Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC |
Diddell WendyDirector · COO
|
SaleCommon Stock | 67,086 | $12.54 | $841,406.03 |
DisclosureSEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 6 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,438 F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.68, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC |
Diddell WendyDirector · COO
|
Exercise / conversionCommon Stock | 2,450 | $4.26 | $10,437.00 |
DisclosureSEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 5 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC |
Diddell WendyDirector · COO
|
Exercise / conversionCommon Stock | 5,606 | $5.61 | $31,449.66 |
DisclosureSEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 4 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC |
Diddell WendyDirector · COO
|
Exercise / conversionCommon Stock | 19,852 | $6.90 | $136,978.80 |
DisclosureSEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 3 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC |
Diddell WendyDirector · COO
|
Exercise / conversionCommon Stock | 19,659 | $5.98 | $117,560.82 |
DisclosureSEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 2 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:21 UTC |
Diddell WendyDirector · COO
|
Exercise / conversionCommon Stock | 19,519 | $9.89 | $193,042.91 |
DisclosureSEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 15:28 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-062608 · doc4.xml · derivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 15:28 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 3,000 | $11.17 | $33,510.00 |
DisclosureSEC source: 0001209191-21-062608 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 15:28 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 3,000 | $6.90 | $20,700.00 |
DisclosureSEC source: 0001209191-21-062608 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:05 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,218 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · derivative · entry 6 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,218 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:05 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 2,218 | $11.06 | $24,531.08 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:05 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 2,218 | $6.90 | $15,304.20 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:05 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,782 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,218 Underlying: Common Stock · 1,782 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:05 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 1,782 | $11.07 | $19,726.74 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.06 to $11.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:05 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 1,782 | $6.90 | $12,295.80 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 19:05 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061465 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,592 F1 · shares: This was a bona fide gift to the University of Minnesota Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 16:20 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061329 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,092 F1 · shares: Mr. Richardson disclaims all beneficial and pecuniary interests. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:24 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,286 | $0.00 Strike: $5.98 | $0.00 |
DisclosureSEC source: 0001209191-21-061231 · doc4.xml · derivative · entry 7 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 Underlying: Common Stock · 4,286 shares Expires 2025-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests 20% per year, beginning 10/05/2016 F4 · derivative.underlying: Option vests 20% per year, beginning 10/05/2016 Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:24 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,400 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-21-061231 · doc4.xml · derivative · entry 6 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 2,400 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 20% per year, beginning 07/22/2020 F3 · derivative.underlying: Option vests 20% per year, beginning 07/22/2020 Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:24 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-21-061231 · doc4.xml · derivative · entry 5 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 1,200 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year, beginning 07/21/2021 F2 · derivative.underlying: Option vests 20% per year, beginning 07/21/2021 Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:24 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
SaleCommon Stock | 7,886 | $11.76 | $92,699.93 |
DisclosureSEC source: 0001209191-21-061231 · doc4.xml · nonDerivative · entry 4 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,557 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:24 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
Exercise / conversionCommon Stock | 1,200 | $4.26 | $5,112.00 |
DisclosureSEC source: 0001209191-21-061231 · doc4.xml · nonDerivative · entry 3 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:24 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
Exercise / conversionCommon Stock | 2,400 | $5.61 | $13,464.00 |
DisclosureSEC source: 0001209191-21-061231 · doc4.xml · nonDerivative · entry 2 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:24 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
Exercise / conversionCommon Stock | 4,286 | $5.98 | $25,630.28 |
DisclosureSEC source: 0001209191-21-061231 · doc4.xml · nonDerivative · entry 1 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:19 UTC |
Ruppert Jens FrankEVP Canvys
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-061229 · doc4.xml · derivative · entry 3 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:19 UTC |
Ruppert Jens FrankEVP Canvys
|
SaleCommon Stock | 10,000 | $12.05 | $120,513.00 |
DisclosureSEC source: 0001209191-21-061229 · doc4.xml · nonDerivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.03 to $12.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 16:19 UTC |
Ruppert Jens FrankEVP Canvys
|
Exercise / conversionCommon Stock | 10,000 | $5.49 | $54,900.00 |
DisclosureSEC source: 0001209191-21-061229 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 1,500 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · derivative · entry 7 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,500 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests 20% per year, beginning 7/22/2020 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 3,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · derivative · entry 6 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 3,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 6,000 | $7.79 | $46,740.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.74 to $7.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 1,500 | $5.61 | $8,415.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 3,000 | $6.90 | $20,700.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 1,500 | $5.49 | $8,235.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 19:04 UTC |
PLANTE PAUL JDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047580 · doc4.xml · derivative · entry 1 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 19:01 UTC |
KLUGE ROBERT HDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047578 · doc4.xml · derivative · entry 1 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 F1 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:56 UTC |
Halverson KennethDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047576 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:50 UTC |
Benham JamesDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047574 · doc4.xml · derivative · entry 1 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:46 UTC |
Belin JacquesDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047572 · doc4.xml · derivative · entry 1 Belin Jacques · CIK 0001588858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:00 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047570 · doc4.xml · derivative · entry 2 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:00 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047570 · doc4.xml · nonDerivative · entry 1 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,557 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:57 UTC |
Ruppert Jens FrankEVP Canvys
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047568 · doc4.xml · derivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:57 UTC |
Ruppert Jens FrankEVP Canvys
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047568 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:54 UTC |
PELOQUIN GREGORY JEVP PMT
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GrantEmployee Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047566 · doc4.xml · derivative · entry 2 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:54 UTC |
PELOQUIN GREGORY JEVP PMT
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GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047566 · doc4.xml · nonDerivative · entry 1 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,316 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:50 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
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GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047564 · doc4.xml · derivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:50 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047564 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:45 UTC |
Diddell WendyDirector · COO
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GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047561 · doc4.xml · derivative · entry 2 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Sock · 20,000 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:45 UTC |
Diddell WendyDirector · COO
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GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047561 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,438 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:36 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
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GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047559 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.