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Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

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Tapewire entity
5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2023 Filed Dec 13, 2023 22:20 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-23-011062 · doc4.xml · derivative · entry 4

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:20 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 4,000 $30.52 $122,080.00
Disclosure

SEC source: 0001225208-23-011062 · doc4.xml · nonDerivative · entry 2

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,039

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:20 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
Exercise / conversionCommon Stock, without par value 4,000 $26.00 $104,000.00
Disclosure

SEC source: 0001225208-23-011062 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-23-010961 · doc4.xml · derivative · entry 3

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC SaleCommon Stock, without par value 4,000 $30.00 $120,000.00
Disclosure

SEC source: 0001225208-23-010961 · doc4.xml · nonDerivative · entry 2

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,427

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC Exercise / conversionCommon Stock, without par value 4,000 $26.00 $104,000.00
Disclosure

SEC source: 0001225208-23-010961 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-23-010960 · doc4.xml · derivative · entry 3

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC SaleCommon Stock, without par value 4,000 $30.82 $123,278.00
Disclosure

SEC source: 0001225208-23-010960 · doc4.xml · nonDerivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,340

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:05 UTC Exercise / conversionCommon Stock, without par value 4,000 $26.00 $104,000.00
Disclosure

SEC source: 0001225208-23-010960 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:08 UTC
Robertson Thomas D.COO, CFO & Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010237 · doc4.xml · derivative · entry 2

Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,303

Underlying: Common Stock, without par value · 651 shares

Expires 2025-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:08 UTC
Robertson Thomas D.COO, CFO & Treasurer
Exercise / conversionCommon Stock, without par value 651 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010237 · doc4.xml · nonDerivative · entry 1

Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2023 Filed Nov 9, 2023 21:15 UTC
BROOKS MIKEDirector
GiftCommon Stock, without par value 3,560 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010130 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,170

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:14 UTC PurchaseCommon Stock, without par value 1,000 $19.49 $19,494.00
Disclosure

SEC source: 0001225208-23-010065 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,523

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009208 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,923

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009204 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,628

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009207 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,523

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009206 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,258

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009205 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,039

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009202 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,106

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009203 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,427

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009201 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,340

Read SEC document
October 01, 2023 Filed Oct 3, 2023 19:53 UTC
BROOKS MIKEDirector
GrantCommon Stock, without par value 1,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009200 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,730

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:32 UTC PurchaseCommon Stock, without par value 1,000 $19.48 $19,480.00
Disclosure

SEC source: 0001225208-23-008390 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,299

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007272 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,034

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007273 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,299

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007269 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,203

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007271 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,815

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007270 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,404

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007268 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,882

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007274 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,699

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC
BROOKS MIKEDirector
GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007266 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,506

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:04 UTC GrantCommon Stock, without par value 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007267 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,116

Read SEC document
May 16, 2023 Filed May 17, 2023 18:44 UTC PurchaseCommon Stock, without par value 400 $19.63 $7,852.00
Disclosure

SEC source: 0001225208-23-005988 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,442

Read SEC document
May 15, 2023 Filed May 15, 2023 18:32 UTC
O'Connor Sarah ESVP, CFO and Treasurer
PurchaseCommon Stock, without par value 535 $18.87 $10,092.78
Disclosure

SEC source: 0001225208-23-005872 · doc4.xml · nonDerivative · entry 1

O'Connor Sarah E · CIK 0001968023 · SVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535

Read SEC document
May 15, 2023 Filed May 15, 2023 14:25 UTC
Robertson Thomas D.COO, CFO & Treasurer
PurchaseCommon Stock, without par value 1,300 $18.90 $24,575.46
Disclosure

SEC source: 0001225208-23-005863 · doc4.xml · nonDerivative · entry 1

Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,050

Read SEC document
May 15, 2023 Filed May 15, 2023 18:32 UTC
Brooks JasonDirector · Chmn, President and CEO
PurchaseCommon Stock, without par value 1,000 $18.88 $18,879.90
Disclosure

SEC source: 0001225208-23-005871 · doc4.xml · nonDerivative · entry 1

Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,188

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:44 UTC GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004437 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,842

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:44 UTC GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004436 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:43 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004434 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,958

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:44 UTC GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004435 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,212

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:43 UTC GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004433 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,547

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:43 UTC GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004432 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,346

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:43 UTC GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004431 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,025

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:43 UTC GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004430 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,259

Read SEC document
April 01, 2023 Filed Apr 4, 2023 15:43 UTC
BROOKS MIKEDirector
GrantCommon Stock, without par value 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004429 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,649

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:49 UTC
O'Connor Sarah ESVP, CFO and Treasurer
GrantRestricted Stock Unit · Derivative 3,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003849 · doc4.xml · derivative · entry 1

O'Connor Sarah E · CIK 0001968023 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354

Underlying: Common Stock, without par value · 3,354 shares

Expires 2026-03-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:59 UTC GrantCommon Stock, without par value 762 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000085 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,432

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:59 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
GrantCommon Stock, without par value 762 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000084 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,178

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:59 UTC GrantCommon Stock, without par value 762 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000083 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,767

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:59 UTC GrantCommon Stock, without par value 762 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000086 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,062

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.