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Yorktown VI Associates LLC

Disclosed activity across 3 companies

Tapewire entity
105865
SEC CIK
0001347608

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Riley Exploration Permian, Inc.REPX · Entity 506710% ownerOctober 13, 2021October 15, 2021
STAR GROUP, L.P.SGU · Entity 561310% ownerFebruary 08, 2018February 12, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect3,485,779 Reported balance After 2021-10-13 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2021-10-13 · Other · Disposed 800,771 · Balance 3,485,779

F1: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F2: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect100,482 Reported balance After 2021-10-13 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2021-10-13 · Other · Acquired 100,482 · Balance 100,482

F1: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F3: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect615,784 Reported balance After 2021-10-13 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2021-10-13 · Other · Acquired 615,784 · Balance 615,784

F1: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F4: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect84,505 Reported balance After 2021-10-13 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2021-10-13 · Other · Acquired 84,505 · Balance 84,505

F1: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F5: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect390,860 Reported balance Holding disclosure · report date 2021-10-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 390,860

F6: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Filing footnotes · ownership attribution and instrument terms

F1: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F2: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

F3: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.

F4: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.

F5: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.

F6: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

STAR GROUP, L.P.

Report date February 08, 2018 · Filed February 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeIndirectSee Footnote427,734 Reported balance After 2018-02-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-02-08 · Other · Disposed 7,118,833 · Balance 427,734

F1: Pro rata distribution from Yorktown Energy Partners VI, L.P., Yorktown VI Company LP and the reporting person.

F2: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting entity is the beneficial owner of the securities for Section 16 or any other purpose.

F3: These securities are owned directly by Yorktown Energy Partners VI, L.P. The reporting person is the general partner of Yorktown VI Company LP, the general partner of Yorktown Energy Partners VI, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Pro rata distribution from Yorktown Energy Partners VI, L.P., Yorktown VI Company LP and the reporting person.

F2: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting entity is the beneficial owner of the securities for Section 16 or any other purpose.

F3: These securities are owned directly by Yorktown Energy Partners VI, L.P. The reporting person is the general partner of Yorktown VI Company LP, the general partner of Yorktown Energy Partners VI, L.P.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Antero Midstream Corp

Report date September 05, 2019 · Filed September 06, 2019

Section 16 reporting ended · disclosed 2019-09-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2019-09-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-09-05 · Sale · Disposed 1,463,246 · Balance 0

F1: These securities were owned directly by Yorktown Energy Partners VI, L.P. ("Yorktown VI"). The Reporting Person is the sole general partner of Yorktown VI Company LP. Yorktown VI Company LP is the sole general partner of Yorktown VI.

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These securities were owned directly by Yorktown Energy Partners VI, L.P. ("Yorktown VI"). The Reporting Person is the sole general partner of Yorktown VI Company LP. Yorktown VI Company LP is the sole general partner of Yorktown VI.

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for Section 16 or any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 84,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 4

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,505

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F5 · ownership.direct: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 615,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,784

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F4 · ownership.direct: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 100,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,482

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F3 · ownership.direct: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 800,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034656 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485,779

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionExchangeable Promissory Note · Derivative Not disclosed $0.00 Strike: $40.89 $5,755,202.42
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · derivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII.

F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026211 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

YORKTOWN ENERGY PARTNERS IV LP · CIK 0001210404 · 10% owner

Yorktown IV CO LLC · CIK 0001302151 · 10% owner

YORKTOWN ENERGY PARTNERS V LP · CIK 0001210407 · 10% owner

Yorktown V CO LLC · CIK 0001302152 · 10% owner

Yorktown Energy Partners VI LP · CIK 0001347504 · 10% owner

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

Yorktown Energy Partners VII, L.P. · CIK 0001423080 · 10% owner

Yorktown VII Associates LLC · CIK 0001423201 · 10% owner

Yorktown Energy Partners VIII, L.P. · CIK 0001473116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286,550

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 19:58 UTC Antero Midstream Corp AM · Entity 3501 SaleCommon Stock 1,463,246 $6.81 $9,964,705.26
Disclosure

SEC source: 0000899243-19-023050 · doc4.xml · nonDerivative · entry 1

Yorktown VI Associates LLC · CIK 0001347608 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: These securities were owned directly by Yorktown Energy Partners VI, L.P. ("Yorktown VI"). The Reporting Person is the sole general partner of Yorktown VI Company LP. Yorktown VI Company LP is the sole general partner of Yorktown VI.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for Section 16 or any other purpose.

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May 21, 2019 Filed May 23, 2019 20:02 UTC Antero Midstream Corp AM · Entity 3501 SaleCommon Stock 507,600 $12.61 $6,400,836.00
Disclosure

SEC source: 0000899243-19-014619 · doc4.xml · nonDerivative · entry 1

Yorktown VI Associates LLC · CIK 0001347608 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,463,246

F1 · ownership.nature: These securities are owned directly by Yorktown Energy Partners VI, L.P. ("Yorktown VI"). The Reporting Person is the sole general partner of Yorktown VI Company LP. Yorktown VI Company LP is the sole general partner of Yorktown VI.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for Section 16 or any other purpose.

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March 12, 2019 Filed Mar 15, 2019 06:31 UTC Antero Midstream Corp AM · Entity 3501 Disposition to issuerCommon Stock 1,970,846 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-007882 · doc4.xml · nonDerivative · entry 2

Yorktown VI Associates LLC · CIK 0001347608 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,970,846

F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM.

F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM.

F2 · ownership.nature: These securities are owned directly by Yorktown Energy Partners VI, L.P. ("Yorktown VI"). The Reporting Person is the sole general partner of Yorktown VI Company LP. Yorktown VI Company LP is the sole general partner of Yorktown VI.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for Section 16 or any other purpose.

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March 12, 2019 Filed Mar 15, 2019 06:31 UTC Antero Midstream Corp AM · Entity 3501 Disposition to issuerCommon shares representing limited partner interests 1,970,846 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-007882 · doc4.xml · nonDerivative · entry 1

Yorktown VI Associates LLC · CIK 0001347608 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM.

F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM.

F2 · ownership.nature: These securities are owned directly by Yorktown Energy Partners VI, L.P. ("Yorktown VI"). The Reporting Person is the sole general partner of Yorktown VI Company LP. Yorktown VI Company LP is the sole general partner of Yorktown VI.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for Section 16 or any other purpose.

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February 08, 2018 Filed Feb 12, 2018 22:35 UTC STAR GROUP, L.P. SGU · Entity 5613 OtherCommon Units 7,118,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-003567 · doc4.xml · nonDerivative · entry 1

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 427,734

F1 · kind: Pro rata distribution from Yorktown Energy Partners VI, L.P., Yorktown VI Company LP and the reporting person.

F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting entity is the beneficial owner of the securities for Section 16 or any other purpose.

F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting entity is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners VI, L.P. The reporting person is the general partner of Yorktown VI Company LP, the general partner of Yorktown Energy Partners VI, L.P.

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February 16, 2017 Filed Feb 22, 2017 02:49 UTC STAR GROUP, L.P. SGU · Entity 5613 OtherCommon Units 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004890 · doc4.xml · nonDerivative · entry 1

Yorktown VI Associates LLC · CIK 0001347608 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,546,567

F1 · kind: Pro rata distribution from Yorktown Energy Partners VI, L.P., Yorktown VI Company LP and the reporting person.

F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting entity is the beneficial owner of the securities for Section 16 or any other purpose.

F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting entity is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners VI, L.P. The reporting person is the general partner of Yorktown VI Company LP, the general partner of Yorktown Energy Partners VI, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.