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Nasdaq · USD

RBBN

Ribbon Communications Inc.

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5785
SEC CIK
0001708055
Parsed reports
487

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 2, 2018 16:31 UTC
Swade Michael R.EVP Global Sales
Tax withholdingCommon Stock 6,653 $6.83 $45,439.99
Disclosure

SEC source: 0001619835-18-000008 · edgar.xml · nonDerivative · entry 1

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,050

F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 16:15 UTC
Riley Kevin W.EVP, CTO & Advanced R&D
Tax withholdingCommon Stock 925 $7.52 $6,956.00
Disclosure

SEC source: 0001615890-18-000012 · edgar.xml · nonDerivative · entry 1

Riley Kevin W. · CIK 0001615890 · EVP, CTO & Advanced R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,050

F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 19:52 UTC OtherCommon Stock 327 $7.20 $2,354.40
Disclosure

SEC source: 0001140361-18-031627 · doc1.xml · nonDerivative · entry 1

JPMORGAN CHASE & CO · CIK 0000019617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 49,948,380

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:44 UTC
MATHY KENTDirector
GrantCommon Stock 18,182 $0.00 $0.00
Disclosure

SEC source: 0001684548-18-000004 · edgar.xml · nonDerivative · entry 1

MATHY KENT · CIK 0001684548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,076

F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:37 UTC GrantCommon Stock 18,182 $0.00 $0.00
Disclosure

SEC source: 0001708055-18-000017 · edgar.xml · nonDerivative · entry 1

Lynch Richard J. · CIK 0001407680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,408

F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:11 UTC GrantRestricted Stock Units (RSUs) · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001405026-18-000002 · edgar.xml · derivative · entry 1

Raiford Daryl · CIK 0001405026 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:49 UTC GrantCommon Stock 18,182 $0.00 $0.00
Disclosure

SEC source: 0001231288-18-000004 · edgar.xml · nonDerivative · entry 1

SCHUBERT SCOTT E · CIK 0001231288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,036

F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:27 UTC GrantCommon Stock 18,182 $0.00 $0.00
Disclosure

SEC source: 0001204899-18-000006 · edgar.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,076

F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:32 UTC GrantCommon Stock 18,182 $0.00 $0.00
Disclosure

SEC source: 0001193369-18-000004 · edgar.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,929

F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:22 UTC GrantCommon Stock 18,182 $0.00 $0.00
Disclosure

SEC source: 0001361379-18-000006 · edgar.xml · nonDerivative · entry 1

Fennebresque Kim S · CIK 0001361379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,076

F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 17:19 UTC
Scarfo AnthonyEVP, Products & R&D
GrantRestricted Stock Units (RSUs) · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001550524-18-000007 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:59 UTC
Joggerst PatrickCMO & EVP Business Development
GrantRestricted Stock Units (RSUs) · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001556832-18-000002 · edgar.xml · derivative · entry 1

Joggerst Patrick · CIK 0001556832 · CMO & EVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 17:15 UTC
Riley Kevin W.EVP, CTO & Advanced R&D
GrantRestricted Stock Units (RSUs) · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001615890-18-000010 · edgar.xml · derivative · entry 1

Riley Kevin W. · CIK 0001615890 · EVP, CTO & Advanced R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 17:23 UTC
Swade Michael R.EVP Global Sales
GrantRestricted Stock Units (RSUs) · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001619835-18-000006 · edgar.xml · derivative · entry 1

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:07 UTC
McCready John REVP and Chief Strategy Officer
GrantRestricted Stock Units (RSUs) · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001720719-18-000002 · edgar.xml · derivative · entry 1

McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:54 UTC
Bruny Steven MEVP Global Operations
GrantRestricted Stock Units (RSUs) · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001720723-18-000002 · edgar.xml · derivative · entry 1

Bruny Steven M · CIK 0001720723 · EVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2019 18:04 UTC
Scarfo AnthonyEVP, Products & R&D
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,001 $0.00 $0.00
Disclosure

SEC source: 0001550524-19-000006 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999

Underlying: Common Stock · 5,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:27 UTC
HOBBS FRANKLIN W IVDirector · CEO, President & Director
GrantRestricted Stock Units (RSUs) · Derivative 195,000 $0.00 $0.00
Disclosure

SEC source: 0001708055-18-000015 · edgar.xml · derivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director · CEO, President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on December 31, 2018, subject to the reporting person's continued employment with Ribbon Communications Inc. or any of its subsidiaries or affiliates that may employ the reporting person through such date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on December 31, 2018, subject to the reporting person's continued employment with Ribbon Communications Inc. or any of its subsidiaries or affiliates that may employ the reporting person through such date.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 20:12 UTC
HOBBS FRANKLIN W IVDirector · CEO, President & Director
GrantRestricted Stock Units (RSUs) · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001708055-18-000009 · edgar.xml · derivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director · CEO, President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2018, subject to the reporting person's continued employment with Ribbon Communications Inc. or any of its subsidiaries or affiliates that may employ the reporting person through such date.

F2 · derivative.expiration_date: The restricted stock units will vest in full on December 31, 2018, subject to the reporting person's continued employment with Ribbon Communications Inc. or any of its subsidiaries or affiliates that may employ the reporting person through such date.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 16:44 UTC
Ferguson Justin K.EVP and General Counsel
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001655819-18-000004 · edgar.xml · nonDerivative · entry 1

Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on April 16, 2019, and the remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through April 16, 2021.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:21 UTC
Riley Kevin W.CTO & EVP Growth R&D
Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 8,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615890-18-000008 · edgar.xml · derivative · entry 5

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

F4 · derivative.exercise_date: The PSUs have fully vested and accordingly have no expiration date

F4 · derivative.expiration_date: The PSUs have fully vested and accordingly have no expiration date

F3 · derivative.underlying_shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:21 UTC
Riley Kevin W.CTO & EVP Growth R&D
Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 13,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615890-18-000008 · edgar.xml · derivative · entry 4

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 13,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

F2 · derivative.exercise_date: The remaining PSUs will vest on March 31, 2019 and accordingly have no expiration date.

F2 · derivative.expiration_date: The remaining PSUs will vest on March 31, 2019 and accordingly have no expiration date.

F1 · derivative.underlying_shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:21 UTC
Riley Kevin W.CTO & EVP Growth R&D
Tax withholdingCommon Stock 27,688 $5.10 $141,208.80
Disclosure

SEC source: 0001615890-18-000008 · edgar.xml · nonDerivative · entry 3

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,975

F5 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:21 UTC
Riley Kevin W.CTO & EVP Growth R&D
Exercise / conversionCommon Stock 8,125 $0.00 $0.00
Disclosure

SEC source: 0001615890-18-000008 · edgar.xml · nonDerivative · entry 2

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:21 UTC
Riley Kevin W.CTO & EVP Growth R&D
Exercise / conversionCommon Stock 13,542 $0.00 $0.00
Disclosure

SEC source: 0001615890-18-000008 · edgar.xml · nonDerivative · entry 1

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:26 UTC
Swade Michael R.EVP Global Sales
Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 8,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001619835-18-000004 · edgar.xml · derivative · entry 5

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

F4 · derivative.exercise_date: The PSUs have fully vested and accordingly have no expiration date

F4 · derivative.expiration_date: The PSUs have fully vested and accordingly have no expiration date

F3 · derivative.underlying_shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

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April 02, 2018 Filed Apr 4, 2018 16:26 UTC
Swade Michael R.EVP Global Sales
Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 13,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001619835-18-000004 · edgar.xml · derivative · entry 4

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 13,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

F2 · derivative.exercise_date: The remaining PSUs will vest on March 31, 2019 and accordingly have no expiration date.

F2 · derivative.expiration_date: The remaining PSUs will vest on March 31, 2019 and accordingly have no expiration date.

F1 · derivative.underlying_shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

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April 02, 2018 Filed Apr 4, 2018 16:26 UTC
Swade Michael R.EVP Global Sales
Tax withholdingCommon Stock 18,249 $5.10 $93,069.90
Disclosure

SEC source: 0001619835-18-000004 · edgar.xml · nonDerivative · entry 3

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,703

F5 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

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April 02, 2018 Filed Apr 4, 2018 16:26 UTC
Swade Michael R.EVP Global Sales
Exercise / conversionCommon Stock 8,125 $0.00 $0.00
Disclosure

SEC source: 0001619835-18-000004 · edgar.xml · nonDerivative · entry 2

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:26 UTC
Swade Michael R.EVP Global Sales
Exercise / conversionCommon Stock 13,542 $0.00 $0.00
Disclosure

SEC source: 0001619835-18-000004 · edgar.xml · nonDerivative · entry 1

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

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March 16, 2018 Filed Mar 20, 2018 16:12 UTC
Riley Kevin W.CTO & EVP Growth R&D
Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 3,267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615890-18-000006 · edgar.xml · derivative · entry 3

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 350 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

F2 · derivative.exercise_date: The PSUs have fully vested and accordingly have no expiration date.

F2 · derivative.expiration_date: The PSUs have fully vested and accordingly have no expiration date.

F1 · derivative.underlying_shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 350 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

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March 16, 2018 Filed Mar 20, 2018 16:12 UTC
Riley Kevin W.CTO & EVP Growth R&D
Tax withholdingCommon Stock 3,955 $5.12 $20,249.60
Disclosure

SEC source: 0001615890-18-000006 · edgar.xml · nonDerivative · entry 2

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,996

F3 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 16:12 UTC
Riley Kevin W.CTO & EVP Growth R&D
Exercise / conversionCommon Stock 3,267 $0.00 $0.00
Disclosure

SEC source: 0001615890-18-000006 · edgar.xml · nonDerivative · entry 1

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 350 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 16:22 UTC
Swade Michael R.EVP Global Sales
Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 4,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001619835-18-000002 · edgar.xml · derivative · entry 4

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 500 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

F2 · derivative.exercise_date: The PSUs have fully vested and accordingly have no expiration date.

F2 · derivative.expiration_date: The PSUs have fully vested and accordingly have no expiration date.

F1 · derivative.underlying_shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 500 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 16:22 UTC
Swade Michael R.EVP Global Sales
SaleCommon Stock 13,979 $5.14 $71,852.06
Disclosure

SEC source: 0001619835-18-000002 · edgar.xml · nonDerivative · entry 3

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,285

Read SEC document
March 16, 2018 Filed Mar 20, 2018 16:22 UTC
Swade Michael R.EVP Global Sales
Tax withholdingCommon Stock 3,567 $5.12 $18,263.04
Disclosure

SEC source: 0001619835-18-000002 · edgar.xml · nonDerivative · entry 2

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,264

F3 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 16:22 UTC
Swade Michael R.EVP Global Sales
Exercise / conversionCommon Stock 4,667 $0.00 $0.00
Disclosure

SEC source: 0001619835-18-000002 · edgar.xml · nonDerivative · entry 1

Swade Michael R. · CIK 0001619835 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 500 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors.

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March 16, 2018 Filed Mar 20, 2018 20:16 UTC OtherCommon Stock 241,779 $5.12 $1,237,908.48
Disclosure

SEC source: 0001140361-18-014292 · doc1.xml · nonDerivative · entry 1

JPMORGAN CHASE & CO · CIK 0000019617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 49,948,707

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:06 UTC PurchaseCommon Stock 100,000 $5.17 $517,000.00
Disclosure

SEC source: 0001204899-18-000004 · edgar.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,894

Read SEC document
March 14, 2018 Filed Mar 16, 2018 16:56 UTC
Riley Kevin W.CTO & EVP Growth R&D
SaleCommon Stock 13,398 $5.15 $69,026.50
Disclosure

SEC source: 0001615890-18-000004 · edgar.xml · nonDerivative · entry 1

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,684

Read SEC document
March 05, 2018 Filed Mar 9, 2018 21:55 UTC
HOBBS FRANKLIN W IVDirector · CEO, President & Director
PurchaseCommon Stock 75,000 $5.66 $424,275.00
Disclosure

SEC source: 0001708055-18-000007 · edgar.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director · CEO, President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Read SEC document
February 16, 2018 Filed Feb 20, 2018 16:38 UTC
Riley Kevin W.CTO & EVP Growth R&D
Tax withholdingCommon Stock 2,072 $7.04 $14,586.88
Disclosure

SEC source: 0001615890-18-000002 · edgar.xml · nonDerivative · entry 1

Riley Kevin W. · CIK 0001615890 · CTO & EVP Growth R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,082

F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:25 UTC
Scarfo AnthonyEVP, Product & R&D
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001550524-18-000005 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Product & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on February 15, 2019, and the remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through February 15, 2021.

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January 16, 2018 Filed Jan 18, 2018 16:37 UTC
MATHY KENTDirector
GrantCommon Stock 25,211 $0.00 $0.00
Disclosure

SEC source: 0001684548-18-000002 · edgar.xml · nonDerivative · entry 2

MATHY KENT · CIK 0001684548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,894

F2 · shares: These are restricted shares of Common Stock that vest on January 16, 2019.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 16:37 UTC
MATHY KENTDirector
GrantCommon Stock 10,683 $0.00 $0.00
Disclosure

SEC source: 0001684548-18-000002 · edgar.xml · nonDerivative · entry 1

MATHY KENT · CIK 0001684548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,683

F1 · shares: These are restricted shares of Common Stock that vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:31 UTC GrantCommon Stock 25,211 $0.00 $0.00
Disclosure

SEC source: 0001708055-18-000002 · edgar.xml · nonDerivative · entry 3

Lynch Richard J. · CIK 0001407680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,226

F2 · shares: These are restricted shares of Common Stock that vest on January 16, 2019.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:31 UTC GrantCommon Stock 10,683 $0.00 $0.00
Disclosure

SEC source: 0001708055-18-000002 · edgar.xml · nonDerivative · entry 2

Lynch Richard J. · CIK 0001407680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,015

F1 · shares: These are restricted shares of Common Stock that vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:31 UTC Disposition to issuerCommon Stock 12,541 $0.00 $0.00
Disclosure

SEC source: 0001708055-18-000002 · edgar.xml · nonDerivative · entry 1

Lynch Richard J. · CIK 0001407680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,332

Read SEC document
January 16, 2018 Filed Jan 18, 2018 16:43 UTC GrantCommon Stock 25,211 $0.00 $0.00
Disclosure

SEC source: 0001231288-18-000002 · edgar.xml · nonDerivative · entry 3

SCHUBERT SCOTT E · CIK 0001231288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,854

F2 · shares: These are restricted shares of Common Stock that vest on January 16, 2019.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 16:43 UTC GrantCommon Stock 10,683 $0.00 $0.00
Disclosure

SEC source: 0001231288-18-000002 · edgar.xml · nonDerivative · entry 2

SCHUBERT SCOTT E · CIK 0001231288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,643

F1 · shares: These are restricted shares of Common Stock that vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.