Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BTCS Inc.BTCS · Entity 7074 | Director | July 14, 2017 | July 24, 2017 |
| GRESHAM WORLDWIDE, INC.GIGA · Entity 89538 | Director · Chief Executive Officer | May 14, 2024 | May 16, 2024 |
| Red Cat Holdings, Inc.RCAT · Entity 4802 | Director | April 19, 2022 | July 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BTCS Inc.
Report date July 14, 2017 · Filed July 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-07-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: No securities beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: No securities beneficially owned.
GRESHAM WORLDWIDE, INC.
Report date May 14, 2024 · Filed May 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,925 |
Reported balance
After 2024-05-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-14 · Other · Acquired 12,492 · Balance 149,925 F1: On September 12, 2022, the Reporting Person filed a Form 4 disclosing a grant of restricted stock units and 299,851 stock options. Of the restricted stock units, 137,433 are fully vested and the remaining 12,492 restricted stock units were to vest on May 25, 2024. The Issuer has decided to extend the last vesting increment from May 25, 2024 to May 25, 2025, subject to continued service as an employee of the Company as of that vesting date, and all vested shares of common stock will be delivered to the Reporting Person upon the final extended vesting of the restricted stock units. The stock options disclosed on the same Form 4 will vest on May 25, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 12, 2022, the Reporting Person filed a Form 4 disclosing a grant of restricted stock units and 299,851 stock options. Of the restricted stock units, 137,433 are fully vested and the remaining 12,492 restricted stock units were to vest on May 25, 2024. The Issuer has decided to extend the last vesting increment from May 25, 2024 to May 25, 2025, subject to continued service as an employee of the Company as of that vesting date, and all vested shares of common stock will be delivered to the Reporting Person upon the final extended vesting of the restricted stock units. The stock options disclosed on the same Form 4 will vest on May 25, 2024.
Red Cat Holdings, Inc.
Report date April 19, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,836 |
Reported balance
After 2022-04-19 transaction · row 1
1 source rowRow 1 · 2022-04-19 · Grant · Acquired 28,169 · Balance 69,836 F1: Represents shares of common stock awarded under the issuer's 2019 Equity Incentive Plan. 25% of these shares vest on the date of grant, with the remainder vesting in equal monthly installments over 24 months. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock awarded under the issuer's 2019 Equity Incentive Plan. 25% of these shares vest on the date of grant, with the remainder vesting in equal monthly installments over 24 months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 16, 2024 17:24 UTC | GRESHAM WORLDWIDE, INC. GIGA · Entity 89538 | OtherCommon Stock | 12,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-009459 · marketforms-65903.xml · nonDerivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,925 F1 · security: On September 12, 2022, the Reporting Person filed a Form 4 disclosing a grant of restricted stock units and 299,851 stock options. Of the restricted stock units, 137,433 are fully vested and the remaining 12,492 restricted stock units were to vest on May 25, 2024. The Issuer has decided to extend the last vesting increment from May 25, 2024 to May 25, 2025, subject to continued service as an employee of the Company as of that vesting date, and all vested shares of common stock will be delivered to the Reporting Person upon the final extended vesting of the restricted stock units. The stock options disclosed on the same Form 4 will vest on May 25, 2024. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 16:24 UTC | GRESHAM WORLDWIDE, INC. GIGA · Entity 89538 | GrantStock Options (Right to Buy) · Derivative | 299,851 | Not disclosed Strike: $2.93 | Not disclosed |
DisclosureSEC source: 0001553350-22-000754 · ownership.xml · derivative · entry 2 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,851 Underlying: Common Stock · 299,851 shares Expires 2026-05-25 F3 · security: The stock options were granted under the Company's 2018 Equity Incentive Plan and shall vest as follows: 212,401 options are fully vested, and the remaining 87,450 options shall vest in monthly increments over a period of 21 months beginning on September 25, 2022 through May 25, 2024, subject to continued employment by the Company or any of its subsidiaries on each applicable vesting date. F4 · price: Not applicable. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 16:24 UTC | GRESHAM WORLDWIDE, INC. GIGA · Entity 89538 | GrantCommon Stock | 149,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-22-000754 · ownership.xml · nonDerivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,925 F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved by the board of directors of the Issuer, which was comprised of three non-employee directors in accordance with Rule 16b-3(d). F2 · security: Of the restricted stock units, 99,951 are fully vested and the remaining 49,974 restricted stock units shall vest in four equal semi-annual installments with the first increment vesting on November 25, 2022 (with fractional numbers initially rounded up and then rounded down) through May 25, 2024, subject to continued service as an employee of the Company as of each applicable vesting date. Vested shares of common stock will be delivered to the Reporting Person upon the final vesting of the restricted stock units. The restricted stock units were issued under the Company's 2018 Equity Incentive Plan. Read SEC document |
| April 19, 2022 Filed Jul 1, 2022 01:26 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 28,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-22-000234 · ownership.xml · nonDerivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,836 F1 · shares: Represents shares of common stock awarded under the issuer's 2019 Equity Incentive Plan. 25% of these shares vest on the date of grant, with the remainder vesting in equal monthly installments over 24 months. Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:00 UTC | Red Cat Holdings, Inc. TFVR · Entity 4802 | PurchaseSeries A Preferred Stock | 100 | $10.00 | $1,000.00 |
DisclosureSEC source: 0001554795-18-000381 · ownership.xml · nonDerivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:05 UTC | Red Cat Holdings, Inc. TFVR · Entity 4802 | GrantStock Options (Right to Buy) · Derivative | 15,000,000 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001554795-18-000010 · tfvr0105form4read.xml · derivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 Underlying: Common Stock · 15,000,000 shares Expires 2023-01-03 F1 · security: 5,000,000 options vested on the Transaction Date. 5,000,000 options will vest one year from the Transaction Date, and the final 5,000,000 options will vest two-years from the Transaction Date, subject to continued employment with the Company on each applicable vesting date. Read SEC document |
| September 13, 2016 Filed Dec 7, 2016 21:22 UTC | Red Cat Holdings, Inc. TFVR · Entity 4802 | GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001554795-16-000974 · tfvr1207form4read.xml · nonDerivative · entry 1 READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · security: Represents an award of restricted stock units of which 166,667 were fully vested on grant and the remainder vest in approximately equal installments on the first and second anniversary of the date of grant, subject to continued employment on each vesting date. The shares underlying the restricted stock units are deliverable on the second anniversary of the date of grant. All share numbers give effect to the Issuer's one-for-10 reverse stock split effective November 21, 2016. F1 · price: Represents an award of restricted stock units of which 166,667 were fully vested on grant and the remainder vest in approximately equal installments on the first and second anniversary of the date of grant, subject to continued employment on each vesting date. The shares underlying the restricted stock units are deliverable on the second anniversary of the date of grant. All share numbers give effect to the Issuer's one-for-10 reverse stock split effective November 21, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.