Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2019 Filed Jul 24, 2019 22:06 UTC |
Ruppert Jens FrankEVP Canvys
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043128 · doc4.xml · derivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 22:06 UTC |
Ruppert Jens FrankEVP Canvys
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043128 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 22:04 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043126 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 22:04 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043126 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,592 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 22:02 UTC |
PLANTE PAUL JDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043124 · doc4.xml · derivative · entry 1 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:59 UTC |
PELOQUIN GREGORY JEVP PMT
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043120 · doc4.xml · derivative · entry 2 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:59 UTC |
PELOQUIN GREGORY JEVP PMT
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043120 · doc4.xml · nonDerivative · entry 1 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,316 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:49 UTC |
Halverson KennethDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043099 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:53 UTC |
KLUGE ROBERT HDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043105 · doc4.xml · derivative · entry 1 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 F1 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:55 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043110 · doc4.xml · derivative · entry 2 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:55 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043110 · doc4.xml · nonDerivative · entry 1 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,557 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:42 UTC |
Benham JamesDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043088 · doc4.xml · derivative · entry 1 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:32 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043078 · doc4.xml · derivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:32 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043078 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,962 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:29 UTC |
Belin JacquesDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043073 · doc4.xml · derivative · entry 1 Belin Jacques · CIK 0001588858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-22 Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 19:16 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
PurchaseCommon Stock | 2,500 | $6.08 | $15,193.75 |
DisclosureSEC source: 0001209191-19-025584 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,462 Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 15:23 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 731 | $0.00 Strike: $5.67 | $0.00 |
DisclosureSEC source: 0001209191-19-019344 · doc4.xml · derivative · entry 5 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,249 Underlying: Common Stock · 731 shares Expires 2019-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
|
| March 13, 2019 Filed Mar 14, 2019 15:23 UTC | SaleCommon Stock | 628 | $7.50 | $4,710.00 |
DisclosureSEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 4 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,804 F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
|
| March 13, 2019 Filed Mar 14, 2019 15:23 UTC | Exercise / conversionCommon Stock | 628 | $5.67 | $3,560.76 |
DisclosureSEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 3 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
|
| March 13, 2019 Filed Mar 14, 2019 15:23 UTC | SaleCommon Stock | 103 | $7.51 | $773.54 |
DisclosureSEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 2 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,804 F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
|
| March 13, 2019 Filed Mar 14, 2019 15:23 UTC | Exercise / conversionCommon Stock | 103 | $5.67 | $584.01 |
DisclosureSEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
|
| March 12, 2019 Filed Mar 13, 2019 14:37 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,020 | $0.00 Strike: $5.67 | $0.00 |
DisclosureSEC source: 0001209191-19-019056 · doc4.xml · derivative · entry 5 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,980 Underlying: Common Stock · 1,020 shares Expires 2019-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| March 12, 2019 Filed Mar 13, 2019 14:37 UTC | SaleCommon Stock | 820 | $7.50 | $6,150.00 |
DisclosureSEC source: 0001209191-19-019056 · doc4.xml · nonDerivative · entry 4 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,804 Read SEC document |
|
| March 12, 2019 Filed Mar 13, 2019 14:37 UTC | Exercise / conversionCommon Stock | 820 | $5.67 | $4,649.40 |
DisclosureSEC source: 0001209191-19-019056 · doc4.xml · nonDerivative · entry 3 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| March 12, 2019 Filed Mar 13, 2019 14:37 UTC | SaleCommon Stock | 820 | $7.53 | $6,174.60 |
DisclosureSEC source: 0001209191-19-019056 · doc4.xml · nonDerivative · entry 2 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,804 Read SEC document |
|
| March 12, 2019 Filed Mar 13, 2019 14:37 UTC | Exercise / conversionCommon Stock | 820 | $5.67 | $4,649.40 |
DisclosureSEC source: 0001209191-19-019056 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 393 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · derivative · entry 9 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 393 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · derivative · entry 8 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,393 Underlying: Common Stock · 200 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,407 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · derivative · entry 7 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593 Underlying: Common Stock · 2,407 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 393 | $7.27 | $2,857.11 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 6 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 393 | $5.49 | $2,157.57 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 200 | $7.26 | $1,452.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 200 | $5.49 | $1,098.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 2,407 | $7.25 | $17,450.75 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 2,407 | $5.49 | $13,214.43 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 16:20 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062865 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066,966 Underlying: Common stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Common Stock F5 · shares: This was a bona fide gift to Nicholas Richardson, son F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 16:20 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062865 · doc4.xml · derivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067,466 Underlying: Common stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Common Stock F2 · shares: This was a bona fide gift to Alexander Richardson, son F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:38 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,600 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001387131-18-004140 · ownership.xml · derivative · entry 7 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,600 shares Expires 2018-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 20, 2018 Filed Aug 21, 2018 18:38 UTC | SaleCommon Stock | 37 | $9.06 | $335.22 |
DisclosureSEC source: 0001387131-18-004140 · ownership.xml · nonDerivative · entry 6 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
|
| August 20, 2018 Filed Aug 21, 2018 18:38 UTC | Exercise / conversionCommon Stock | 37 | $5.03 | $186.11 |
DisclosureSEC source: 0001387131-18-004140 · ownership.xml · nonDerivative · entry 5 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 20, 2018 Filed Aug 21, 2018 18:38 UTC | SaleCommon Stock | 1,313 | $9.05 | $11,882.65 |
DisclosureSEC source: 0001387131-18-004140 · ownership.xml · nonDerivative · entry 4 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
|
| August 20, 2018 Filed Aug 21, 2018 18:38 UTC | Exercise / conversionCommon Stock | 1,313 | $5.03 | $6,604.39 |
DisclosureSEC source: 0001387131-18-004140 · ownership.xml · nonDerivative · entry 3 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 20, 2018 Filed Aug 21, 2018 18:38 UTC | SaleCommon Stock | 1,250 | $9.00 | $11,250.00 |
DisclosureSEC source: 0001387131-18-004140 · ownership.xml · nonDerivative · entry 2 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
|
| August 20, 2018 Filed Aug 21, 2018 18:38 UTC | Exercise / conversionCommon Stock | 1,250 | $5.03 | $6,287.50 |
DisclosureSEC source: 0001387131-18-004140 · ownership.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 20, 2018 Filed Aug 23, 2018 00:26 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantCommon Stock | 36,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-18-004179 · richardson-form4_082018.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,592 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance. Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 00:29 UTC |
Ruppert Jens FrankEVP Canvys
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001387131-18-004181 · ruppert-form4_082018.xml · derivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-08-20 F1 · derivative.exercise_date: The stock option was granted on 8/20/2018 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested. Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 00:23 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
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GiftClass B Common Stock · Derivative | 40,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001387131-18-004177 · richardson-form4_082018.xml · derivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067,966 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · shares: Mr. Richardson disclaims all beneficial and pecuniary interests F2 · derivative.exercise_date: Immediately convertible F3 · derivative.expiration_date: No expiration date Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 00:20 UTC |
PLANTE PAUL JDirector
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GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001387131-18-004175 · plante-form4_082018.xml · derivative · entry 1 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-08-20 Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 00:14 UTC |
PELOQUIN GREGORY JEVP PMT
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GrantCommon Stock | 8,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-18-004173 · peloquin-form4_082018.xml · nonDerivative · entry 1 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,316 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance. Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 00:12 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
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GrantCommon Stock | 5,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-18-004171 · mcnally-form4_082018.xml · nonDerivative · entry 1 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,557 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.