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Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

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5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2017 Filed Jan 5, 2017 16:45 UTC
Simms RichardPresident-Retail Sales
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 6

Simms Richard · CIK 0001516233 · President-Retail Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:45 UTC
Simms RichardPresident-Retail Sales
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000553 · doc4.xml · nonDerivative · entry 2

Simms Richard · CIK 0001516233 · President-Retail Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:45 UTC
Brooks JasonPresident-US Wholesale Sales
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000551 · doc4.xml · derivative · entry 8

Brooks Jason · CIK 0001516425 · President-US Wholesale Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:45 UTC
Brooks JasonPresident-US Wholesale Sales
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000551 · doc4.xml · nonDerivative · entry 2

Brooks Jason · CIK 0001516425 · President-US Wholesale Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000559 · doc4.xml · derivative · entry 2

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000559 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,645

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000558 · doc4.xml · derivative · entry 3

ROUDA HARLEY E JR · CIK 0001260425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000558 · doc4.xml · nonDerivative · entry 1

ROUDA HARLEY E JR · CIK 0001260425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,801

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000557 · doc4.xml · derivative · entry 2

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000557 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,522

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000556 · doc4.xml · derivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000556 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,022

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000555 · doc4.xml · derivative · entry 2

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000555 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,766

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC
BROOKS MIKEDirector · Executive Chmn & CEO
GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000554 · doc4.xml · derivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director · Executive Chmn & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC
MCDONALD JAMES EEVP, CFO and Treasurer
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000552 · doc4.xml · derivative · entry 5

MCDONALD JAMES E · CIK 0001216612 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2027-01-03

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC
Simms RichardPresident-Retail Sales
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 5

Simms Richard · CIK 0001516233 · President-Retail Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2027-01-03

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC
Brooks JasonPresident-US Wholesale Sales
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000551 · doc4.xml · derivative · entry 7

Brooks Jason · CIK 0001516425 · President-US Wholesale Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2027-01-03

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC
LOVELAND CURTIS ADirector · Secretary
GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-17-000550 · doc4.xml · derivative · entry 3

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:45 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000550 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,421

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
MCDONALD JAMES EEVP, CFO and Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000552 · doc4.xml · derivative · entry 4

MCDONALD JAMES E · CIK 0001216612 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, without par value · 750 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
MCDONALD JAMES EEVP, CFO and Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000552 · doc4.xml · derivative · entry 3

MCDONALD JAMES E · CIK 0001216612 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock, without par value · 750 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
MCDONALD JAMES EEVP, CFO and Treasurer
Exercise / conversionCommon Stock, without par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000552 · doc4.xml · nonDerivative · entry 1

MCDONALD JAMES E · CIK 0001216612 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
Simms RichardPresident-Retail Sales
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 4

Simms Richard · CIK 0001516233 · President-Retail Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, without par value · 750 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
Simms RichardPresident-Retail Sales
Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000553 · doc4.xml · derivative · entry 3

Simms Richard · CIK 0001516233 · President-Retail Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock, without par value · 500 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
Simms RichardPresident-Retail Sales
Exercise / conversionCommon Stock, without par value 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000553 · doc4.xml · nonDerivative · entry 1

Simms Richard · CIK 0001516233 · President-Retail Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
Brooks JasonPresident-US Wholesale Sales
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000551 · doc4.xml · derivative · entry 6

Brooks Jason · CIK 0001516425 · President-US Wholesale Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, without par value · 750 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
Brooks JasonPresident-US Wholesale Sales
Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000551 · doc4.xml · derivative · entry 5

Brooks Jason · CIK 0001516425 · President-US Wholesale Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock, without par value · 500 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2017 Filed Jan 5, 2017 16:45 UTC
Brooks JasonPresident-US Wholesale Sales
Exercise / conversionCommon Stock, without par value 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000551 · doc4.xml · nonDerivative · entry 1

Brooks Jason · CIK 0001516425 · President-US Wholesale Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 18:10 UTC GrantCommon Stock, without par value 662 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040174 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,416

Read SEC document
October 03, 2016 Filed Oct 5, 2016 18:10 UTC GrantCommon Stock, without par value 662 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040178 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,039

Read SEC document
October 03, 2016 Filed Oct 5, 2016 18:10 UTC GrantCommon Stock, without par value 662 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040177 · doc4.xml · nonDerivative · entry 1

ROUDA HARLEY E JR · CIK 0001260425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,195

Read SEC document
October 03, 2016 Filed Oct 5, 2016 18:10 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 662 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040176 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,815

Read SEC document
October 03, 2016 Filed Oct 5, 2016 18:10 UTC GrantCommon Stock, without par value 662 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040175 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,916

Read SEC document
October 03, 2016 Filed Oct 5, 2016 18:10 UTC GrantCommon Stock, without par value 662 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040173 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,160

Read SEC document
April 13, 2015 Filed Aug 15, 2018 20:02 UTC
BROOKS MIKEDirector · Chairman of the Board
GiftCommon Stock, without par value 14,883 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012611 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,472

Read SEC document
April 13, 2015 Filed Aug 17, 2018 18:42 UTC
Brooks JasonPresident and CEO
GiftCommon Stock, without par value 2,488 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 6

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Minor Children

Disclosed balance after: 4,488

Read SEC document
April 13, 2015 Filed Aug 17, 2018 18:42 UTC
Brooks JasonPresident and CEO
GiftCommon Stock, without par value 1,244 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 4

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,779

Read SEC document
April 13, 2015 Filed Aug 17, 2018 18:42 UTC
Brooks JasonPresident and CEO
GiftCommon Stock, without par value 1,244 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012709 · doc4.xml · nonDerivative · entry 1

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,709

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.