Tapewire

Nasdaq · USD

RCAT

Red Cat Holdings, Inc.

Export transactions ↓
Tapewire entity
4802
SEC CIK
0000748268
Parsed reports
176

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 400 $0.91 $362.80
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 5

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,953,480

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.89 $267.00
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 4

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,953,080

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.91 $271.50
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 3

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,952,780

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 1,000 $0.88 $875.00
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,952,480

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.91 $271.50
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,951,480

Read SEC document
December 01, 2022 Filed Dec 6, 2022 01:01 UTC
Matus George MichaelCEO, Teal subsidiary
Tax withholdingCommon Stock 7,325 $1.15 $8,423.75
Disclosure

SEC source: 0001554795-22-000402 · ownership.xml · nonDerivative · entry 1

Matus George Michael · CIK 0001883137 · CEO, Teal subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,913

F1 · security: Represents shares that have been withheld by the company to satisfy tax withholding obligations in connection with the vesting ofrestricted stock units.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 20:27 UTC
Evans Allan ThomasChief Operating Officer
Tax withholdingCommon Stock 6,946 $1.18 $8,196.28
Disclosure

SEC source: 0001554795-22-000398 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485,242

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,834 shares of restricted stock units which vested on November 30th, 2022.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 21:00 UTC Tax withholdingCommon Stock 705 $1.27 $895.35
Disclosure

SEC source: 0001554795-22-000369 · ownership.xml · nonDerivative · entry 2

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,155

F2 · security: Represents shares withheld to satisfy tax withholding obligations.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 21:00 UTC GrantCommon Stock 30,000 $1.27 $38,100.00
Disclosure

SEC source: 0001554795-22-000369 · ownership.xml · nonDerivative · entry 1

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,860

F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 17:06 UTC
Evans Allan ThomasChief Operating Officer
Tax withholdingCommon Stock 8,018 $1.35 $10,824.30
Disclosure

SEC source: 0001554795-22-000366 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,493,438

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vestedon October 31, 2022.

Read SEC document
September 30, 2022 Filed Oct 25, 2022 21:05 UTC
Evans Allan ThomasChief Operating Officer
Tax withholdingCommon Stock 7,068 $1.67 $11,803.56
Disclosure

SEC source: 0001554795-22-000356 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,456

F1 · security: (1) Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on September 30, 2022.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:45 UTC
Evans Allan ThomasChief Operating Officer
Tax withholdingCommon Stock 7,364 $2.39 $17,599.96
Disclosure

SEC source: 0001554795-22-000328 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,524

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833shares of restricted stock units which vested on August 31, 2022.

Read SEC document
August 31, 2022 Filed Sep 6, 2022 19:22 UTC
Matus George MichaelCEO of Teal subsidiary
Tax withholdingCommon Stock 30,181 $2.39 $71,981.69
Disclosure

SEC source: 0001554795-22-000331 · ownership.xml · nonDerivative · entry 1

Matus George Michael · CIK 0001883137 · CEO of Teal subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,336

F1 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 22:18 UTC GrantCommon Stock 167,040 $2.27 $379,180.80
Disclosure

SEC source: 0001554795-22-000322 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,888

F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 21:16 UTC Tax withholdingCommon Stock 36,025 $2.27 $81,776.75
Disclosure

SEC source: 0001554795-22-000320 · ownership.xml · nonDerivative · entry 2

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,860

F2 · security: Represents shares withheld to satisfy tax withholding obligations.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 21:16 UTC GrantCommon Stock 222,720 $2.27 $505,574.40
Disclosure

SEC source: 0001554795-22-000320 · ownership.xml · nonDerivative · entry 1

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,885

F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment.

Read SEC document
August 26, 2022 Filed Aug 31, 2022 11:20 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
Tax withholdingCommon Stock 54,128 $2.27 $122,870.56
Disclosure

SEC source: 0001554795-22-000324 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,951,180

F2 · security: Represents shares withheld to satisfy tax withholding obligations.

Read SEC document
August 26, 2022 Filed Aug 31, 2022 11:20 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
GrantCommon Stock 306,240 $2.27 $695,164.80
Disclosure

SEC source: 0001554795-22-000324 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,005,308

F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 18:25 UTC Tax withholdingCommon Stock 7,305 $2.13 $15,559.65
Disclosure

SEC source: 0001554795-22-000267 · ownership.xml · nonDerivative · entry 2

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,165

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,305 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,695 shares of common stock.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 18:25 UTC GrantCommon Stock 30,000 $2.13 $63,900.00
Disclosure

SEC source: 0001554795-22-000267 · ownership.xml · nonDerivative · entry 1

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,470

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,305 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,695 shares of common stock.

Read SEC document
July 31, 2022 Filed Aug 2, 2022 21:38 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 10,365 $2.17 $22,492.05
Disclosure

SEC source: 0001554795-22-000271 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,848

F1 · security: Represents vested restricted stock units, of which 7,365 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:45 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
GrantCommon Stock 4,500 $2.14 $9,630.00
Disclosure

SEC source: 0001554795-22-000259 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,213

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:29 UTC GrantCommon Stock 5,000 $2.16 $10,800.00
Disclosure

SEC source: 0001554795-22-000265 · ownership.xml · nonDerivative · entry 1

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,564

F1 · balance_after: The cumulative amount reported on this form has been adjusted to agree with a recently completed reconciliation of activity.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:27 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 2,000 $2.18 $4,360.00
Disclosure

SEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 6

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,699,068

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:27 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 1,300 $2.17 $2,821.00
Disclosure

SEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 5

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,697,068

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:27 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 5,500 $2.16 $11,880.00
Disclosure

SEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 4

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,695,768

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:27 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 2,100 $2.15 $4,515.00
Disclosure

SEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 3

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,690,268

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:27 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 200 $2.14 $428.00
Disclosure

SEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,688,168

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:27 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 500 $2.13 $1,065.00
Disclosure

SEC source: 0001554795-22-000263 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687,968

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:26 UTC Amendment
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
PurchaseCommon Stock 4,500 $2.14 $9,630.00
Disclosure

SEC source: 0001554795-22-000261 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,213

F1 · security: Open market purchase.

Read SEC document
June 30, 2022 Filed Jul 27, 2022 22:38 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 10,364 $2.04 $21,142.56
Disclosure

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 4

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354,713

F4 · security: Represents vested restricted stock units, of which 7,364 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

Read SEC document
May 31, 2022 Filed Jul 27, 2022 22:38 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 12,373 $2.07 $25,612.11
Disclosure

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 3

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,077

F3 · security: Represents vested restricted stock units, of which 9,373 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

Read SEC document
May 01, 2022 Filed May 3, 2022 21:00 UTC Tax withholdingCommon Stock 9,165 $2.03 $18,604.95
Disclosure

SEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 4

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,470

F2 · security: Represents the vesting of 30,000 restricted stock units, of which 9,165 were withheld by the Company to satisfy tax withholding obligations resulting in the next issuance of 20,835 shares of common stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 21:00 UTC GrantCommon Stock 30,000 $2.03 $60,900.00
Disclosure

SEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 3

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,635

F2 · security: Represents the vesting of 30,000 restricted stock units, of which 9,165 were withheld by the Company to satisfy tax withholding obligations resulting in the next issuance of 20,835 shares of common stock.

Read SEC document
April 30, 2022 Filed Jul 27, 2022 22:38 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 6,123 $2.03 $12,429.69
Disclosure

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 2

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,450

F2 · security: Represents vested restricted stock units, of which 3,123 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

Read SEC document
April 29, 2022 Filed Jun 28, 2022 01:58 UTC GrantCommon Stock 79,813 $0.00 $0.00
Disclosure

SEC source: 0001554795-22-000230 · ownership.xml · nonDerivative · entry 1

Liuzza Nicholas Reyland JR · CIK 0001264473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,228

F1 · shares: Represents shares of common stock awarded under the issuer's 2019 Equity Incentive Plan. 25% of these shares vest on the date of grant, with the remainder vesting in equal monthly installments over 24 months.

Read SEC document
April 25, 2022 Filed Jul 27, 2022 22:38 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 125,000 $2.22 $277,500.00
Disclosure

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,573

F1 · security: Represents vested restricted stock units, of which 44,188 were withheld to cover tax withholding obligations and 80,812 were withheld to repay a loan obligation.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:10 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCall options to buy common stock · Derivative 100 $0.50 Strike: $3.00 $50.00
Disclosure

SEC source: 0001554795-22-000159 · ownership.xml · derivative · entry 4

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,000

Underlying: Common stock · 10,000 shares

Expires 2022-10-21

F2 · balance_after: Consists of: (a) options to purchase 500,000 shares of common stock; and (b) call options to purchase 15,000 shares of common stock at a price of $3.00 per share, exercisable until October 21, 2022.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:10 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 2,000 $2.02 $4,040.00
Disclosure

SEC source: 0001554795-22-000159 · ownership.xml · nonDerivative · entry 3

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687,468

F1 · balance_after: Consists of: (a) 12,172,468 shares of common stock; (b) options to purchase 500,000 shares of common stock; and (c) call options to purchase 15,000 shares of common stock at a price of $3.000 per share, exercisable until October 21, 2022.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:10 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 2,500 $1.97 $4,925.00
Disclosure

SEC source: 0001554795-22-000159 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,685,468

Read SEC document
April 19, 2022 Filed Apr 22, 2022 21:10 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 1,000 $1.99 $1,990.00
Disclosure

SEC source: 0001554795-22-000159 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,682,968

Read SEC document
April 19, 2022 Filed Jun 13, 2022 21:00 UTC GrantCommon Stock 37,559 $0.00 $0.00
Disclosure

SEC source: 0001554795-22-000223 · ownership.xml · nonDerivative · entry 1

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,364

F1 · shares: Represents shares of common stock awarded under the issuer's 2019 Equity Incentive Plan. 25% of these shares vest on the date of grant, with the remainder vesting in equal monthly installments over 24 months.

Read SEC document
April 19, 2022 Filed Jul 1, 2022 01:26 UTC GrantCommon Stock 28,169 $0.00 $0.00
Disclosure

SEC source: 0001554795-22-000234 · ownership.xml · nonDerivative · entry 1

READ JONATHAN R · CIK 0001356504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,836

F1 · shares: Represents shares of common stock awarded under the issuer's 2019 Equity Incentive Plan. 25% of these shares vest on the date of grant, with the remainder vesting in equal monthly installments over 24 months.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 19:58 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCall options to buy common stock · Derivative 50 $0.50 Strike: $3.00 $25.00
Disclosure

SEC source: 0001554795-22-000155 · ownership.xml · derivative · entry 3

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common stock · 5,000 shares

Expires 2022-10-21

Read SEC document
April 18, 2022 Filed Apr 20, 2022 19:58 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 500 $1.92 $960.00
Disclosure

SEC source: 0001554795-22-000155 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,676,968

Read SEC document
April 18, 2022 Filed Apr 20, 2022 19:58 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 2,000 $1.91 $3,820.00
Disclosure

SEC source: 0001554795-22-000155 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,676,468

Read SEC document
April 18, 2022 Filed Apr 20, 2022 18:58 UTC PurchaseCommon Stock 13,000 $1.92 $24,960.00
Disclosure

SEC source: 0001554795-22-000153 · ownership.xml · nonDerivative · entry 1

Liuzza Nicholas Reyland JR · CIK 0001264473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,915

Read SEC document
March 31, 2022 Filed Apr 6, 2022 17:05 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 10,364 $2.02 $20,935.28
Disclosure

SEC source: 0001554795-22-000138 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,573

F1 · security: Represents vested restricted stock units, of which 7,364 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 12:03 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 500 $2.04 $1,020.00
Disclosure

SEC source: 0001554795-22-000123 · ownership.xml · nonDerivative · entry 3

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,674,468

Read SEC document
March 28, 2022 Filed Mar 29, 2022 12:03 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 500 $2.02 $1,010.00
Disclosure

SEC source: 0001554795-22-000123 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673,968

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.