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Nasdaq · USD

RELL

RICHARDSON ELECTRONICS, LTD.

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Tapewire entity
6145
SEC CIK
0000355948
Parsed reports
254

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202604
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202606
Aug 202607
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2022 Filed Oct 13, 2022 18:14 UTC SaleCommon Stock 25,000 $19.52 $488,072.50
Disclosure

SEC source: 0001209191-22-053545 · doc4.xml · nonDerivative · entry 2

Halverson Kenneth · CIK 0001588888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.075 to $19.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 18:14 UTC Exercise / conversionCommon Stock 25,000 $11.14 $278,500.00
Disclosure

SEC source: 0001209191-22-053545 · doc4.xml · nonDerivative · entry 1

Halverson Kenneth · CIK 0001588888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 18:08 UTC
Benham JamesDirector
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-22-053543 · doc4.xml · derivative · entry 3

Benham James · CIK 0001588859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 10/08/2014

Read SEC document
October 11, 2022 Filed Oct 13, 2022 18:08 UTC
Benham JamesDirector
SaleCommon Stock 25,000 $19.55 $488,680.00
Disclosure

SEC source: 0001209191-22-053543 · doc4.xml · nonDerivative · entry 2

Benham James · CIK 0001588859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.09 to $19.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 18:08 UTC
Benham JamesDirector
Exercise / conversionCommon Stock 25,000 $11.14 $278,500.00
Disclosure

SEC source: 0001209191-22-053543 · doc4.xml · nonDerivative · entry 1

Benham James · CIK 0001588859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 17:53 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-22-044532 · doc4.xml · derivative · entry 3

Belin Jacques · CIK 0001588858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 10/08/2014

Read SEC document
August 03, 2022 Filed Aug 5, 2022 17:53 UTC SaleCommon Stock 10,000 $16.66 $166,600.00
Disclosure

SEC source: 0001209191-22-044532 · doc4.xml · nonDerivative · entry 2

Belin Jacques · CIK 0001588858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $16.55 to $16.73 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 17:53 UTC Exercise / conversionCommon Stock 10,000 $11.14 $111,400.00
Disclosure

SEC source: 0001209191-22-044532 · doc4.xml · nonDerivative · entry 1

Belin Jacques · CIK 0001588858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 12

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,188 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 11

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,188 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,758 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 10

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 7,758 shares

Expires 2028-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 20% per year, beginning 8/20/2019

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC SaleCommon Stock 24,946 $16.00 $399,136.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 7

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionCommon Stock 15,000 $6.90 $103,500.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 6

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionCommon Stock 2,188 $5.61 $12,274.68
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 5

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionCommon Stock 7,758 $9.10 $70,597.80
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 4

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:11 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0001209191-22-043650 · doc4.xml · derivative · entry 3

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 20% per year, beginning 10/9/2013

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:11 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
SaleCommon Stock 10,000 $15.50 $155,000.00
Disclosure

SEC source: 0001209191-22-043650 · doc4.xml · nonDerivative · entry 2

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,647

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:11 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Exercise / conversionCommon Stock 10,000 $11.77 $117,700.00
Disclosure

SEC source: 0001209191-22-043650 · doc4.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 812 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 9

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188

Underlying: Common Stock · 812 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,242 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · derivative · entry 8

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,758

Underlying: Common Stock · 1,242 shares

Expires 2028-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 20% per year, beginning 8/20/2019

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:13 UTC SaleCommon Stock 2,054 $16.00 $32,864.00
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 3

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionCommon Stock 812 $5.61 $4,555.32
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 2

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:13 UTC Exercise / conversionCommon Stock 1,242 $9.10 $11,302.20
Disclosure

SEC source: 0001209191-22-043851 · doc4.xml · nonDerivative · entry 1

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 15:43 UTC
Ben Robert JCFO, CAO, Corporate Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · derivative · entry 7

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,500 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 07/19/2022

Read SEC document
July 26, 2022 Filed Jul 28, 2022 15:43 UTC
Ben Robert JCFO, CAO, Corporate Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · derivative · entry 6

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 1,500 shares

Expires 2030-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/21/2021

Read SEC document
July 26, 2022 Filed Jul 28, 2022 15:43 UTC
Ben Robert JCFO, CAO, Corporate Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · derivative · entry 5

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020

Read SEC document
July 26, 2022 Filed Jul 28, 2022 15:43 UTC
Ben Robert JCFO, CAO, Corporate Secretary
SaleCommon Stock 4,500 $16.14 $72,630.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 4

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,562

Read SEC document
July 26, 2022 Filed Jul 28, 2022 15:43 UTC
Ben Robert JCFO, CAO, Corporate Secretary
Exercise / conversionCommon Stock 1,500 $7.66 $11,490.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 3

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 15:43 UTC
Ben Robert JCFO, CAO, Corporate Secretary
Exercise / conversionCommon Stock 1,500 $4.26 $6,390.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 15:43 UTC
Ben Robert JCFO, CAO, Corporate Secretary
Exercise / conversionCommon Stock 1,500 $5.61 $8,415.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 17:49 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Tax withholdingCommon Stock 450 $15.59 $7,015.50
Disclosure

SEC source: 0001209191-22-043084 · doc4.xml · nonDerivative · entry 2

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,647

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 22, 2022 of $15.59 and does not represent a sale of the reporting person.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 17:49 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
Tax withholdingCommon Stock 460 $15.24 $7,010.40
Disclosure

SEC source: 0001209191-22-043084 · doc4.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,097

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 21, 2022 of $15.24 and does not represent a sale of the reporting person.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 21:08 UTC
Ben Robert JCFO, CAO, Corporate Secretary
Tax withholdingCommon Stock 600 $16.25 $9,750.00
Disclosure

SEC source: 0001209191-22-042881 · doc4.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,562

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2022 of $16.25 and does not represent a sale of the reporting person.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 21:12 UTC
Diddell WendyDirector · COO
Tax withholdingCommon Stock 2,776 $16.25 $45,110.00
Disclosure

SEC source: 0001209191-22-042888 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,662

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2022 of $16.25 and does not represent a sale of the reporting person.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:13 UTC
Diddell WendyDirector · COO
GrantEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042760 · doc4.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-07-18

F2 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:13 UTC
Diddell WendyDirector · COO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042760 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,438

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:35 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042783 · doc4.xml · derivative · entry 1

PLANTE PAUL J · CIK 0001033714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-07-18

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:31 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042779 · doc4.xml · derivative · entry 1

Halverson Kenneth · CIK 0001588888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-07-18

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:33 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042781 · doc4.xml · derivative · entry 1

KLUGE ROBERT H · CIK 0001217441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-07-18

F1 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:28 UTC
Benham JamesDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042777 · doc4.xml · derivative · entry 1

Benham James · CIK 0001588859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-07-18

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:24 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042773 · doc4.xml · derivative · entry 1

Ruppert Jens Frank · CIK 0001690429 · EVP Canvys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common stock · 10,000 shares

Expires 2032-07-18

F1 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:26 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042775 · doc4.xml · derivative · entry 1

Belin Jacques · CIK 0001588858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-07-18

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:23 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042771 · doc4.xml · derivative · entry 1

PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-07-18

F1 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

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July 18, 2022 Filed Jul 20, 2022 22:20 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
GrantEmployee Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042769 · doc4.xml · derivative · entry 2

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-07-18

F2 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

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July 18, 2022 Filed Jul 20, 2022 22:20 UTC
MCNALLY KATHLEENSr. VP Global Supply Chain
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042769 · doc4.xml · nonDerivative · entry 1

MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,557

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

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July 18, 2022 Filed Jul 20, 2022 22:18 UTC
Ben Robert JCFO, CAO, Corporate Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042765 · doc4.xml · derivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-07-18

F2 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

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July 18, 2022 Filed Jul 20, 2022 22:18 UTC
Ben Robert JCFO, CAO, Corporate Secretary
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042765 · doc4.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,162

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

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July 18, 2022 Filed Jul 20, 2022 22:09 UTC
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001209191-22-042758 · doc4.xml · derivative · entry 2

RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-07-18

F2 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

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July 18, 2022 Filed Jul 20, 2022 22:09 UTC
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042758 · doc4.xml · nonDerivative · entry 1

RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,501

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

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May 17, 2022 Filed May 19, 2022 16:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-22-030385 · doc4.xml · derivative · entry 3

Belin Jacques · CIK 0001588858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common stock · 15,000 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 10/08/2014

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.