and a manager of Yorktown IV Company LLC, the general partner of Yorktown IV. Yorktown Energy Partners V, L.P. ("Yorktown V") is a member of REG. The reporting person is a member and a manager of Yorktown V Company LLC, the general partner of Yorktown V. Yorktown Energy Partners VI, L.P. ("Yorktown VI") is a member of REG. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP, the general partner of Yorktown VI. Yorktown Energy Partners VII, L.P. ("Yorktown VII") is a member of REG. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown VII.

F3 · ownership.nature: (continuation of footnote 2) Yorktown Energy Partners VIII, L.P. ("Yorktown VIII") is a member of REG. The reporting person is a member and a manager of Yorktown VIII Associates LLC, the general partner of Yorktown VIII Company LP, the general partner of Yorktown VIII. Yorktown Energy Partners IX, L.P. ("Yorktown IX") is a member of REG. The reporting person is a member and a manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Yorktown X is a member of REG. The reporting person is a member and a manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

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July 28, 2021 Filed Jul 30, 2021 18:01 UTC OtherCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026210 · form4.xml · nonDerivative · entry 1

LAWRENCE BRYAN H · CIK 0001210010 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 4,286,550

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the reporting person's beneficial ownership.

F1 · ownership.nature: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the reporting person's beneficial ownership.

F2 · ownership.nature: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following the exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV") is a member of REG. The reporting person is a member and a manager of Yorktown IV Company LLC, the general partner of Yorktown IV. Yorktown Energy Partners V, L.P. ("Yorktown V") is a member of REG. The reporting person is a member and a manager of Yorktown V Company LLC, the general partner of Yorktown V. Yorktown Energy Partners VI, L.P. ("Yorktown VI") is a member of REG. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP, the general partner of Yorktown VI. Yorktown Energy Partners VII, L.P. ("Yorktown VII") is a member of REG. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown VII.

F3 · ownership.nature: (continuation of footnote 2) Yorktown Energy Partners VIII, L.P. ("Yorktown VIII") is a member of REG. The reporting person is a member and a manager of Yorktown VIII Associates LLC, the general partner of Yorktown VIII Company LP, the general partner of Yorktown VIII. Yorktown Energy Partners IX, L.P. ("Yorktown IX") is a member of REG. The reporting person is a member and a manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Yorktown X is a member of REG. The reporting person is a member and a manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC ConversionExchangeable Promissory Note · Derivative Not disclosed $0.00 Strike: $40.89 $5,755,202.42
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · derivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC ConversionCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII.

F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC OtherCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286,550

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC ConversionExchangeable Promissory Note · Derivative Not disclosed $0.00 Strike: $40.89 $5,755,202.42
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · derivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC ConversionCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII.

F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC OtherCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286,550

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 17:59 UTC
Riley Philip AEVP STRATEGY
PurchaseCommon Stock, par value $0.001 per share 500 $23.85 $11,925.00
Disclosure

SEC source: 0001140361-21-023875 · form4.xml · nonDerivative · entry 1

Riley Philip A · CIK 0001755918 · EVP STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,761

F1 · price: Reflects the weighted average purchase price. The highest price at which shares were purchased was $23.97 and the lowest price at which shares were purchased was $23.70. The reporting person has reported on a single line all transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

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June 07, 2021 Filed Jun 9, 2021 16:53 UTC
Riley KevinPRESIDENT
SaleCommon Stock, par value $0.001 per share 1,831 $42.86 $78,476.66
Disclosure

SEC source: 0001140361-21-020275 · form4.xml · nonDerivative · entry 3

Riley Kevin · CIK 0001756043 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,664

F4 · price: Reflects the weighted average sale price. The highest price at which shares were sold was $43.13 and the lowest price at which shares were sold was $42.51. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price

F2 · balance_after: This amount includes 46,879 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

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June 07, 2021 Filed Jun 9, 2021 16:53 UTC
Riley KevinPRESIDENT
SaleCommon Stock, par value $0.001 per share 200 $41.84 $8,368.20
Disclosure

SEC source: 0001140361-21-020275 · form4.xml · nonDerivative · entry 2

Riley Kevin · CIK 0001756043 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,495

F3 · price: Reflects the weighted average sale price. The highest price at which shares were sold was $42.25 and the lowest price at which shares were sold was $41.37. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price

F2 · balance_after: This amount includes 46,879 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

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June 07, 2021 Filed Jun 9, 2021 16:53 UTC
Riley KevinPRESIDENT
SaleCommon Stock, par value $0.001 per share 5,469 $40.67 $222,424.23
Disclosure

SEC source: 0001140361-21-020275 · form4.xml · nonDerivative · entry 1

Riley Kevin · CIK 0001756043 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,695

F1 · price: Reflects the weighted average sale price. The highest price at which shares were sold was $41.04 and the lowest price at which shares were sold was $40.25. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price

F2 · balance_after: This amount includes 46,879 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

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June 04, 2021 Filed Jun 7, 2021 21:08 UTC
Riley BobbyDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock, par value $0.001 per share 3,000 $35.14 $105,408.30
Disclosure

SEC source: 0001140361-21-020081 · form4.xml · nonDerivative · entry 1

Riley Bobby · CIK 0001756030 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,173

F1 · price: Reflects the weighted average sale price. The highest price at which shares were sold was $35.75 and the lowest price at which shares were sold was $34.98. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price

F2 · balance_after: This amount includes 85,699 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

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May 25, 2021 Filed May 26, 2021 20:31 UTC
Riley BobbyDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock, par value $0.001 per share 2,500 $34.15 $85,372.50
Disclosure

SEC source: 0001140361-21-018854 · form4.xml · nonDerivative · entry 1

Riley Bobby · CIK 0001756030 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,173

F1 · price: Reflects the weighted average sale price. The highest price at which shares were sold was $35.00 and the lowest price at which shares were sold was $34.00. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price

F2 · balance_after: This amount includes 85,699 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

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May 20, 2021 Filed May 21, 2021 20:35 UTC
Riley Corey NeilEVP BUSINESS INTELLIGENCE
SaleCommon Stock, par value $0.001 per share 1,039 $34.38 $35,720.51
Disclosure

SEC source: 0001140361-21-018387 · form4.xml · nonDerivative · entry 2

Riley Corey Neil · CIK 0001847375 · EVP BUSINESS INTELLIGENCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,380

F3 · price: Reflects the weighted average sale price. The highest price at which shares were sold was $35.04 and the lowest price at which shares were sold was $34.22. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: This amount includes 28,863 shares of restricted common stock acquired under the LTIP that remain subject to vesting and other restrictions.

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May 20, 2021 Filed May 21, 2021 20:35 UTC
Riley Corey NeilEVP BUSINESS INTELLIGENCE
SaleCommon Stock, par value $0.001 per share 1,761 $33.56 $59,096.17
Disclosure

SEC source: 0001140361-21-018387 · form4.xml · nonDerivative · entry 1

Riley Corey Neil · CIK 0001847375 · EVP BUSINESS INTELLIGENCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,619

F1 · price: Reflects the weighted average sale price. The highest price at which shares were sold was $34.00 and the lowest price at which shares were sold was $33.00. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: This amount includes 28,863 shares of restricted common stock acquired under the LTIP that remain subject to vesting and other restrictions.

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April 21, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 3,875 $24.00 $93,000.00
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 8

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778,734

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

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April 20, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 1,088 $24.00 $26,112.00
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 7

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774,859

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

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April 20, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 100 $23.68 $2,367.50
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 6

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,771

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

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April 20, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 1,022 $23.94 $24,462.29
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 5

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,671

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

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April 20, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 1,628 $23.91 $38,927.11
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 4

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772,649

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

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April 20, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 818 $23.57 $19,284.10
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 3

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771,021

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

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April 20, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 800 $23.69 $18,948.00
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 2

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770,203

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:40 UTC PurchaseCommon Stock 701 $23.20 $16,265.23
Disclosure

SEC source: 0001213900-21-022554 · ownership.xml · nonDerivative · entry 1

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,769,403

F1 · shares: These shares are owned directly by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 22:38 UTC
WILDER C JOHN10% owner
OtherCommon Stock, par value $0.001 per share ("Common Stock") 634,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-048203 · tm218922-5_4.xml · nonDerivative · entry 1

Bluescape Riley Exploration Holdings LLC · CIK 0001755916 · 10% owner

Bluescape Riley Exploration Acquisition LLC · CIK 0001755917 · 10% owner

Bluescape Energy Recapitalization & Restructuring Fund III LP · CIK 0001675662 · 10% owner

Bluescape Energy Partners III GP LLC · CIK 0001709225 · 10% owner

Bluescape Resources GP Holdings LLC · CIK 0001694685 · 10% owner

Bluescape Resources Co LLC · CIK 0001629286 · 10% owner

WILDER C JOHN · CIK 0001077495 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,166,676

F1 · kind: On April 6, 2021, as required by its LLC Agreement, Bluescape Riley Exploration Acquisition LLC ("BREA") distributed (for no consideration) all 3,834,639 shares of Common Stock owned by BREA to its two members on a pro rata basis (the "Distribution"): (i) 3,144,875 shares to Bluescape Riley Exploration Holdings LLC, one of the Reporting Persons ("Bluescape Riley Holdings"), and (ii) 689,764 shares to Dernick Encore LLC ("Dernick"). No Reporting Person is affiliated with Dernick. At that time of the Distribution, Dernick owed $1,211,463 to Bluescape Riley Holdings under a secured loan. To fully repay the loan, Dernick agreed to reduce the net number of shares it would receive by 55,092 shares (the "Loan Repayment"). All 5,166,676 shares owned by Bluescape Riley Holdings after those two integrated transactions were previously reported as beneficially owned by Bluescape Riley Holdings in its Form 3 relating to Riley Exploration Permian, Inc. filed March 8, 2021.

F1 · price: On April 6, 2021, as required by its LLC Agreement, Bluescape Riley Exploration Acquisition LLC ("BREA") distributed (for no consideration) all 3,834,639 shares of Common Stock owned by BREA to its two members on a pro rata basis (the "Distribution"): (i) 3,144,875 shares to Bluescape Riley Exploration Holdings LLC, one of the Reporting Persons ("Bluescape Riley Holdings"), and (ii) 689,764 shares to Dernick Encore LLC ("Dernick"). No Reporting Person is affiliated with Dernick. At that time of the Distribution, Dernick owed $1,211,463 to Bluescape Riley Holdings under a secured loan. To fully repay the loan, Dernick agreed to reduce the net number of shares it would receive by 55,092 shares (the "Loan Repayment"). All 5,166,676 shares owned by Bluescape Riley Holdings after those two integrated transactions were previously reported as beneficially owned by Bluescape Riley Holdings in its Form 3 relating to Riley Exploration Permian, Inc. filed March 8, 2021.

F1 · ownership.nature: On April 6, 2021, as required by its LLC Agreement, Bluescape Riley Exploration Acquisition LLC ("BREA") distributed (for no consideration) all 3,834,639 shares of Common Stock owned by BREA to its two members on a pro rata basis (the "Distribution"): (i) 3,144,875 shares to Bluescape Riley Exploration Holdings LLC, one of the Reporting Persons ("Bluescape Riley Holdings"), and (ii) 689,764 shares to Dernick Encore LLC ("Dernick"). No Reporting Person is affiliated with Dernick. At that time of the Distribution, Dernick owed $1,211,463 to Bluescape Riley Holdings under a secured loan. To fully repay the loan, Dernick agreed to reduce the net number of shares it would receive by 55,092 shares (the "Loan Repayment"). All 5,166,676 shares owned by Bluescape Riley Holdings after those two integrated transactions were previously reported as beneficially owned by Bluescape Riley Holdings in its Form 3 relating to Riley Exploration Permian, Inc. filed March 8, 2021.

F2 · ownership.nature: As a result of the BREA Distribution, BREA no longer owns any shares of Common Stock and will longer participate as a Reporting Person in any subsequent filings by the Reporting Persons under Section 16 of the Securities Exchange Act of 1934.

F3 · ownership.nature: Bluescape Energy Recapitalization and Restructuring Fund III LP, a Delaware limited partnership ("Bluescape Main Fund"), owns 90.06% of the membership interests of Bluescape Riley Holdings.

F4 · ownership.nature: Bluescape Energy Recapitalization and Restructuring Fund III (IP) LP, a Delaware limited partnership ("Bluescape IP"), owns 7.51% of the membership interests of Bluescape Riley Holdings.

F5 · ownership.nature: BERRIII (ECI) (RE) Intermediate Holdco LLC, a Delaware limited liability company ("Bluescape ECI Holdco"), owns 1.05% of the membership interests of Bluescape Riley Holdings. BERRIII (ECI) (RE) US Blocker LLC, a Delaware limited liability company ("Bluescape ECI Blocker"), owns 100% of the membership interests of Bluescape ECI Holdco, and BERRIII (ECI) Offshore Intermediate LP, a Cayman Islands limited partnership ("Bluescape ECI Offshore Holdco"), owns 100% of the membership interests of Bluescape ECI Blocker. Bluescape Energy Recapitalization and Restructuring Fund III (ECI) LP, a Cayman Islands limited partnership ("Bluescape ECI"), owns 100% of the limited partner interest of Bluescape ECI Offshore Holdco, and BERRIII (ECI) Offshore GP LTD, a Cayman Islands limited partnership ("Bluescape ECI Offshore GP"), owns 100% of the general partner interest of Bluescape ECI Offshore Holdco.

F6 · ownership.nature: BERR III (TE) (RE) Intermediate Holdco LLC, a Delaware limited liability company ("Bluescape TE Holdco"), owns 1.38% of the membership interests of Bluescape Riley Holdings, and BERR III (TE) (RE) US Blocker LLC, a Delaware limited liability company ("Bluescape TE Blocker"), owns 100% of the membership interests of Bluescape TE HoldCo. Bluescape Energy Recapitalization and Restructuring Fund III (TE) LP, a Delaware limited partnership ("Bluescape TE"), owns 100% of the membership interests of Bluescape TE Blocker.

F7 · ownership.nature: Bluescape Resources Company LLC, a Delaware limited liability company ("Bluescape Resources"), owns 100% of the membership interests of Bluescape Energy Partners LLC, a Delaware limited liability company ("BEP"), and has the power to direct the affairs of BEP. Bluescape Resources also owns 100% of the membership interests of Bluescape Resources GP Holdings LLC, a Delaware limited liability company ("Bluescape GP Holdings"), which in turn owns 100% of the membership interests of Bluescape Energy Partners III GP LLC, a Delaware limited liability company ("Bluescape GP"). Mr. C. John Wilder Jr. has the power to direct the affairs of Bluescape Resources as its Executive Chairman.

Read SEC document
April 06, 2021 Filed Apr 14, 2021 14:29 UTC Amendment
WILDER C JOHN10% owner
OtherCommon Stock, par value $0.001 per share ("Common Stock") 634,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-050059 · tm218922-8_4a.xml · nonDerivative · entry 1

Bluescape Riley Exploration Holdings LLC · CIK 0001755916 · 10% owner

Bluescape Riley Exploration Acquisition LLC · CIK 0001755917 · 10% owner

Bluescape Energy Recapitalization & Restructuring Fund III LP · CIK 0001675662 · 10% owner

Bluescape Energy Partners III GP LLC · CIK 0001709225 · 10% owner

Bluescape Resources GP Holdings LLC · CIK 0001694685 · 10% owner

Bluescape Resources Co LLC · CIK 0001629286 · 10% owner

WILDER C JOHN · CIK 0001077495 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,221,767

F1 · kind: On April 6, 2021, as required by its LLC Agreement, Bluescape Riley Exploration Acquisition LLC ("BREA") distributed (for no consideration) all 3,834,639 shares of Common Stock owned by BREA to its two members on a pro rata basis (the "Distribution"): (i) 3,144,875 shares to Bluescape Riley Exploration Holdings LLC, one of the Reporting Persons ("Bluescape Riley Holdings"), and (ii) 689,764 shares to Dernick Encore LLC ("Dernick"). No Reporting Person is affiliated with Dernick. At that time of the Distribution, Dernick owed $1,211,463 to Bluescape Riley Holdings under a secured loan. To fully repay the loan, Dernick agreed to reduce the net number of shares it would receive by 55,092 shares (the "Loan Repayment"). All 5,221,767 shares owned by Bluescape Riley Holdings after those two integrated transactions were previously reported as beneficially owned by Bluescape Riley Holdings in its Form 3 relating to Riley Exploration Permian, Inc. filed March 8, 2021.

F1 · price: On April 6, 2021, as required by its LLC Agreement, Bluescape Riley Exploration Acquisition LLC ("BREA") distributed (for no consideration) all 3,834,639 shares of Common Stock owned by BREA to its two members on a pro rata basis (the "Distribution"): (i) 3,144,875 shares to Bluescape Riley Exploration Holdings LLC, one of the Reporting Persons ("Bluescape Riley Holdings"), and (ii) 689,764 shares to Dernick Encore LLC ("Dernick"). No Reporting Person is affiliated with Dernick. At that time of the Distribution, Dernick owed $1,211,463 to Bluescape Riley Holdings under a secured loan. To fully repay the loan, Dernick agreed to reduce the net number of shares it would receive by 55,092 shares (the "Loan Repayment"). All 5,221,767 shares owned by Bluescape Riley Holdings after those two integrated transactions were previously reported as beneficially owned by Bluescape Riley Holdings in its Form 3 relating to Riley Exploration Permian, Inc. filed March 8, 2021.

F1 · ownership.nature: On April 6, 2021, as required by its LLC Agreement, Bluescape Riley Exploration Acquisition LLC ("BREA") distributed (for no consideration) all 3,834,639 shares of Common Stock owned by BREA to its two members on a pro rata basis (the "Distribution"): (i) 3,144,875 shares to Bluescape Riley Exploration Holdings LLC, one of the Reporting Persons ("Bluescape Riley Holdings"), and (ii) 689,764 shares to Dernick Encore LLC ("Dernick"). No Reporting Person is affiliated with Dernick. At that time of the Distribution, Dernick owed $1,211,463 to Bluescape Riley Holdings under a secured loan. To fully repay the loan, Dernick agreed to reduce the net number of shares it would receive by 55,092 shares (the "Loan Repayment"). All 5,221,767 shares owned by Bluescape Riley Holdings after those two integrated transactions were previously reported as beneficially owned by Bluescape Riley Holdings in its Form 3 relating to Riley Exploration Permian, Inc. filed March 8, 2021.

F2 · ownership.nature: In the original Form 4 filed by the Reporting Persons on April 8, 2021, the 55,092 shares constituting the Loan Repayment were correctly disclosed but were not included in the total number of shares owned by Bluescape Riley Holdings on Table I or in Note 1.

F3 · ownership.nature: As a result of the BREA Distribution, BREA no longer owns any shares of Common Stock and will longer participate as a Reporting Person in any subsequent filings by the Reporting Persons under Section 16 of the Securities Exchange Act of 1934.

F4 · ownership.nature: Bluescape Energy Recapitalization and Restructuring Fund III LP, a Delaware limited partnership ("Bluescape Main Fund"), owns 90.06% of the membership interests of Bluescape Riley Holdings.

F5 · ownership.nature: Bluescape Energy Recapitalization and Restructuring Fund III (IP) LP, a Delaware limited partnership ("Bluescape IP"), owns 7.51% of the membership interests of Bluescape Riley Holdings.

F6 · ownership.nature: BERRIII (ECI) (RE) Intermediate Holdco LLC, a Delaware limited liability company ("Bluescape ECI Holdco"), owns 1.05% of the membership interests of Bluescape Riley Holdings. BERRIII (ECI) (RE) US Blocker LLC, a Delaware limited liability company ("Bluescape ECI Blocker"), owns 100% of the membership interests of Bluescape ECI Holdco, and BERRIII (ECI) Offshore Intermediate LP, a Cayman Islands limited partnership ("Bluescape ECI Offshore Holdco"), owns 100% of the membership interests of Bluescape ECI Blocker. Bluescape Energy Recapitalization and Restructuring Fund III (ECI) LP, a Cayman Islands limited partnership ("Bluescape ECI"), owns 100% of the limited partner interest of Bluescape ECI Offshore Holdco, and BERRIII (ECI) Offshore GP LTD, a Cayman Islands limited partnership ("Bluescape ECI Offshore GP"), owns 100% of the general partner interest of Bluescape ECI Offshore Holdco.

F7 · ownership.nature: BERR III (TE) (RE) Intermediate Holdco LLC, a Delaware limited liability company ("Bluescape TE Holdco"), owns 1.38% of the membership interests of Bluescape Riley Holdings, and BERR III (TE) (RE) US Blocker LLC, a Delaware limited liability company ("Bluescape TE Blocker"), owns 100% of the membership interests of Bluescape TE HoldCo. Bluescape Energy Recapitalization and Restructuring Fund III (TE) LP, a Delaware limited partnership ("Bluescape TE"), owns 100% of the membership interests of Bluescape TE Blocker.

F8 · ownership.nature: Bluescape Resources Company LLC, a Delaware limited liability company ("Bluescape Resources"), owns 100% of the membership interests of Bluescape Energy Partners LLC, a Delaware limited liability company ("BEP"), and has the power to direct the affairs of BEP. Bluescape Resources also owns 100% of the membership interests of Bluescape Resources GP Holdings LLC, a Delaware limited liability company ("Bluescape GP Holdings"), which in turn owns 100% of the membership interests of Bluescape Energy Partners III GP LLC, a Delaware limited liability company ("Bluescape GP"). Mr. C. John Wilder Jr. has the power to direct the affairs of Bluescape Resources as its Executive Chairman.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:49 UTC
Riley BobbyDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.001 per share 64,727 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-011381 · form4.xml · nonDerivative · entry 1

Riley Bobby · CIK 0001756030 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,673

F1 · security: These shares of common stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan (the "LTIP") on April 1, 2021.

F2 · balance_after: This amount includes 85,699 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:45 UTC
Rugen Michael J.Director · CHIEF FINANCIAL OFFICER
GrantRestricted Common Stock, par value $0.001 per share 10,788 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-011379 · form4.xml · nonDerivative · entry 1

Rugen Michael J. · CIK 0001473408 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,582

F1 · security: These shares of restricted stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on April 1, 2021 (the "Grant Date"). Subject to certain contingencies and provisions allowing for accelerated vesting in certain instances, the shares of restricted stock vest on the first anniversary of the Grant Date.

F2 · balance_after: This amount includes 10,788 shares of restricted common stock subject to vesting as described above and certain other restrictions.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:39 UTC
Riley Corey NeilEVP BUSINESS INTELLIGENCE
GrantCommon Stock, par value $0.001 per share 21,576 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-011377 · form4.xml · nonDerivative · entry 1

Riley Corey Neil · CIK 0001847375 · EVP BUSINESS INTELLIGENCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,380

F1 · security: These shares of common stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan (the "LTIP") on April 1, 2021.

F2 · balance_after: This amount includes 28,863 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:34 UTC
Riley KevinPRESIDENT
GrantCommon Stock, par value $0.001 per share 43,151 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-011375 · form4.xml · nonDerivative · entry 1

Riley Kevin · CIK 0001756043 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,164

F1 · security: These shares of common stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan (the "LTIP") on April 1, 2021.

F2 · balance_after: This amount includes 46,879 shares of restricted common stock acquired under the LTIP and subject to vesting and other restrictions as reported in previous filings.

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April 01, 2021 Filed Apr 2, 2021 16:27 UTC
Riley Philip AEVP STRATEGY
GrantCommon Stock, par value $0.001 per share 17,261 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-011373 · form4.xml · nonDerivative · entry 1

Riley Philip A · CIK 0001755918 · EVP STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,261

F1 · security: These shares of common stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on April 1, 2021.

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March 01, 2021 Filed Mar 2, 2021 22:25 UTC GrantRestricted Common Stock, par value $0.001 per share 1,687 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-006952 · form4.xml · nonDerivative · entry 1

Arriaga Brent Alexander · CIK 0001848500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

F1 · security: These shares of restricted stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on March 1, 2021 (the "Grant Date"). The shares of restricted stock vest on the first anniversary of the Grant Date.

F2 · security: The share amount of the Issuer's restricted common stock reflects the 1-for-12 reverse stock split of the Issuer's common stock effected on February 26, 2021.

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March 01, 2021 Filed Mar 2, 2021 22:22 UTC GrantRestricted Common Stock, par value $0.001 per share 1,687 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-006947 · form4.xml · nonDerivative · entry 1

NORDBERG E WAYNE · CIK 0001111624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

F1 · security: These shares of restricted stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on March 1, 2021 (the "Grant Date"). The shares of restricted stock vest on the first anniversary of the Grant Date.

F2 · security: The share amount of the Issuer's restricted common stock reflects the 1-for-12 reverse stock split of the Issuer's common stock effected on February 26, 2021.

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February 26, 2021 Filed Mar 3, 2021 02:46 UTC OtherCommon Stock 1,768,702 $29.64 $52,424,327.28
Disclosure

SEC source: 0001213900-21-013039 · ownership.xml · nonDerivative · entry 2

Boomer Petroleum LLC · CIK 0001756074 · 10% owner

Balmon California, Inc. · CIK 0001848277 · 10% owner

Texel Resources Inc. · CIK 0001848746 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768,702

F1 · kind: On February 26, 2021, a wholly-owned subsidiary of Tengasco, Inc. merged with and into Riley Exploration - Permian, LLC ("REP"), with REP surviving the merger as a wholly-owned subsidiary of Tengasco, Inc. ("TGC") (the "Merger"). Upon consummation of the Merger, each common unit of REP was converted into the right to receive 97.796467 shares of TGC common stock. Following completion of the Merger, TGC effected a reverse stock split of its common stock in a ratio of one-for-twelve (the "Reverse Split"). Following completion of the Merger, TGC was renamed Riley Exploration Permian, Inc. (the "Issuer"). Each Reporting Person was a beneficial owner of shares of REP prior to the Merger and acquired the shares of common stock of the Issuer described in Table I in connection with the Merger.

F4 · shares: These shares are owned directly by Boomer Petroleum, LLC, of which 50% is owned by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Texel Resources Inc., Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

F3 · price: The $29.64 price was calculated by multiplying $2.47, which was the closing price of the common stock of TGC on February 26, 2021, by twelve, which is the number of shares that each TGC shareholder received per share in connection with the Reverse Split.

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February 26, 2021 Filed Mar 3, 2021 02:46 UTC OtherCommon Stock 1,768,702 $29.64 $52,424,327.28
Disclosure

SEC source: 0001213900-21-013039 · ownership.xml · nonDerivative · entry 1

Boomer Petroleum LLC · CIK 0001756074 · 10% owner

Balmon California, Inc. · CIK 0001848277 · 10% owner

Texel Resources Inc. · CIK 0001848746 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768,702

F1 · kind: On February 26, 2021, a wholly-owned subsidiary of Tengasco, Inc. merged with and into Riley Exploration - Permian, LLC ("REP"), with REP surviving the merger as a wholly-owned subsidiary of Tengasco, Inc. ("TGC") (the "Merger"). Upon consummation of the Merger, each common unit of REP was converted into the right to receive 97.796467 shares of TGC common stock. Following completion of the Merger, TGC effected a reverse stock split of its common stock in a ratio of one-for-twelve (the "Reverse Split"). Following completion of the Merger, TGC was renamed Riley Exploration Permian, Inc. (the "Issuer"). Each Reporting Person was a beneficial owner of shares of REP prior to the Merger and acquired the shares of common stock of the Issuer described in Table I in connection with the Merger.

F2 · shares: These shares are owned directly by Boomer Petroleum, LLC, of which 50% is owned by Balmon California, Inc., which is a wholly owned subsidiary of Balcal Holdings Ltd., which is a wholly owned subsidiary of Balmon Investments Ltd., which is wholly owned by Alvin Libin. Balmon California, Inc., Balcal Holdings Ltd., Balmon Investments Ltd. and Alvin Libin are indirect beneficial owners of the reported securities.

F3 · price: The $29.64 price was calculated by multiplying $2.47, which was the closing price of the common stock of TGC on February 26, 2021, by twelve, which is the number of shares that each TGC shareholder received per share in connection with the Reverse Split.

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February 26, 2021 Filed Mar 12, 2021 02:22 UTC Amendment OtherCommon Stock 1,768,702 $29.64 $52,424,327.28
Disclosure

SEC source: 0001213900-21-014989 · ownership.xml · nonDerivative · entry 2

Boomer Petroleum LLC · CIK 0001756074 · 10% owner

Balmon California, Inc. · CIK 0001848277 · 10% owner

Libin Alvin Gerald · CIK 0001849442 · 10% owner

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768,702

F1 · kind: On February 26, 2021, a wholly-owned subsidiary of Tengasco, Inc. merged with and into Riley Exploration - Permian, LLC ("REP"), with REP surviving the merger as a wholly-owned subsidiary of Tengasco, Inc. ("TGC") (the "Merger"). Upon consummation of the Merger, each common unit of REP was converted into the right to receive 97.796467 shares of TGC common stock. Following completion of the Merger, TGC effected a reverse stock split of its common stock in a ratio of one-for-twelve (the "Reverse Split"). Following completion of the Merger, TGC was renamed Riley Exploration Permian, Inc. (the "Issuer"). Each Reporting Person was a beneficial owner of shares of REP prior to the Merger and acquired the shares of common stock of the Issuer described in Table I in connection with the Merger.

F4 · shares: These shares are owned directly by Boomer Petroleum, LLC, of which 50% is owned by Texel Resources Inc., which is a wholly owned subsidiary of Tokay Capital Corp., which is wholly owned by the Estate of Antonie VandenBrink. Texel Resources Inc., Tokay Capital Corp. and the Estate of Antonie VandenBrink are indirect beneficial owners of the reported securities. All of the Reporting Persons are a "group" for purposes of Section 13(d) of the Exchange Act.

F3 · price: The $29.64 price was calculated by multiplying $2.47, which was the closing price of the common stock of TGC on February 26, 2021, by twelve, which is the number of shares that each TGC shareholder received per share in connection with the Reverse Split.

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February 26, 2021 Filed Mar 12, 2021 02:22 UTC Amendment OtherCommon Stock 1,768,702 $29.64 $52,424,327.28
Disclosure

SEC source: 0001213900-21-014989 · ownership.xml · nonDerivative · entry 1

Boomer Petroleum LLC · CIK 0001756074 · 10% owner

Balmon California, Inc. · CIK 0001848277 · 10% owner

Libin Alvin Gerald · CIK 0001849442 · 10% owner

Texel Resources Inc. · CIK 0001848746 · 10% owner

Estate of Antonie VandenBrink · CIK 0001850533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768,702

F1 · kind: On February 26, 2021, a wholly-owned subsidiary of Tengasco, Inc. merged with and into Riley Exploration - Permian, LLC ("REP"), with REP surviving the merger as a wholly-owned subsidiary of Tengasco, Inc. ("TGC") (the "Merger"). Upon consummation of the Merger, each common unit of REP was converted into the right to receive 97.796467 shares of TGC common stock. Following completion of the Merger, TGC effected a reverse stock split of its common stock in a ratio of one-for-twelve (the "Reverse Split"). Following completion of the Merger, TGC was renamed Riley Exploration Permian, Inc. (the "Issuer"). Each Reporting Person was a beneficial owner of shares of REP prior to the Merger and acquired the shares of common stock of the Issuer described in Table I in connection with the Merger.

F2 · shares: These shares are owned directly by Boomer Petroleum, LLC, of which 50% is owned by Balmon California, Inc., which is a wholly owned subsidiary of Balcal Holdings Ltd., which is a wholly owned subsidiary of Balmon Investments Ltd., which is wholly owned by Alvin Libin. Balmon California, Inc., Balcal Holdings Ltd., Balmon Investments Ltd. and Alvin Libin are indirect beneficial owners of the reported securities.

F3 · price: The $29.64 price was calculated by multiplying $2.47, which was the closing price of the common stock of TGC on February 26, 2021, by twelve, which is the number of shares that each TGC shareholder received per share in connection with the Reverse Split.

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December 31, 2020 Filed Jan 5, 2021 21:35 UTC
SALAS PETER EDirector · 10% owner
OtherCommon Stock 625 $1.20 $750.00
Disclosure

SEC source: 0001140361-21-000203 · form4.xml · nonDerivative · entry 1

SALAS PETER E · CIK 0001016286 · Director · 10% owner

DOLPHIN OFFSHORE PARTNERS LP · CIK 0001287741 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,125

F1 · kind: Exercise of of stock options granted January 4, 2016 pursuant to Tengasco, Inc. Stock Incentive Plan by Peter E. Salas in his individual capacity.

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October 02, 2020 Filed Oct 5, 2020 23:24 UTC OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-022476 · form4.xml · nonDerivative · entry 1

Thon Richard M · CIK 0001593218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

F1 · kind: Grant of stock pursuant to Tengasco, Inc. 2018 Stock Incentive Plan.

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October 02, 2020 Filed Oct 5, 2020 23:22 UTC
SALAS PETER EDirector · 10% owner
OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-022472 · form4.xml · nonDerivative · entry 1

SALAS PETER E · CIK 0001016286 · Director · 10% owner

DOLPHIN OFFSHORE PARTNERS LP · CIK 0001287741 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · kind: Grant of stock pursuant to Tengasco, Inc.2018 Stock Incentive Plan to Peter E. Salas in his individual capacity.

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October 02, 2020 Filed Oct 5, 2020 23:23 UTC OtherCommon Stock 2,867 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-022474 · form4.xml · nonDerivative · entry 1

Rugen Michael J. · CIK 0001473408 · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,522

F1 · kind: Grant of stock pursuant to Tengasco, Inc. 2018 Stock Incentive Plan.

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October 02, 2020 Filed Oct 5, 2020 23:20 UTC OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-022470 · form4.xml · nonDerivative · entry 1

Behrent Matthew K · CIK 0001334032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,400

F1 · kind: Grant of stock pursuant to Tengasco, Inc. 2018 Stock Incentive Plan.

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July 01, 2020 Filed Jul 6, 2020 20:46 UTC
SALAS PETER EDirector · 10% owner
OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-015429 · form4.xml · nonDerivative · entry 1

SALAS PETER E · CIK 0001016286 · Director · 10% owner

DOLPHIN OFFSHORE PARTNERS LP · CIK 0001287741 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · kind: Grant of stock pursuant to Tengasco, Inc.2018 Stock Incentive Plan to Peter E. Salas in his individual capacity.

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July 01, 2020 Filed Jul 6, 2020 20:46 UTC OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-015428 · form4.xml · nonDerivative · entry 1

Thon Richard M · CIK 0001593218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: Grant of stock pursuant to Tengasco, Inc. 2018 Stock Incentive Plan.

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July 01, 2020 Filed Jul 6, 2020 20:45 UTC OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-015427 · form4.xml · nonDerivative · entry 1

Behrent Matthew K · CIK 0001334032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,900

F1 · kind: Grant of stock pursuant to Tengasco, Inc. 2018 Stock Incentive Plan.

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July 01, 2020 Filed Jul 6, 2020 20:45 UTC OtherCommon Stock 5,011 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-015426 · form4.xml · nonDerivative · entry 1

Rugen Michael J. · CIK 0001473408 · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,655

F1 · kind: Grant of stock pursuant to Tengasco, Inc. 2018 Stock Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.