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Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

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5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2019 Filed Jul 26, 2019 20:53 UTC
Wortham ByronPresident, Core Brands
SaleCommon Stock, without par value 500 $31.96 $15,980.00
Disclosure

SEC source: 0001225208-19-010537 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

F1 · kind: Sale was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Wortham on February 27, 2019.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009927 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,461

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009933 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,008

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009932 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,688

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009931 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,116

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009929 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,717

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009930 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009928 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,717

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:22 UTC GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006115 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,414

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:22 UTC GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006116 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,734

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:22 UTC GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006113 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,914

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:22 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006114 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,842

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:21 UTC GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006112 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,443

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:21 UTC GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006111 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,443

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:21 UTC GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006110 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,187

Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:47 UTC SaleCommon Stock, without par value 3,000 $28.50 $85,500.00
Disclosure

SEC source: 0001225208-19-005075 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,421

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:59 UTC SaleCommon Stock, without par value 2,500 $28.56 $71,400.00
Disclosure

SEC source: 0001225208-19-004898 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,601

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-19-003941 · doc4.xml · derivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC Exercise / conversionCommon Stock, without par value 4,000 $18.90 $75,600.00
Disclosure

SEC source: 0001225208-19-003941 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC
Simms RichardPresident of Operations
SaleCommon Stock, without par value 1,750 $30.03 $52,547.60
Disclosure

SEC source: 0001225208-19-003940 · doc4.xml · nonDerivative · entry 1

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.11. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-19-003939 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 1,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC
Wortham ByronPresident, Core Brands
SaleCommon Stock, without par value 1,000 $30.00 $30,000.00
Disclosure

SEC source: 0001225208-19-003939 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 1,000 $18.90 $18,900.00
Disclosure

SEC source: 0001225208-19-003939 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-19-003938 · doc4.xml · derivative · entry 3

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC SaleCommon Stock, without par value 4,000 $30.22 $120,880.00
Disclosure

SEC source: 0001225208-19-003938 · doc4.xml · nonDerivative · entry 2

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,101

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.67 to $30.66. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC Exercise / conversionCommon Stock, without par value 4,000 $18.90 $75,600.00
Disclosure

SEC source: 0001225208-19-003938 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · derivative · entry 4

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock, without par value · 200 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock, without par value · 400 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 200 $11.56 $2,312.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · nonDerivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 19:47 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 400 $11.55 $4,620.00
Disclosure

SEC source: 0001225208-19-003046 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000769 · doc4.xml · derivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock, without par value · 250 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000769 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC
Simms RichardPresident of Operations
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000768 · doc4.xml · derivative · entry 2

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC
Simms RichardPresident of Operations
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000768 · doc4.xml · nonDerivative · entry 1

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC
Brooks JasonPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000767 · doc4.xml · derivative · entry 4

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2019 Filed Jan 9, 2019 20:17 UTC
Brooks JasonPresident and CEO
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000767 · doc4.xml · nonDerivative · entry 1

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:11 UTC
Dixon David P.President, Sourcing and Mfg
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000215 · doc4.xml · derivative · entry 1

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2029-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC
Wortham ByronPresident, Core Brands
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000224 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2029-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000223 · doc4.xml · derivative · entry 2

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC GrantCommon Stock, without par value 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000223 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,421

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC
Simms RichardPresident of Operations
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000222 · doc4.xml · derivative · entry 3

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2029-01-02

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC
Simms RichardPresident of Operations
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000222 · doc4.xml · derivative · entry 2

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 750 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC
Simms RichardPresident of Operations
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000222 · doc4.xml · nonDerivative · entry 1

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC
Robertson Thomas D.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000221 · doc4.xml · derivative · entry 1

Robertson Thomas D. · CIK 0001700768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2029-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000220 · doc4.xml · derivative · entry 2

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC GrantCommon Stock, without par value 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000220 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,101

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC
LOVELAND CURTIS ADirector · Secretary
GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000219 · doc4.xml · derivative · entry 3

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000219 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,529

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000218 · doc4.xml · derivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC GrantCommon Stock, without par value 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000218 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.