Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PETROQUEST ENERGY INCPQ · Entity 161487 | Director | May 18, 2017 | May 22, 2017 |
| Riley Exploration Permian, Inc.REPX · Entity 5067 | Director | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PETROQUEST ENERGY INC
Report date May 18, 2017 · Filed May 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,717 |
Reported balance
After 2017-05-18 transaction · row 1
1 source rowRow 1 · 2017-05-18 · Grant · Acquired 7,500 · Balance 97,717 F1: Shares will vest on the earlier of May 18, 2018 or the day of the 2018 annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 17,500 |
Reported balance
Holding disclosure · report date 2017-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,500 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account | 39,625 |
Reported balance
Holding disclosure · report date 2017-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,625 F2: Previously reported as beign held by Delaware Charter Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable benefical interest in 19,988 shares owned by the Anna & Samuel Nordber Trust and included in the reporting person's prior ownership reports. |
| Common StockSEC Table I · non-derivative | IndirectBy Olivia S. Nordberg Trust | 19,188 |
Reported balance
Holding disclosure · report date 2017-05-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,188 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares will vest on the earlier of May 18, 2018 or the day of the 2018 annual meeting of stockholders.
F2: Previously reported as beign held by Delaware Charter Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable benefical interest in 19,988 shares owned by the Anna & Samuel Nordber Trust and included in the reporting person's prior ownership reports.
Riley Exploration Permian, Inc.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 31,694 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 7,143 · Balance 31,694 F1: Represents a grant of time-based restricted stock under the Issuer's Riley Exploration Permian, Inc. Second Amended and Restated 2021 Long Term Incentive Plan. The shares vest on June 1, 2027, subject to the reporting person's continued service and certain other restrictions. F2: This amount includes 14,667 shares of restricted common stock subject to vesting and certain other restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of time-based restricted stock under the Issuer's Riley Exploration Permian, Inc. Second Amended and Restated 2021 Long Term Incentive Plan. The shares vest on June 1, 2027, subject to the reporting person's continued service and certain other restrictions.
F2: This amount includes 14,667 shares of restricted common stock subject to vesting and certain other restrictions.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANNALY CAPITAL MANAGEMENT INC
Report date May 22, 2019 · Filed May 22, 2019
Section 16 reporting ended · disclosed 2019-05-22. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 19, 2026 15:10 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | GrantCommon Stock, par value $0.001 per share | 7,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036231 · wk-form4_1779203412.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,694 F1 · shares: Represents a grant of time-based restricted stock under the Issuer's Riley Exploration Permian, Inc. Second Amended and Restated 2021 Long Term Incentive Plan. The shares vest on June 1, 2027, subject to the reporting person's continued service and certain other restrictions. F2 · balance_after: This amount includes 14,667 shares of restricted common stock subject to vesting and certain other restrictions. Read SEC document |
| June 01, 2025 Filed Jun 2, 2025 20:46 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | GrantCommon Stock, par value $0.001 per share | 7,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001111624-25-000003 · wk-form4_1748897202.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,551 F1 · shares: These shares are restricted stock acquired under Issuer's Amended and Restated Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on June 1, 2025 (the "Grant Date"). The shares of restricted stock vest on the first anniversary of the Grant Date. F2 · balance_after: This amount includes 7,524 shares of restricted common stock subject to vesting and certain other restrictions. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:34 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | GrantCommon Stock, par value $0.001 per share | 6,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001111624-24-000002 · wk-form4_1717533235.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,027 F1 · shares: These shares are restricted stock acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on June 1, 2024 (the "Grant Date"). The shares of restricted stock vest on the first anniversary of the Grant Date. F2 · balance_after: This amount includes 6,849 shares of restricted common stock subject to vesting and certain other restrictions. Read SEC document |
| May 01, 2023 Filed May 2, 2023 18:31 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | GrantCommon Stock, par value $0.001 per share | 4,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001111624-23-000003 · wk-form4_1683052274.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,178 F1 · shares: These shares are restricted stock acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on May 1, 2023 (the "Grant Date"). The shares of restricted stock vest on the first anniversary of the Grant Date. F2 · balance_after: This amount includes 4,760 shares of restricted common stock subject to vesting and certain other restrictions. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:09 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | GrantCommon Stock, par value $0.001 per share | 3,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-007663 · form4.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,418 F1 · shares: These shares are restricted stock acquired under Issuer's 2021 Long Term Incentive Plan (the "LTIP") on March 1, 2022 (the "Grant Date"). The shares of restricted stock vest on the first anniversary of the Grant Date. F2 · balance_after: This amount includes 3,731 shares of restricted common stock subject to vesting and certain other restrictions set forth in the Issuer's LTIP. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:22 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | GrantRestricted Common Stock, par value $0.001 per share | 1,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-006947 · form4.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,687 F1 · security: These shares of restricted stock were acquired under Issuer's Riley Exploration Permian, Inc. 2021 Long Term Incentive Plan on March 1, 2021 (the "Grant Date"). The shares of restricted stock vest on the first anniversary of the Grant Date. F2 · security: The share amount of the Issuer's restricted common stock reflects the 1-for-12 reverse stock split of the Issuer's common stock effected on February 26, 2021. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:25 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 12,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007229 · wf-form4_152727994466764.xml · derivative · entry 6 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,175 Underlying: Common Stock · 12,858 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F3 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 23,151 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:38 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 11,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022893 · doc1.xml · derivative · entry 8 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,052 Underlying: Common Stock · 11,451 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F3 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. F4 · balance_after: Includes 14,886 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 18, 2017 Filed May 22, 2017 12:55 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-17-000039 · wf-form4_149547209593593.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,717 F1 · shares: Shares will vest on the earlier of May 18, 2018 or the day of the 2018 annual meeting of stockholders. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 16:59 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | GrantNonstatutory Stock Option (right to buy) | 21,000 | $3.17 | $66,570.00 |
DisclosureSEC source: 0000872248-16-000202 · wf-form4_147518273178724.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Read SEC document |
| September 27, 2016 Filed Oct 3, 2016 15:50 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000204 · wf-form4_147552422661014.xml · nonDerivative · entry 6 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia S. Nordberg Trust Disclosed balance after: 19,188 F3 · price: These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer. Read SEC document |
| September 27, 2016 Filed Oct 3, 2016 15:50 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000204 · wf-form4_147552422661014.xml · nonDerivative · entry 4 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account Disclosed balance after: 39,625 F3 · price: These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer. F4 · ownership.nature: Previously reported as beign held by Delaware Charter Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable benefical interest in 19,988 shares owned by the Anna & Samuel Nordber Trust and included in the reporting person's prior ownership reports. Read SEC document |
| September 27, 2016 Filed Oct 3, 2016 15:50 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000204 · wf-form4_147552422661014.xml · nonDerivative · entry 2 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,180 F3 · price: These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer. Read SEC document |
| September 27, 2016 Filed Oct 4, 2016 17:01 UTC Amendment | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000206 · wf-form4a_147561490051227.xml · nonDerivative · entry 6 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia S. Nordberg Trust Disclosed balance after: 19,188 F4 · price: These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer. Read SEC document |
| September 27, 2016 Filed Oct 4, 2016 17:01 UTC Amendment | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000206 · wf-form4a_147561490051227.xml · nonDerivative · entry 4 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account Disclosed balance after: 39,625 F4 · price: These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer. F5 · ownership.nature: Previously reported as being held by Delaware Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable beneficial interest in 19,988 shares owned by the Anna & Samuel Nordberg Trust and included in the reporting person's prior ownership reports Read SEC document |
| September 27, 2016 Filed Oct 4, 2016 17:01 UTC Amendment | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000206 · wf-form4a_147561490051227.xml · nonDerivative · entry 2 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,217 F4 · price: These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer. F3 · balance_after: These amounts were erroneously reported as 89,213 and 90,180 shares, respectively, on the original Form 4. Read SEC document |
| February 17, 2016 Filed Oct 3, 2016 15:50 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000204 · wf-form4_147552422661014.xml · nonDerivative · entry 5 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia S. Nordberg Trust Disclosed balance after: 17,238 F1 · security: The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016. F2 · price: These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer. Read SEC document |
| February 17, 2016 Filed Oct 3, 2016 15:50 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000204 · wf-form4_147552422661014.xml · nonDerivative · entry 3 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account Disclosed balance after: 35,725 F1 · security: The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016. F2 · price: These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer. F4 · ownership.nature: Previously reported as beign held by Delaware Charter Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable benefical interest in 19,988 shares owned by the Anna & Samuel Nordber Trust and included in the reporting person's prior ownership reports. Read SEC document |
| February 17, 2016 Filed Oct 3, 2016 15:50 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000204 · wf-form4_147552422661014.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,213 F1 · security: The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016. F2 · price: These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer. Read SEC document |
| February 17, 2016 Filed Oct 4, 2016 17:01 UTC Amendment | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000206 · wf-form4a_147561490051227.xml · nonDerivative · entry 5 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia S. Nordberg Trust Disclosed balance after: 17,238 F1 · security: The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016. F2 · price: These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer. Read SEC document |
| February 17, 2016 Filed Oct 4, 2016 17:01 UTC Amendment | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000206 · wf-form4a_147561490051227.xml · nonDerivative · entry 3 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account Disclosed balance after: 35,725 F1 · security: The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016. F2 · price: These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer. F5 · ownership.nature: Previously reported as being held by Delaware Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable beneficial interest in 19,988 shares owned by the Anna & Samuel Nordberg Trust and included in the reporting person's prior ownership reports Read SEC document |
| February 17, 2016 Filed Oct 4, 2016 17:01 UTC Amendment | PETROQUEST ENERGY INC PQ · Entity 161487 | PurchaseCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000206 · wf-form4a_147561490051227.xml · nonDerivative · entry 1 NORDBERG E WAYNE · CIK 0001111624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,250 F1 · security: The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016. F2 · price: These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer. F3 · balance_after: These amounts were erroneously reported as 89,213 and 90,180 shares, respectively, on the original Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.