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Riley Exploration Group, LLC

Disclosed activity across 1 company

Tapewire entity
92095
SEC CIK
0001535718

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Riley Exploration Permian, Inc.REPX · Entity 506710% ownerApril 08, 2024April 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Riley Exploration Permian, Inc.

Report date April 08, 2024 · Filed April 10, 2024

Jointly reported with YORKTOWN ENERGY PARTNERS IX, L.P., Yorktown IX Associates LLC, Yorktown Energy Partners X, L.P., Yorktown X Associates LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect1,965,219 Reported balance After 2024-04-08 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2024-04-08 · Sale · Disposed 200,000 · Balance 1,965,219

F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.

F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect390,860 Reported balance Holding disclosure · report date 2024-04-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 390,860

F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.

F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2024 Filed Apr 10, 2024 23:44 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 200,000 $25.52 $5,103,000.00
Disclosure

SEC source: 0001140361-24-019163 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,965,219

F1 · kind: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.

F1 · price: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.

F2 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 21:52 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 13,870 $21.92 $304,096.98
Disclosure

SEC source: 0001140361-24-003150 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,165,219

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.84 to $22.40, inclusive.

F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 21:52 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 10,244 $22.30 $228,456.57
Disclosure

SEC source: 0001140361-24-003150 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,179,089

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.19 to $22.51, inclusive. The reporting person undertakes to provide to Riley Exploration Permian, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares should at each separate price within the range set forth in footnotes (1) and (2).

F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 02:36 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 8,034 $22.32 $179,356.64
Disclosure

SEC source: 0001140361-24-002617 · form4.xml · nonDerivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,189,333

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.21 to $22.40, inclusive.

F4 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 02:36 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 1,100 $23.30 $25,624.61
Disclosure

SEC source: 0001140361-24-002617 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,197,367

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.79, inclusive.

F4 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 12, 2024 Filed Jan 18, 2024 02:36 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 16,098 $23.33 $375,640.39
Disclosure

SEC source: 0001140361-24-002617 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.77, inclusive. The reporting person undertakes to provide to Riley Exploration Permian, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares should at each separate price within the range set forth in footnotes (1), (2) and (3).

F4 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 11, 2024 Filed Jan 11, 2024 23:25 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 18,315 $23.26 $426,027.05
Disclosure

SEC source: 0001140361-24-001974 · form4.xml · nonDerivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,214,565

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.12 to $23.40, inclusive.

F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 23:25 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 100 $24.00 $2,400.00
Disclosure

SEC source: 0001140361-24-001974 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,232,880

F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 23:25 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 SaleCommon Stock, par value $0.001 per share 15,487 $24.27 $375,847.81
Disclosure

SEC source: 0001140361-24-001974 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,232,980

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.53, inclusive. The reporting person undertakes to provide to Riley Exploration Permian, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares should at each separate price within the range set forth in footnotes (1) and (2).

F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 26, 2023 Filed Nov 17, 2023 01:31 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 6,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-053726 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,248,467

F1 · kind: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member.

F1 · price: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 14, 2023 Filed Jul 19, 2023 01:42 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 1,075,254 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-035101 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,255,201

F1 · kind: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member.

F1 · price: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown Energy Partners X, L.P. ("Yorktown X").

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 84,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 4

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,505

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F5 · ownership.direct: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 615,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,784

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F4 · ownership.direct: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 100,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,482

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F3 · ownership.direct: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 800,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485,779

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 84,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 4

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,505

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F5 · ownership.direct: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 615,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,784

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F4 · ownership.direct: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 100,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,482

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F3 · ownership.direct: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 800,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485,779

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionExchangeable Promissory Note · Derivative Not disclosed $0.00 Strike: $40.89 $5,755,202.42
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · derivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII.

F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286,550

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionExchangeable Promissory Note · Derivative Not disclosed $0.00 Strike: $40.89 $5,755,202.42
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · derivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII.

F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286,550

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.