Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2021 Filed Jul 21, 2021 17:36 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047559 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,092 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 19:24 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040873 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,092 F1 · shares: Mr. Richardson disclaims all beneficial and pecuniary interests Read SEC document |
| May 04, 2021 Filed May 6, 2021 14:53 UTC |
KLUGE ROBERT HDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0001209191-21-030545 · doc4.xml · derivative · entry 3 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 15,000 shares Expires 2027-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 10/9/2018 Read SEC document |
| May 04, 2021 Filed May 6, 2021 14:53 UTC |
KLUGE ROBERT HDirector
|
Exercise / conversionCommon Stock | 15,000 | $5.87 | $88,050.00 |
DisclosureSEC source: 0001209191-21-030545 · doc4.xml · nonDerivative · entry 2 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 6, 2021 14:53 UTC |
KLUGE ROBERT HDirector
|
PurchaseCommon Stock | 5,000 | $7.30 | $36,500.00 |
DisclosureSEC source: 0001209191-21-030545 · doc4.xml · nonDerivative · entry 1 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 18:29 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028765 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,092 F1 · shares: This was a bona fide gift to the University of Minnesota Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,768 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,768 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 2 | $7.75 | $15.50 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 468 | $7.74 | $3,624.52 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,164 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 1,298 | $7.74 | $10,046.52 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,632 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 1,768 | $5.49 | $9,706.32 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 18:11 UTC |
KLUGE ROBERT HDirector
|
PurchaseCommon Stock | 5,000 | $7.30 | $36,500.00 |
DisclosureSEC source: 0001209191-21-027534 · doc4.xml · nonDerivative · entry 2 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 18:11 UTC |
KLUGE ROBERT HDirector
|
PurchaseCommon Stock | 5,000 | $7.30 | $36,500.00 |
DisclosureSEC source: 0001209191-21-027534 · doc4.xml · nonDerivative · entry 1 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 17:55 UTC |
Benham JamesDirector
|
PurchaseCommon Stock | 100 | $7.25 | $725.00 |
DisclosureSEC source: 0001209191-21-027202 · doc4.xml · nonDerivative · entry 2 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 17:55 UTC |
Benham JamesDirector
|
PurchaseCommon Stock | 4,900 | $7.24 | $35,451.50 |
DisclosureSEC source: 0001209191-21-027202 · doc4.xml · nonDerivative · entry 1 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,732 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,268 Underlying: Common Stock · 2,732 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 522 | $7.55 | $3,941.10 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 884 | $7.52 | $6,647.68 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,684 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 1,326 | $7.51 | $9,958.26 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,568 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
Exercise / conversionCommon Stock | 2,732 | $5.49 | $14,998.68 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:33 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063169 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,059,566 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common stock is convertible into one share of Common Stock F5 · shares: This was a bona fide gift to Nicholas Richardson, son F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:33 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063169 · doc4.xml · derivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061,266 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common stock is convertible into one share of Common Stock F2 · shares: This was a bona fide gift to Alexander Richardson, son F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:39 UTC |
Ruppert Jens FrankEVP Canvys
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043465 · doc4.xml · derivative · entry 2 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:39 UTC |
Ruppert Jens FrankEVP Canvys
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043465 · doc4.xml · nonDerivative · entry 1 Ruppert Jens Frank · CIK 0001690429 · EVP Canvys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:36 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043463 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:36 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043463 · doc4.xml · nonDerivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,592 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:33 UTC |
PLANTE PAUL JDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043461 · doc4.xml · derivative · entry 1 PLANTE PAUL J · CIK 0001033714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043459 · doc4.xml · derivative · entry 2 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:31 UTC |
PELOQUIN GREGORY JEVP PMT
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043459 · doc4.xml · nonDerivative · entry 1 PELOQUIN GREGORY J · CIK 0001191362 · EVP PMT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,316 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:27 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043457 · doc4.xml · derivative · entry 2 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:27 UTC |
MCNALLY KATHLEENSr. VP Global Supply Chain
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043457 · doc4.xml · nonDerivative · entry 1 MCNALLY KATHLEEN · CIK 0001191361 · Sr. VP Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,557 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:23 UTC |
KLUGE ROBERT HDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043455 · doc4.xml · derivative · entry 1 KLUGE ROBERT H · CIK 0001217441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common stock · 5,000 shares Expires 2030-07-21 F1 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:20 UTC |
Halverson KennethDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043453 · doc4.xml · derivative · entry 1 Halverson Kenneth · CIK 0001588888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:17 UTC | GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043451 · doc4.xml · derivative · entry 2 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
|
| July 21, 2020 Filed Jul 23, 2020 19:17 UTC | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043451 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,438 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
|
| July 21, 2020 Filed Jul 23, 2020 19:04 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043445 · doc4.xml · derivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:04 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043445 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:10 UTC |
Benham JamesDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043449 · doc4.xml · derivative · entry 1 Benham James · CIK 0001588859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 18:56 UTC |
Belin JacquesDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043443 · doc4.xml · derivative · entry 1 Belin Jacques · CIK 0001588858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-07-21 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 16:46 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 1,000 | $5.05 | $5,050.00 |
DisclosureSEC source: 0001209191-20-009910 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,662 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 16:46 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 300 | $5.03 | $1,509.00 |
DisclosureSEC source: 0001209191-20-009910 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,662 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 16:46 UTC |
Ben Robert JCFO, CAO, Corporate Secretary
|
SaleCommon Stock | 1,000 | $5.01 | $5,010.00 |
DisclosureSEC source: 0001209191-20-009910 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,962 Read SEC document |
| December 18, 2019 Filed Dec 18, 2019 21:46 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061141 · doc4.xml · derivative · entry 2 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,063,566 Underlying: Common Stock · 1,700 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Common Stock F5 · shares: This was a bona fide gift to Nicholas Richardson, son F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| December 18, 2019 Filed Dec 18, 2019 21:46 UTC |
RICHARDSON EDWARD JDirector · Chairman & CEO · 10% owner
|
GiftClass B Common Stock · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061141 · doc4.xml · derivative · entry 1 RICHARDSON EDWARD J · CIK 0000918270 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065,266 Underlying: Common Stock · 1,700 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Common Stock F2 · shares: This was a bona fide gift to Alexander Richardson, son F3 · derivative.exercise_date: Immediately convertible F4 · derivative.expiration_date: No expiration date Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 17:59 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,249 | $0.00 Strike: $5.67 | $0.00 |
DisclosureSEC source: 0001209191-19-048457 · doc4.xml · derivative · entry 3 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,249 shares Expires 2019-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
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| September 04, 2019 Filed Sep 5, 2019 17:59 UTC | SaleCommon Stock | 10,249 | $6.00 | $61,494.00 |
DisclosureSEC source: 0001209191-19-048457 · doc4.xml · nonDerivative · entry 2 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,438 F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
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| September 04, 2019 Filed Sep 5, 2019 17:59 UTC | Exercise / conversionCommon Stock | 10,249 | $5.67 | $58,111.83 |
DisclosureSEC source: 0001209191-19-048457 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
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| September 03, 2019 Filed Sep 4, 2019 18:58 UTC | Tax withholdingCommon Stock | 1,366 | $5.99 | $8,182.34 |
DisclosureSEC source: 0001209191-19-048132 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,438 F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to the closing price on the NASDAQ Global Select Market on September 3, 2019 of $5.99 and does not represent a sale by the reporting person. Read SEC document |
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| July 22, 2019 Filed Jul 24, 2019 21:45 UTC | GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043094 · doc4.xml · derivative · entry 2 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
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| July 22, 2019 Filed Jul 24, 2019 21:45 UTC | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043094 · doc4.xml · nonDerivative · entry 1 Diddell Wendy · CIK 0001291981 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,804 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.