Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2022 Filed Mar 29, 2022 12:05 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 3,700 | $2.17 | $8,029.00 |
DisclosureSEC source: 0001554795-22-000125 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,915 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 12:05 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 2,350 | $2.21 | $5,193.50 |
DisclosureSEC source: 0001554795-22-000125 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,215 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 12:03 UTC |
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
|
PurchaseCommon Stock | 500 | $2.19 | $1,095.00 |
DisclosureSEC source: 0001554795-22-000123 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,673,468 Read SEC document |
| March 24, 2022 Filed Mar 24, 2022 19:05 UTC |
Freedman Joseph DavidDirector
|
PurchaseCommon Stock | 5,000 | $2.24 | $11,200.00 |
DisclosureSEC source: 0001554795-22-000119 · ownership.xml · nonDerivative · entry 1 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,805 F1 · security: Consists of: (1) 117,805 shares of common stock; (2) options to purchase up to 150,000 shares of common stock at a price of $2.51 per share, exercisable for 5 years; and (3) options to purchase up to 100,000 shares of common stock at a price of $2.01 per share. Read SEC document |
| March 24, 2022 Filed Mar 24, 2022 18:54 UTC |
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
|
PurchaseCommon Stock | 1,000 | $2.11 | $2,110.00 |
DisclosureSEC source: 0001554795-22-000117 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,672,968 Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 18:54 UTC |
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
|
PurchaseCommon Stock | 4,000 | $2.04 | $8,157.20 |
DisclosureSEC source: 0001554795-22-000117 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,671,968 Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 21:08 UTC |
Evans Allan ThomasCEO of Fat Shark Holdings, Ltd
|
PurchaseCommon Stock | 9,280 | $1.96 | $18,188.80 |
DisclosureSEC source: 0001554795-22-000115 · ownership.xml · nonDerivative · entry 2 Evans Allan Thomas · CIK 0001840143 · CEO of Fat Shark Holdings, Ltd 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643,255 Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 21:08 UTC |
Evans Allan ThomasCEO of Fat Shark Holdings, Ltd
|
PurchaseCommon Stock | 270 | $1.95 | $526.50 |
DisclosureSEC source: 0001554795-22-000115 · ownership.xml · nonDerivative · entry 1 Evans Allan Thomas · CIK 0001840143 · CEO of Fat Shark Holdings, Ltd 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,633,975 Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 19:38 UTC |
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
|
PurchaseCommon Stock | 450 | $1.96 | $882.00 |
DisclosureSEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 4 Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518,937 Read SEC document |
| February 28, 2022 Filed Mar 24, 2022 19:38 UTC |
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
|
Tax withholdingCommon Stock | 10,364 | $1.74 | $18,033.36 |
DisclosureSEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 3 Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518,487 F3 · security: Represents vested restricted stock units, of which 7,364 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation Read SEC document |
| February 01, 2022 Filed May 3, 2022 21:00 UTC | Tax withholdingCommon Stock | 7,035 | $1.80 | $12,663.00 |
DisclosureSEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,635 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,965 shares of common stock. Read SEC document |
|
| February 01, 2022 Filed May 3, 2022 21:00 UTC | GrantCommon Stock | 30,000 | $1.80 | $54,000.00 |
DisclosureSEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,670 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,965 shares of common stock. Read SEC document |
|
| January 31, 2022 Filed Mar 24, 2022 19:38 UTC |
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
|
Tax withholdingCommon Stock | 10,238 | $1.70 | $17,404.60 |
DisclosureSEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 2 Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,851 F2 · security: Represents vested restricted stock units, of which 7,238 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 22:22 UTC |
Freedman Joseph DavidDirector
|
PurchaseCommon Stock | 1,500 | $1.70 | $2,550.00 |
DisclosureSEC source: 0001554795-22-000033 · ownership.xml · nonDerivative · entry 1 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,535 F1 · security: Consists of: (1) 112,805 shares of common stock; (2) options to purchase up to 150,000 shares of common stock at a price of $2.51 per share, exercisable for 5 years; and (3) options to purchase up to 100,000 shares of common stock at a price of $2.01 per share. Read SEC document |
| December 31, 2021 Filed Mar 24, 2022 19:38 UTC |
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
|
Tax withholdingCommon Stock | 104,166 | $2.70 | $281,248.20 |
DisclosureSEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 1 Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539,089 F1 · security: Represents shares of restricted stock which vested in 2021 but which were withheld to satisfy tax withholding obligations. Read SEC document |
| November 01, 2021 Filed Jan 28, 2022 22:00 UTC | Tax withholdingCommon Stock | 10,552 | $2.99 | $31,550.48 |
DisclosureSEC source: 0001554795-22-000035 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,670 F1 · security: Represents the vesting of 45,000 restricted stock units, of which 10,552 were withheld by the Company to satisfy tax witholding obligations resulting in the net issuance of 34,448 shares. Read SEC document |
|
| November 01, 2021 Filed Jan 28, 2022 22:00 UTC | GrantCommon Stock | 45,000 | $2.99 | $134,550.00 |
DisclosureSEC source: 0001554795-22-000035 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,222 F1 · security: Represents the vesting of 45,000 restricted stock units, of which 10,552 were withheld by the Company to satisfy tax witholding obligations resulting in the net issuance of 34,448 shares. Read SEC document |
|
| September 01, 2021 Filed Jan 28, 2022 22:01 UTC |
Matus George MichaelCEO of Teal subsidiary
|
Tax withholdingCommon Stock | 29,483 | $2.82 | $83,142.06 |
DisclosureSEC source: 0001554795-22-000037 · ownership.xml · nonDerivative · entry 1 Matus George Michael · CIK 0001883137 · CEO of Teal subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,517 F1 · shares: Represents shares that have been withheld by the Company to satisfy tax witholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:01 UTC |
Freedman Joseph DavidDirector
|
GrantOptions · Derivative | 150,000 | $2.51 Strike: $2.51 | $376,500.00 |
DisclosureSEC source: 0001554795-21-000237 · ownership.xml · derivative · entry 2 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-07-06 F2 · derivative.exercise_date: Options vest in equal quarterly installments commencing September 30, 2021. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:01 UTC |
Freedman Joseph DavidDirector
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001554795-21-000237 · ownership.xml · nonDerivative · entry 1 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,305 F1 · security: Consists of 111,305 shares of common stock and options to purchase up to 150,000 shares of common stock at a price of $2.51 per share, exercisable for 5 years. F1 · price: Consists of 111,305 shares of common stock and options to purchase up to 150,000 shares of common stock at a price of $2.51 per share, exercisable for 5 years. Read SEC document |
| July 01, 2021 Filed Jul 8, 2021 21:15 UTC | GrantCommon Stock | 375,000 | $2.51 | $941,250.00 |
DisclosureSEC source: 0001554795-21-000241 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · security: Reflects shares of common stock granted under the terms of employment agreement. 45,000 shares vest on November 1, 2021 with the remaining 330,000 vesting in quarterly installments of 30,000 beginning February 1, 2022, subject to continued employment. The shares will vest immediately upon a change in control as defined in the Company's 2019 Equity Incentive Plan. F2 · price: Represents closing stock price on date that restricted stock was awarded. Read SEC document |
|
| May 19, 2021 Filed May 28, 2021 21:00 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 1,000 | $2.78 | $2,780.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,865 Read SEC document |
| May 19, 2021 Filed May 28, 2021 21:00 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 1,000 | $2.73 | $2,730.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,865 Read SEC document |
| May 19, 2021 Filed May 28, 2021 21:00 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 5,000 | $2.83 | $14,150.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,865 Read SEC document |
| May 18, 2021 Filed May 28, 2021 21:00 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 5,000 | $2.71 | $13,550.00 |
DisclosureSEC source: 0001554795-21-000215 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,865 Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:48 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 1,000 | $3.01 | $3,010.00 |
DisclosureSEC source: 0001554795-21-000202 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,435 Read SEC document |
| May 13, 2021 Filed May 19, 2021 16:48 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseCommon Stock | 10,000 | $3.26 | $32,584.00 |
DisclosureSEC source: 0001554795-21-000202 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,435 Read SEC document |
| March 31, 2021 Filed Aug 6, 2021 16:19 UTC |
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
|
GrantOptions to purchase common stock · Derivative | 500,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001554795-21-000271 · ownership.xml · derivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2031-03-31 Read SEC document |
| March 24, 2021 Filed Apr 2, 2021 17:00 UTC |
Freedman Joseph DavidDirector
|
OtherWarrant · Derivative | 67,500 | $1.50 Strike: $1.50 | $101,250.00 |
DisclosureSEC source: 0001554795-21-000116 · ownership.xml · derivative · entry 4 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,500 shares Expires 2026-01-27 F2 · security: Represents exercise of 67,500 warrants on a cashless basis which resulted in the net issuance of 44,343 shares of common stock. Read SEC document |
| March 24, 2021 Filed Apr 2, 2021 17:00 UTC |
Freedman Joseph DavidDirector
|
ConversionCommon Stock | 44,343 | $1.50 | $66,514.50 |
DisclosureSEC source: 0001554795-21-000116 · ownership.xml · nonDerivative · entry 2 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents exercise of 67,500 warrants on a cashless basis which resulted in the net issuance of 44,343 shares of common stock. Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC |
Liuzza Nicholas Reyland JRDirector
|
ConversionConvertible debenture · Derivative | 100,000 | $1.00 Strike: $1.00 | $100,000.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · derivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents conversion of convertible debenture for $100,000 plus accrued interest of $2,992. Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC |
Liuzza Nicholas Reyland JRDirector
|
ConversionConvertible debenture · Derivative | 300,000 | $1.00 Strike: $1.00 | $300,000.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · derivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2025-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents conversion of convertible debenture for $300,000 plus accrued interest of $17,852. Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC |
Liuzza Nicholas Reyland JRDirector
|
ConversionCommon Stock | 102,992 | $1.00 | $102,992.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · nonDerivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents conversion of convertible debenture for $100,000 plus accrued interest of $2,992. Read SEC document |
| March 18, 2021 Filed Apr 1, 2021 14:11 UTC |
Liuzza Nicholas Reyland JRDirector
|
ConversionCommon Stock | 317,852 | $1.00 | $317,852.00 |
DisclosureSEC source: 0001554795-21-000114 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents conversion of convertible debenture for $300,000 plus accrued interest of $17,852. Read SEC document |
| March 17, 2021 Filed Apr 2, 2021 17:00 UTC |
Freedman Joseph DavidDirector
|
ConversionConvertible debenture · Derivative | 50,000 | $1.00 Strike: $1.00 | $50,000.00 |
DisclosureSEC source: 0001554795-21-000116 · ownership.xml · derivative · entry 3 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents conversion of $50,000 debenture plus $1,134 of accrued interest. Read SEC document |
| March 17, 2021 Filed Apr 2, 2021 17:00 UTC |
Freedman Joseph DavidDirector
|
ConversionCommon Stock | 51,134 | $1.00 | $51,134.00 |
DisclosureSEC source: 0001554795-21-000116 · ownership.xml · nonDerivative · entry 1 Freedman Joseph David · CIK 0001840083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents conversion of $50,000 debenture plus $1,134 of accrued interest. Read SEC document |
| February 22, 2021 Filed Jul 27, 2021 17:54 UTC |
Evans Allan ThomasCEO of Fat Shark Holdings, Ltd
|
OtherCommon Stock | 522,722 | $4.90 | $2,561,337.80 |
DisclosureSEC source: 0001554795-21-000261 · ownership.xml · nonDerivative · entry 1 Evans Allan Thomas · CIK 0001840143 · CEO of Fat Shark Holdings, Ltd 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,633,705 Read SEC document |
| February 22, 2021 Filed Sep 9, 2021 22:45 UTC |
French Gregory Ralph10% owner
|
OtherCommon Stock | 522,722 | $4.90 | $2,561,337.80 |
DisclosureSEC source: 0001554795-21-000329 · ownership.xml · nonDerivative · entry 1 French Gregory Ralph · CIK 0001831931 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,815,533 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 20:22 UTC |
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
|
PurchaseCommon Stock | 420 | $2.66 | $1,117.20 |
DisclosureSEC source: 0001554795-21-000002 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,167,968 Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 20:31 UTC |
Thompson Jeffrey MDirector · 10% owner
|
ConversionConvertible Note · Derivative | Not disclosed | $0.94 Strike: $0.94 | $27,416.00 |
DisclosureSEC source: 0001554795-20-000260 · ownership.xml · derivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,166 shares Expires 2021-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Transaction represents conversion of Convertible Note in the principal amount of $25,000 plus accrued interest totaling $2,416 resulting in the issuance of 29,166 shares of common stock. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 20:31 UTC |
Thompson Jeffrey MDirector · 10% owner
|
ConversionCommon Stock | 29,166 | $0.94 | $27,416.04 |
DisclosureSEC source: 0001554795-20-000260 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,167,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 14, 2020 20:45 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseWarrant · Derivative | 199,998 | $1.50 Strike: $1.50 | $299,997.00 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · derivative · entry 4 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,998 Underlying: Common stock · 199,998 shares Expires 2025-10-05 F2 · security: Transaction represents issuance of Convertible Note in October 2020 in the principal amount of $300,000 convertible at $1.00 or at 75% of the price of securities sold in a Qualified Offering. The transaction included the issuance of 199,998 warrants to purchase common stock at a price equal to the lower of $1.50 per share or at a 25% discount to the price per share of common stock sold in a Qualified Offering. The conversion of the Convertible Note can't result in ownership of more than 9.99% of the common stock outstanding after such conversion and any conversion shall be so limited. Read SEC document |
| October 05, 2020 Filed Oct 14, 2020 20:45 UTC |
Liuzza Nicholas Reyland JRDirector
|
PurchaseConvertible Note · Derivative | 300,000 | $1.00 Strike: $1.00 | $300,000.00 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · derivative · entry 3 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common stock · 300,000 shares Expires 2022-10-05 F2 · security: Transaction represents issuance of Convertible Note in October 2020 in the principal amount of $300,000 convertible at $1.00 or at 75% of the price of securities sold in a Qualified Offering. The transaction included the issuance of 199,998 warrants to purchase common stock at a price equal to the lower of $1.50 per share or at a 25% discount to the price per share of common stock sold in a Qualified Offering. The conversion of the Convertible Note can't result in ownership of more than 9.99% of the common stock outstanding after such conversion and any conversion shall be so limited. Read SEC document |
| September 27, 2020 Filed Sep 29, 2021 21:16 UTC |
HERNON JOSEPH PCFO, Secretary and Treasurer
|
ConversionStock Option · Derivative | 100,000 | $0.82 Strike: $0.82 | $82,000.00 |
DisclosureSEC source: 0001554795-21-000355 · ownership.xml · derivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 100,000 shares Expires 2030-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock. Read SEC document |
| September 27, 2020 Filed Sep 29, 2021 21:16 UTC |
HERNON JOSEPH PCFO, Secretary and Treasurer
|
Exercise / conversionCommon Stock | 77,222 | $3.60 | $277,999.20 |
DisclosureSEC source: 0001554795-21-000355 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock. Read SEC document |
| September 18, 2020 Filed Oct 14, 2020 20:45 UTC |
Liuzza Nicholas Reyland JRDirector
|
ConversionConvertible Note · Derivative | 136,342 | $0.65 Strike: $0.65 | $88,622.30 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · derivative · entry 2 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 209,758 shares Expires 2021-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Transaction represents conversion of Convertible Note (issued in December 2019) in the principal amount of $125,000 plus accrued interest totaling $11,342 resulting in the issuance of 209,758 shares of common stock. Read SEC document |
| September 18, 2020 Filed Oct 14, 2020 20:45 UTC |
Liuzza Nicholas Reyland JRDirector
|
ConversionCommon Stock | 209,758 | $0.65 | $136,342.70 |
DisclosureSEC source: 0001554795-20-000262 · ownership.xml · nonDerivative · entry 1 Liuzza Nicholas Reyland JR · CIK 0001264473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Transaction represents conversion of Convertible Note (issued in December 2019) in the principal amount of $125,000 plus accrued interest totaling $11,342 resulting in the issuance of 209,758 shares of common stock. Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:00 UTC |
READ JONATHAN RDirector · Chief Executive Officer
|
PurchaseSeries A Preferred Stock | 100 | $10.00 | $1,000.00 |
DisclosureSEC source: 0001554795-18-000381 · ownership.xml · nonDerivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:06 UTC |
SMITH GARY RDirector
|
GrantStock Options (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001554795-18-000026 · tfvr0124form4smith.xml · derivative · entry 1 SMITH GARY R · CIK 0001096968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2023-01-22 F1 · security: The options vest quarterly, in equal increments over a one-year period, beginning on the three month anniversary of the grant, subject to continued service as a director on each applicable vesting date. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:05 UTC |
READ JONATHAN RDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 15,000,000 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001554795-18-000010 · tfvr0105form4read.xml · derivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 Underlying: Common Stock · 15,000,000 shares Expires 2023-01-03 F1 · security: 5,000,000 options vested on the Transaction Date. 5,000,000 options will vest one year from the Transaction Date, and the final 5,000,000 options will vest two-years from the Transaction Date, subject to continued employment with the Company on each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.