organization · Reporting owner
Yorktown Energy Partners X, L.P.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Extraction Oil & Gas, Inc.XOG · Entity 11932 | 10% owner | October 26, 2016 | October 31, 2016 |
| Riley Exploration Permian, Inc.REPX · Entity 5067 | 10% owner | April 08, 2024 | April 10, 2024 |
| Solaris Energy Infrastructure, Inc.SEI · Entity 3918 | 10% owner | December 16, 2024 | December 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Extraction Oil & Gas, Inc.
Report date October 26, 2016 · Filed October 31, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,554,262 |
Reported balance
After 2016-10-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-10-26 · Grant · Acquired 17,554,262 · Balance 17,554,262 F1: Yorktown Energy Partners X, L.P. ("Yorktown X") previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners IX, L.P. ("Yorktown IX"), Yorktown X, Yorktown Energy Partners XI, L.P. ("Yorktown XI") and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. F2: (Continued from Footnote 1) In connection with the closing of the initial public offering of XOG, 17,554,262 shares were issued to Yorktown X based on (i) Yorktown X's equity ownership in Holdings, which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Yorktown Energy Partners X, L.P. ("Yorktown X") previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners IX, L.P. ("Yorktown IX"), Yorktown X, Yorktown Energy Partners XI, L.P. ("Yorktown XI") and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings.
F2: (Continued from Footnote 1) In connection with the closing of the initial public offering of XOG, 17,554,262 shares were issued to Yorktown X based on (i) Yorktown X's equity ownership in Holdings, which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering.
Riley Exploration Permian, Inc.
Report date April 08, 2024 · Filed April 10, 2024
Jointly reported with Riley Exploration Group, LLC, YORKTOWN ENERGY PARTNERS IX, L.P., Yorktown IX Associates LLC, Yorktown X Associates LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 1,965,219 |
Reported balance
After 2024-04-08 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-04-08 · Sale · Disposed 200,000 · Balance 1,965,219 F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering. F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 390,860 |
Reported balance
Holding disclosure · report date 2024-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 390,860 F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.
F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.
F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.
Solaris Energy Infrastructure, Inc.
Report date December 16, 2024 · Filed December 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-12-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-12-16 · Conversion · Acquired 975,000 · Balance 975,000 F1: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Energy Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.4 to Solaris Energy Infrastructure, Inc.'s (the "Issuer") Annual Report on Form 10-K for the year ended December 31, 2023 (as amended, the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of the Issuer's Class B common stock, par value $0.00 per share ("Class B common stock")) for shares of the Issuer's Class A common stock, par value $0.01 per share ("Class A common stock") reported herein. Row 2 · 2024-12-16 · Sale · Disposed 975,000 · Balance 0 F2: As previously disclosed in the Issuer's prospectus supplement dated December 10, 2024, filed with the U.S. Securities and Exchange Commission on December 11, 2024, on December 11, 2024, the Issuer completed a public underwritten offering of shares of Class A common stock, par value $0.01 per share (the "Offering"). On December 16, 2024, in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock in the Offering, Yorktown X sold 975,000 shares of Class A common stock at a price to the public of $24.75 per share, or a net per share price of $24.0075 after deducting $0.7425 per share of underwriting discounts and commissions. |
| Class B Common StockSEC Table I · non-derivative | Direct | 7,079,234 |
Reported balance
After 2024-12-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-12-16 · Other · Disposed 975,000 · Balance 7,079,234 F3: Each share of Class B common stock has no economic rights but entitles the holder to one vote on all matters to be voted on by the stockholders generally. F1: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Energy Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.4 to Solaris Energy Infrastructure, Inc.'s (the "Issuer") Annual Report on Form 10-K for the year ended December 31, 2023 (as amended, the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of the Issuer's Class B common stock, par value $0.00 per share ("Class B common stock")) for shares of the Issuer's Class A common stock, par value $0.01 per share ("Class A common stock") reported herein. |
| Solaris Energy Infrastructure, LLC UnitsSEC Table II · derivative / convertible security | Direct | 7,079,234 |
Reported balance
After 2024-12-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-16 · Conversion · Disposed 975,000 · Balance 7,079,234 F4: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of the Issuer's Class B common stock) are exchangeable from time to time for shares of the Issuer's Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Energy Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.4 to Solaris Energy Infrastructure, Inc.'s (the "Issuer") Annual Report on Form 10-K for the year ended December 31, 2023 (as amended, the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of the Issuer's Class B common stock, par value $0.00 per share ("Class B common stock")) for shares of the Issuer's Class A common stock, par value $0.01 per share ("Class A common stock") reported herein.
F2: As previously disclosed in the Issuer's prospectus supplement dated December 10, 2024, filed with the U.S. Securities and Exchange Commission on December 11, 2024, on December 11, 2024, the Issuer completed a public underwritten offering of shares of Class A common stock, par value $0.01 per share (the "Offering"). On December 16, 2024, in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock in the Offering, Yorktown X sold 975,000 shares of Class A common stock at a price to the public of $24.75 per share, or a net per share price of $24.0075 after deducting $0.7425 per share of underwriting discounts and commissions.
F3: Each share of Class B common stock has no economic rights but entitles the holder to one vote on all matters to be voted on by the stockholders generally.
F4: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of the Issuer's Class B common stock) are exchangeable from time to time for shares of the Issuer's Class A common stock.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Brigham Minerals, Inc.
Report date December 16, 2019 · Filed December 19, 2019
Section 16 reporting ended · disclosed 2019-12-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 2,683,371 |
Reported balance
After 2019-12-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-16 · Conversion · Disposed 802,324 · Balance 2,683,371 F1: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each common unit (each, a "Common Unit") of Brigham Minerals Holdings, LLC ("Brigham LLC") may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed for the 10 trading days prior to the date the holder requests redemption. The Common Units do not expire. F2: On December 16, 2019, the reporting person requested that 802,324 shares of Class B common stock and 802,324 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 802,324 shares of Class A common stock. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-16 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2019-12-16 · Conversion · Acquired 802,324 · Balance 802,324 F2: On December 16, 2019, the reporting person requested that 802,324 shares of Class B common stock and 802,324 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 802,324 shares of Class A common stock. Row 3 · 2019-12-16 · Sale · Disposed 802,324 · Balance 0 |
| Brigham Minerals Holdings, LLC UnitsSEC Table II · derivative / convertible security | Direct | 2,683,371 |
Reported balance
After 2019-12-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-12-16 · Conversion · Disposed 802,324 · Balance 2,683,371 F1: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each common unit (each, a "Common Unit") of Brigham Minerals Holdings, LLC ("Brigham LLC") may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed for the 10 trading days prior to the date the holder requests redemption. The Common Units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each common unit (each, a "Common Unit") of Brigham Minerals Holdings, LLC ("Brigham LLC") may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed for the 10 trading days prior to the date the holder requests redemption. The Common Units do not expire.
F2: On December 16, 2019, the reporting person requested that 802,324 shares of Class B common stock and 802,324 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 802,324 shares of Class A common stock.
Kimbell Royalty Partners, LP
Report date December 31, 2018 · Filed February 14, 2019
Section 16 reporting ended · disclosed 2019-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | IndirectSee Footnotes | 770,946.0743 |
Reported balance
After 2019-01-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-01-25 · Other · Acquired 770,946.0743 · Balance 770,946.0743 F1: Pursuant to a Purchase and Sale Agreement, dated as of November 20, 2018, by and among the Issuer and other parties thereto (the "Agreement"), Rivercrest Royalties Holdings II, LLC, a Delaware limited liability company ("Holdings II"), received an equal number of (i) common units representing limited liability company interests ("Opco Common Units") in Kimbell Royalty Operating, LLC (the "Operating Company"), and (ii) "Class B Units," which are common units representing limited partner interests of the Issuer, in exchange for the sale by Holdings II of all of the limited liability company interests in Rivercrest Royalties II, LLC, a Delaware limited liability company. Pursuant to the terms of the Agreement, Opco Common Units, together with an equal number of Class B Units, were exchangeable on a one-on-one basis for Common Units at the discretion of Holdings II. F2: (Continued from Footnote 1) Also pursuant to the terms of the Agreement, Holdings II was restricted from selling any of its Opco Common Units for a period of 120 days after December 20, 2018, subject to certain limited and specified exceptions. On January 25, 2019, Holdings II exercised its right to exchange its Opco Common Units and an equivalent number of Class B Units for Common Units. F5: Reporting shareholder does not currently beneficially own, and has not beneficially owned, directly or indirectly, 10% or more of the Common Units to which this Form 5 relates. The Form 3 initially filed by Reporting Shareholder in respect of such Common Units on December 31, 2018 was filed in error. Reporting shareholder did not have, and currently does not have, a reportable position in such Common Units for purposes of Section 16(a) of the Securities Exchange Act of 1934. F3: Yorktown X is a member of Holdings II and currently owns a majority of the outstanding units in Holdings II. Under the terms of Holdings II's governing agreements Yorktown X has the ability to elect or remove members of the Board of Managers of Holdings II for so long as Yorktown X owns a majority of the outstanding units in Holdings II. Yorktown X, therefore, could appoint a majority of the members of the Board of Managers of Holdings II, which has the power to direct the voting and disposition of shares held by Holdings II. F4: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a Purchase and Sale Agreement, dated as of November 20, 2018, by and among the Issuer and other parties thereto (the "Agreement"), Rivercrest Royalties Holdings II, LLC, a Delaware limited liability company ("Holdings II"), received an equal number of (i) common units representing limited liability company interests ("Opco Common Units") in Kimbell Royalty Operating, LLC (the "Operating Company"), and (ii) "Class B Units," which are common units representing limited partner interests of the Issuer, in exchange for the sale by Holdings II of all of the limited liability company interests in Rivercrest Royalties II, LLC, a Delaware limited liability company. Pursuant to the terms of the Agreement, Opco Common Units, together with an equal number of Class B Units, were exchangeable on a one-on-one basis for Common Units at the discretion of Holdings II.
F2: (Continued from Footnote 1) Also pursuant to the terms of the Agreement, Holdings II was restricted from selling any of its Opco Common Units for a period of 120 days after December 20, 2018, subject to certain limited and specified exceptions. On January 25, 2019, Holdings II exercised its right to exchange its Opco Common Units and an equivalent number of Class B Units for Common Units.
F3: Yorktown X is a member of Holdings II and currently owns a majority of the outstanding units in Holdings II. Under the terms of Holdings II's governing agreements Yorktown X has the ability to elect or remove members of the Board of Managers of Holdings II for so long as Yorktown X owns a majority of the outstanding units in Holdings II. Yorktown X, therefore, could appoint a majority of the members of the Board of Managers of Holdings II, which has the power to direct the voting and disposition of shares held by Holdings II.
F4: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
F5: Reporting shareholder does not currently beneficially own, and has not beneficially owned, directly or indirectly, 10% or more of the Common Units to which this Form 5 relates. The Form 3 initially filed by Reporting Shareholder in respect of such Common Units on December 31, 2018 was filed in error. Reporting shareholder did not have, and currently does not have, a reportable position in such Common Units for purposes of Section 16(a) of the Securities Exchange Act of 1934.
Ramaco Resources, Inc.
Report date February 08, 2017 · Filed February 11, 2017
Section 16 reporting ended · disclosed 2017-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 3,692,881 |
Reported balance
After 2017-02-08 transaction · row 1
1 source rowRow 1 · 2017-02-08 · Sale · Disposed 56,810 · Balance 3,692,881 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2024 Filed Dec 18, 2024 21:25 UTC | Solaris Energy Infrastructure, Inc. SEI · Entity 3918 | ConversionSolaris Energy Infrastructure, LLC Units · Derivative | 975,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-137918 · ownership.xml · derivative · entry 4 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,079,234 Underlying: Class A Common Stock · 975,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of the Issuer's Class B common stock) are exchangeable from time to time for shares of the Issuer's Class A common stock. F4 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of the Issuer's Class B common stock) are exchangeable from time to time for shares of the Issuer's Class A common stock. F4 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of the Issuer's Class B common stock) are exchangeable from time to time for shares of the Issuer's Class A common stock. F4 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of the Issuer's Class B common stock) are exchangeable from time to time for shares of the Issuer's Class A common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:25 UTC | Solaris Energy Infrastructure, Inc. SEI · Entity 3918 | OtherClass B Common Stock | 975,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-137918 · ownership.xml · nonDerivative · entry 3 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,079,234 F3 · security: Each share of Class B common stock has no economic rights but entitles the holder to one vote on all matters to be voted on by the stockholders generally. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Energy Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.4 to Solaris Energy Infrastructure, Inc.'s (the "Issuer") Annual Report on Form 10-K for the year ended December 31, 2023 (as amended, the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of the Issuer's Class B common stock, par value $0.00 per share ("Class B common stock")) for shares of the Issuer's Class A common stock, par value $0.01 per share ("Class A common stock") reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Energy Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.4 to Solaris Energy Infrastructure, Inc.'s (the "Issuer") Annual Report on Form 10-K for the year ended December 31, 2023 (as amended, the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of the Issuer's Class B common stock, par value $0.00 per share ("Class B common stock")) for shares of the Issuer's Class A common stock, par value $0.01 per share ("Class A common stock") reported herein. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:25 UTC | Solaris Energy Infrastructure, Inc. SEI · Entity 3918 | SaleClass A Common Stock | 975,000 | $24.01 | $23,407,312.50 |
DisclosureSEC source: 0000950170-24-137918 · ownership.xml · nonDerivative · entry 2 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: As previously disclosed in the Issuer's prospectus supplement dated December 10, 2024, filed with the U.S. Securities and Exchange Commission on December 11, 2024, on December 11, 2024, the Issuer completed a public underwritten offering of shares of Class A common stock, par value $0.01 per share (the "Offering"). On December 16, 2024, in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock in the Offering, Yorktown X sold 975,000 shares of Class A common stock at a price to the public of $24.75 per share, or a net per share price of $24.0075 after deducting $0.7425 per share of underwriting discounts and commissions. F2 · price: As previously disclosed in the Issuer's prospectus supplement dated December 10, 2024, filed with the U.S. Securities and Exchange Commission on December 11, 2024, on December 11, 2024, the Issuer completed a public underwritten offering of shares of Class A common stock, par value $0.01 per share (the "Offering"). On December 16, 2024, in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock in the Offering, Yorktown X sold 975,000 shares of Class A common stock at a price to the public of $24.75 per share, or a net per share price of $24.0075 after deducting $0.7425 per share of underwriting discounts and commissions. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:25 UTC | Solaris Energy Infrastructure, Inc. SEI · Entity 3918 | ConversionClass A Common Stock | 975,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-137918 · ownership.xml · nonDerivative · entry 1 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Energy Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.4 to Solaris Energy Infrastructure, Inc.'s (the "Issuer") Annual Report on Form 10-K for the year ended December 31, 2023 (as amended, the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of the Issuer's Class B common stock, par value $0.00 per share ("Class B common stock")) for shares of the Issuer's Class A common stock, par value $0.01 per share ("Class A common stock") reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Energy Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.4 to Solaris Energy Infrastructure, Inc.'s (the "Issuer") Annual Report on Form 10-K for the year ended December 31, 2023 (as amended, the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of the Issuer's Class B common stock, par value $0.00 per share ("Class B common stock")) for shares of the Issuer's Class A common stock, par value $0.01 per share ("Class A common stock") reported herein. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 23:44 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 200,000 | $25.52 | $5,103,000.00 |
DisclosureSEC source: 0001140361-24-019163 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,965,219 F1 · kind: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering. F1 · price: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering. F2 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 21:52 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 13,870 | $21.92 | $304,096.98 |
DisclosureSEC source: 0001140361-24-003150 · form4.xml · nonDerivative · entry 2 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,165,219 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.84 to $22.40, inclusive. F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 21:52 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 10,244 | $22.30 | $228,456.57 |
DisclosureSEC source: 0001140361-24-003150 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,179,089 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.19 to $22.51, inclusive. The reporting person undertakes to provide to Riley Exploration Permian, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares should at each separate price within the range set forth in footnotes (1) and (2). F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 17, 2024 Filed Jan 18, 2024 02:36 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 8,034 | $22.32 | $179,356.64 |
DisclosureSEC source: 0001140361-24-002617 · form4.xml · nonDerivative · entry 3 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,189,333 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.21 to $22.40, inclusive. F4 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 02:36 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 1,100 | $23.30 | $25,624.61 |
DisclosureSEC source: 0001140361-24-002617 · form4.xml · nonDerivative · entry 2 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,197,367 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.79, inclusive. F4 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 12, 2024 Filed Jan 18, 2024 02:36 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 16,098 | $23.33 | $375,640.39 |
DisclosureSEC source: 0001140361-24-002617 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,198,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.77, inclusive. The reporting person undertakes to provide to Riley Exploration Permian, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares should at each separate price within the range set forth in footnotes (1), (2) and (3). F4 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 11, 2024 Filed Jan 11, 2024 23:25 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 18,315 | $23.26 | $426,027.05 |
DisclosureSEC source: 0001140361-24-001974 · form4.xml · nonDerivative · entry 3 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,214,565 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.12 to $23.40, inclusive. F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 10, 2024 Filed Jan 11, 2024 23:25 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 100 | $24.00 | $2,400.00 |
DisclosureSEC source: 0001140361-24-001974 · form4.xml · nonDerivative · entry 2 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,232,880 F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 23:25 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | SaleCommon Stock, par value $0.001 per share | 15,487 | $24.27 | $375,847.81 |
DisclosureSEC source: 0001140361-24-001974 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,232,980 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.53, inclusive. The reporting person undertakes to provide to Riley Exploration Permian, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares should at each separate price within the range set forth in footnotes (1) and (2). F3 · ownership.direct: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| July 26, 2023 Filed Nov 17, 2023 01:31 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 6,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-053726 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,248,467 F1 · kind: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member. F1 · price: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member. F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 01:42 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 1,075,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-035101 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,255,201 F1 · kind: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member. F1 · price: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member. F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown Energy Partners X, L.P. ("Yorktown X"). Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 84,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 4 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,505 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F5 · ownership.direct: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 615,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 3 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,784 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F4 · ownership.direct: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 100,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 2 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,482 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F3 · ownership.direct: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 800,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,485,779 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:01 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | ConversionExchangeable Promissory Note · Derivative | Not disclosed | $0.00 Strike: $40.89 | $5,755,202.42 |
DisclosureSEC source: 0001140361-21-026212 · form4.xml · derivative · entry 3 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:01 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | ConversionCommon Stock, par value $0.001 per share | 390,860 | $40.89 | $15,982,265.40 |
DisclosureSEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 2 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,677,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons. F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:01 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 390,860 | $40.89 | $15,982,265.40 |
DisclosureSEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286,550 F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003278 · edgar.xml · derivative · entry 4 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,054,234 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | OtherClass B Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003278 · edgar.xml · nonDerivative · entry 3 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,054,234 F2 · security: Each share of Class B common stock has no economic rights but entitles the holder to one vote on all matters to be voted on by the stockholders generally. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | SaleClass A Common Stock | 400,000 | $12.75 | $5,100,000.00 |
DisclosureSEC source: 0001179110-21-003278 · edgar.xml · nonDerivative · entry 2 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: On March 10, 2021, Yorktown X executed a block trade under Rule 144 of the Securities Act of 1933, as amended, pursuant to which an aggregate of 400,000 shares of the Issuer's Class A common stock were sold in a single transaction exempt from registration under Rule 144 at a price of $12.75 per share. F4 · price: On March 10, 2021, Yorktown X executed a block trade under Rule 144 of the Securities Act of 1933, as amended, pursuant to which an aggregate of 400,000 shares of the Issuer's Class A common stock were sold in a single transaction exempt from registration under Rule 144 at a price of $12.75 per share. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003278 · edgar.xml · nonDerivative · entry 1 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:26 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-002364 · edgar.xml · derivative · entry 4 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454,234 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:26 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | OtherClass B Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002364 · edgar.xml · nonDerivative · entry 3 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454,234 F2 · security: Each share of Class B common stock has no economic rights but entitles the holder to one vote on all matters to be voted on by the stockholders generally. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:26 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | SaleClass A Common Stock | 500,000 | $11.00 | $5,500,000.00 |
DisclosureSEC source: 0001179110-21-002364 · edgar.xml · nonDerivative · entry 2 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: On February 25, 2021, Yorktown X executed a block trade under Rule 144 of the Securities Act of 1933, as amended, pursuant to which an aggregate of 500,000 shares of the Issuer's Class A common stock were sold in a single transaction exempt from registration under Rule 144 at a price of $11.00 per share. F4 · price: On February 25, 2021, Yorktown X executed a block trade under Rule 144 of the Securities Act of 1933, as amended, pursuant to which an aggregate of 500,000 shares of the Issuer's Class A common stock were sold in a single transaction exempt from registration under Rule 144 at a price of $11.00 per share. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:26 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionClass A Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002364 · edgar.xml · nonDerivative · entry 1 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 02:14 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 802,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-022863 · form4.xml · derivative · entry 4 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683,371 Underlying: Class A Common Stock · 802,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each common unit (each, a "Common Unit") of Brigham Minerals Holdings, LLC ("Brigham LLC") may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed for the 10 trading days prior to the date the holder requests redemption. The Common Units do not expire. F1 · derivative.exercise_date: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each common unit (each, a "Common Unit") of Brigham Minerals Holdings, LLC ("Brigham LLC") may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed for the 10 trading days prior to the date the holder requests redemption. The Common Units do not expire. F1 · derivative.expiration_date: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each common unit (each, a "Common Unit") of Brigham Minerals Holdings, LLC ("Brigham LLC") may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed for the 10 trading days prior to the date the holder requests redemption. The Common Units do not expire. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 02:14 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A Common Stock | 802,324 | $17.38 | $13,941,181.82 |
DisclosureSEC source: 0001140361-19-022863 · form4.xml · nonDerivative · entry 3 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 02:14 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A Common Stock | 802,324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-022863 · form4.xml · nonDerivative · entry 2 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On December 16, 2019, the reporting person requested that 802,324 shares of Class B common stock and 802,324 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 802,324 shares of Class A common stock. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 02:14 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock | 802,324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-022863 · form4.xml · nonDerivative · entry 1 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by shareholders generally. At the request of the holder, each common unit (each, a "Common Unit") of Brigham Minerals Holdings, LLC ("Brigham LLC") may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed for the 10 trading days prior to the date the holder requests redemption. The Common Units do not expire. F2 · price: On December 16, 2019, the reporting person requested that 802,324 shares of Class B common stock and 802,324 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 802,324 shares of Class A common stock. Read SEC document |
| March 14, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · derivative · entry 8 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,954,234 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. Read SEC document |
| March 14, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | OtherClass B Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 6 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,954,234 F2 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| March 14, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | SaleClass A Common Stock | 1,000,000 | $15.65 | $15,650,000.00 |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 5 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 14, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 4 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · derivative · entry 7 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954,234 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | OtherClass B Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 3 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954,234 F2 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | SaleClass A Common Stock | 1,000,000 | $15.50 | $15,500,000.00 |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 2 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 23:54 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 1 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| January 25, 2019 Filed Feb 14, 2019 22:48 UTC | Kimbell Royalty Partners, LP KRP · Entity 4535 | OtherCommon Units | 770,946.0743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-003672 · doc5.xml · nonDerivative · entry 1 Yorktown Energy Partners X, L.P. · CIK 0001577919 · See footnote 5 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 770,946.0743 F1 · kind: Pursuant to a Purchase and Sale Agreement, dated as of November 20, 2018, by and among the Issuer and other parties thereto (the "Agreement"), Rivercrest Royalties Holdings II, LLC, a Delaware limited liability company ("Holdings II"), received an equal number of (i) common units representing limited liability company interests ("Opco Common Units") in Kimbell Royalty Operating, LLC (the "Operating Company"), and (ii) "Class B Units," which are common units representing limited partner interests of the Issuer, in exchange for the sale by Holdings II of all of the limited liability company interests in Rivercrest Royalties II, LLC, a Delaware limited liability company. Pursuant to the terms of the Agreement, Opco Common Units, together with an equal number of Class B Units, were exchangeable on a one-on-one basis for Common Units at the discretion of Holdings II. F2 · kind: (Continued from Footnote 1) Also pursuant to the terms of the Agreement, Holdings II was restricted from selling any of its Opco Common Units for a period of 120 days after December 20, 2018, subject to certain limited and specified exceptions. On January 25, 2019, Holdings II exercised its right to exchange its Opco Common Units and an equivalent number of Class B Units for Common Units. F5 · kind: Reporting shareholder does not currently beneficially own, and has not beneficially owned, directly or indirectly, 10% or more of the Common Units to which this Form 5 relates. The Form 3 initially filed by Reporting Shareholder in respect of such Common Units on December 31, 2018 was filed in error. Reporting shareholder did not have, and currently does not have, a reportable position in such Common Units for purposes of Section 16(a) of the Securities Exchange Act of 1934. F1 · price: Pursuant to a Purchase and Sale Agreement, dated as of November 20, 2018, by and among the Issuer and other parties thereto (the "Agreement"), Rivercrest Royalties Holdings II, LLC, a Delaware limited liability company ("Holdings II"), received an equal number of (i) common units representing limited liability company interests ("Opco Common Units") in Kimbell Royalty Operating, LLC (the "Operating Company"), and (ii) "Class B Units," which are common units representing limited partner interests of the Issuer, in exchange for the sale by Holdings II of all of the limited liability company interests in Rivercrest Royalties II, LLC, a Delaware limited liability company. Pursuant to the terms of the Agreement, Opco Common Units, together with an equal number of Class B Units, were exchangeable on a one-on-one basis for Common Units at the discretion of Holdings II. F2 · price: (Continued from Footnote 1) Also pursuant to the terms of the Agreement, Holdings II was restricted from selling any of its Opco Common Units for a period of 120 days after December 20, 2018, subject to certain limited and specified exceptions. On January 25, 2019, Holdings II exercised its right to exchange its Opco Common Units and an equivalent number of Class B Units for Common Units. F5 · price: Reporting shareholder does not currently beneficially own, and has not beneficially owned, directly or indirectly, 10% or more of the Common Units to which this Form 5 relates. The Form 3 initially filed by Reporting Shareholder in respect of such Common Units on December 31, 2018 was filed in error. Reporting shareholder did not have, and currently does not have, a reportable position in such Common Units for purposes of Section 16(a) of the Securities Exchange Act of 1934. F1 · ownership.nature: Pursuant to a Purchase and Sale Agreement, dated as of November 20, 2018, by and among the Issuer and other parties thereto (the "Agreement"), Rivercrest Royalties Holdings II, LLC, a Delaware limited liability company ("Holdings II"), received an equal number of (i) common units representing limited liability company interests ("Opco Common Units") in Kimbell Royalty Operating, LLC (the "Operating Company"), and (ii) "Class B Units," which are common units representing limited partner interests of the Issuer, in exchange for the sale by Holdings II of all of the limited liability company interests in Rivercrest Royalties II, LLC, a Delaware limited liability company. Pursuant to the terms of the Agreement, Opco Common Units, together with an equal number of Class B Units, were exchangeable on a one-on-one basis for Common Units at the discretion of Holdings II. F2 · ownership.nature: (Continued from Footnote 1) Also pursuant to the terms of the Agreement, Holdings II was restricted from selling any of its Opco Common Units for a period of 120 days after December 20, 2018, subject to certain limited and specified exceptions. On January 25, 2019, Holdings II exercised its right to exchange its Opco Common Units and an equivalent number of Class B Units for Common Units. F3 · ownership.nature: Yorktown X is a member of Holdings II and currently owns a majority of the outstanding units in Holdings II. Under the terms of Holdings II's governing agreements Yorktown X has the ability to elect or remove members of the Board of Managers of Holdings II for so long as Yorktown X owns a majority of the outstanding units in Holdings II. Yorktown X, therefore, could appoint a majority of the members of the Board of Managers of Holdings II, which has the power to direct the voting and disposition of shares held by Holdings II. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · ownership.nature: Reporting shareholder does not currently beneficially own, and has not beneficially owned, directly or indirectly, 10% or more of the Common Units to which this Form 5 relates. The Form 3 initially filed by Reporting Shareholder in respect of such Common Units on December 31, 2018 was filed in error. Reporting shareholder did not have, and currently does not have, a reportable position in such Common Units for purposes of Section 16(a) of the Securities Exchange Act of 1934. Read SEC document |
| January 11, 2018 Filed Jan 17, 2018 01:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative | 1,408,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-001114 · doc4.xml · derivative · entry 4 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954,234 Underlying: Class A Common Stock · 1,408,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. Read SEC document |
| January 11, 2018 Filed Jan 17, 2018 01:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | OtherClass B Common Stock | 1,408,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-001114 · doc4.xml · nonDerivative · entry 3 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954,234 F2 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| January 11, 2018 Filed Jan 17, 2018 01:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | SaleClass A Common Stock | 1,408,388 | $21.65 | $30,491,600.20 |
DisclosureSEC source: 0000899243-18-001114 · doc4.xml · nonDerivative · entry 2 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 11, 2018 Filed Jan 17, 2018 01:52 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionClass A Common Stock | 1,408,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-001114 · doc4.xml · nonDerivative · entry 1 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 02:21 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | SaleClass A Common Stock | 553,112 | $15.04 | $8,319,468.21 |
DisclosureSEC source: 0000899243-17-026445 · doc4.xml · nonDerivative · entry 5 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 02:21 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative | 553,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026445 · doc4.xml · derivative · entry 8 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,362,622 Underlying: Class A Common Stock · 553,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 02:21 UTC | Solaris Energy Infrastructure, Inc. SOI · Entity 3918 | OtherClass B Common Stock | 553,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026445 · doc4.xml · nonDerivative · entry 6 Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,362,622 F2 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.