Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ribbon Communications Inc.
Report date October 01, 2018 · Filed October 02, 2018
Section 16 reporting ended · disclosed 2017-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 202,050 |
Reported balance
After 2018-10-01 transaction · row 1
1 source rowRow 1 · 2018-10-01 · Tax withholding · Disposed 6,653 · Balance 202,050 F1: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. |
Filing footnotes · ownership attribution and instrument terms
F1: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.
Sonus, Inc.
Report date October 27, 2017 · Filed October 31, 2017
Section 16 reporting ended · disclosed 2017-10-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 225,717 |
Reported balance
After 2017-10-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-10-27 · Exercise / conversion · Acquired 4,167 · Balance 225,717 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 231,967 |
Reported balance
After 2017-10-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-10-27 · Exercise / conversion · Acquired 6,250 · Balance 231,967 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 247,592 |
Reported balance
After 2017-10-27 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-10-27 · Exercise / conversion · Acquired 15,625 · Balance 247,592 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 218,543 |
Reported balance
After 2017-10-27 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-10-27 · Tax withholding · Disposed 29,049 · Balance 218,543 F3: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2017-10-27 · Disposition to issuer · Disposed 218,543 · Balance 0 F4: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock"). F5: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39. |
| Performance-Based Restricted Stock Units (PSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-27 · Exercise / conversion · Disposed 4,167 · Balance 0 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F6: The 2015 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 120% of the remaining shares subject to the 2015 PSU Grant will vest into New Common Stock, if at all, on March 16, 2018. |
| Performance-Based Restricted Stock Units (PSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-10-27 · Exercise / conversion · Disposed 6,250 · Balance 0 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F7: The 2016 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-half of the remaining shares subject to the 2016 PSU Grant will vest into New Common Stock, if at all, on each of April 1, 2018 and April 1, 2019. |
| Performance-Based Restricted Stock Units (PSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-10-27 · Exercise / conversion · Disposed 15,625 · Balance 0 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F8: The 2017 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-third of the remaining shares subject to the 2017 PSU Grant will vest into New Common Stock, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant.
F2: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4.
F3: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY.
F4: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock").
F5: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39.
F6: The 2015 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 120% of the remaining shares subject to the 2015 PSU Grant will vest into New Common Stock, if at all, on March 16, 2018.
F7: The 2016 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-half of the remaining shares subject to the 2016 PSU Grant will vest into New Common Stock, if at all, on each of April 1, 2018 and April 1, 2019.
F8: The 2017 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-third of the remaining shares subject to the 2017 PSU Grant will vest into New Common Stock, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 2, 2018 16:31 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 6,653 | $6.83 | $45,439.99 |
DisclosureSEC source: 0001619835-18-000008 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,050 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 17:23 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-18-000006 · edgar.xml · derivative · entry 1 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021. F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021. F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 8,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-18-000004 · edgar.xml · derivative · entry 5 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F4 · derivative.exercise_date: The PSUs have fully vested and accordingly have no expiration date F4 · derivative.expiration_date: The PSUs have fully vested and accordingly have no expiration date F3 · derivative.underlying_shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 13,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-18-000004 · edgar.xml · derivative · entry 4 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,208 Underlying: Common Stock · 13,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The remaining PSUs will vest on March 31, 2019 and accordingly have no expiration date. F2 · derivative.expiration_date: The remaining PSUs will vest on March 31, 2019 and accordingly have no expiration date. F1 · derivative.underlying_shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 18,249 | $5.10 | $93,069.90 |
DisclosureSEC source: 0001619835-18-000004 · edgar.xml · nonDerivative · entry 3 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,703 F5 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 8,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-18-000004 · edgar.xml · nonDerivative · entry 2 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on April 1, 2016 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 1,875 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 13,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-18-000004 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting (at 130% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 31, 2017 for the 2017 performance period. As a result of the achievement of 130%, which was above target, the Company increased the number of shares granted to the individual by 3,125 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 16:22 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 4,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-18-000002 · edgar.xml · derivative · entry 4 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 500 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F2 · derivative.exercise_date: The PSUs have fully vested and accordingly have no expiration date. F2 · derivative.expiration_date: The PSUs have fully vested and accordingly have no expiration date. F1 · derivative.underlying_shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 500 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 16:22 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 13,979 | $5.14 | $71,852.06 |
DisclosureSEC source: 0001619835-18-000002 · edgar.xml · nonDerivative · entry 3 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,285 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 16:22 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 3,567 | $5.12 | $18,263.04 |
DisclosureSEC source: 0001619835-18-000002 · edgar.xml · nonDerivative · entry 2 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,264 F3 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 16:22 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-18-000002 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting (at 112% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2017 performance period. As a result of the achievement of 112%, which was above target, the Company increased the number of shares granted to the individual by 500 shares, or the above-target amount, to account for such achievement.Performance for this award during the award's 2017 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 17:30 UTC | Ribbon Communications Inc. SONS · Entity 5785 | Tax withholdingCommon Stock | 379 | $6.95 | $2,634.05 |
DisclosureSEC source: 0001619835-17-000016 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,164 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 15,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · derivative · entry 8 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F8 · derivative.exercise_date: The 2017 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-third of the remaining shares subject to the 2017 PSU Grant will vest into New Common Stock, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. F8 · derivative.expiration_date: The 2017 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-third of the remaining shares subject to the 2017 PSU Grant will vest into New Common Stock, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. F1 · derivative.underlying_shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · derivative.underlying_shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F8 · balance_after: The 2017 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-third of the remaining shares subject to the 2017 PSU Grant will vest into New Common Stock, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · derivative · entry 7 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F7 · derivative.exercise_date: The 2016 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-half of the remaining shares subject to the 2016 PSU Grant will vest into New Common Stock, if at all, on each of April 1, 2018 and April 1, 2019. F7 · derivative.expiration_date: The 2016 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-half of the remaining shares subject to the 2016 PSU Grant will vest into New Common Stock, if at all, on each of April 1, 2018 and April 1, 2019. F1 · derivative.underlying_shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · derivative.underlying_shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F7 · balance_after: The 2016 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-half of the remaining shares subject to the 2016 PSU Grant will vest into New Common Stock, if at all, on each of April 1, 2018 and April 1, 2019. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · derivative · entry 6 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F6 · derivative.exercise_date: The 2015 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 120% of the remaining shares subject to the 2015 PSU Grant will vest into New Common Stock, if at all, on March 16, 2018. F6 · derivative.expiration_date: The 2015 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 120% of the remaining shares subject to the 2015 PSU Grant will vest into New Common Stock, if at all, on March 16, 2018. F1 · derivative.underlying_shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · derivative.underlying_shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F6 · balance_after: The 2015 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 120% of the remaining shares subject to the 2015 PSU Grant will vest into New Common Stock, if at all, on March 16, 2018. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Disposition to issuerCommon Stock | 218,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · nonDerivative · entry 5 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · balance_after: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock"). F5 · balance_after: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 29,049 | $8.36 | $242,849.64 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · nonDerivative · entry 4 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,543 F3 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · nonDerivative · entry 3 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · nonDerivative · entry 2 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000012 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnote 4 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2 · shares: In addition, of the 26,042 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 7,902 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:19 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 2,845 | $7.65 | $21,764.25 |
DisclosureSEC source: 0001619835-17-000010 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,550 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 16:43 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 4,172 | $7.09 | $29,579.48 |
DisclosureSEC source: 0001619835-17-000008 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,395 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| May 15, 2017 Filed May 16, 2017 16:39 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 379 | $7.98 | $3,024.42 |
DisclosureSEC source: 0001619835-17-000006 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,567 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 4,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000004 · edgar.xml · derivative · entry 5 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 4,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of Common Stock that vested for the 2016 performance period in connection with the 18,750 PSUs granted to the Reporting Person on April 1, 2016. As described in the Form 4 filed by the Reporting Person on April 5, 2016, between zero (0) and 200% of 6,250 PSUs were eligible to vest to the Reporting Person on April 1, 2017 for the 2016 performance period. Of this amount, 4,750 shares of Common Stock actually vested to the Reporting Person, representing vesting at 76.0% of target for the 2016 performance period. Performance for this award during the award's 2016 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F5 · shares: As a result of achievement at 76.0% of target based on the Issuer's performance for the 2016 performance period, the Reporting Person forfeited 1,500 shares. In addition, of the 4,750 total shares of Common Stock that vested for the 2016 performance period, the Reporting Person delivered 1,441 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 8 to this Form 4. F6 · derivative.exercise_date: Between zero (0) and 200% of one half of the remaining PSUs will vest, if at all, on each of April 1, 2018 and April 1, 2019. F6 · derivative.expiration_date: Between zero (0) and 200% of one half of the remaining PSUs will vest, if at all, on each of April 1, 2018 and April 1, 2019. F4 · derivative.underlying_shares: Represents the number of shares of Common Stock that vested for the 2016 performance period in connection with the 18,750 PSUs granted to the Reporting Person on April 1, 2016. As described in the Form 4 filed by the Reporting Person on April 5, 2016, between zero (0) and 200% of 6,250 PSUs were eligible to vest to the Reporting Person on April 1, 2017 for the 2016 performance period. Of this amount, 4,750 shares of Common Stock actually vested to the Reporting Person, representing vesting at 76.0% of target for the 2016 performance period. Performance for this award during the award's 2016 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F5 · derivative.underlying_shares: As a result of achievement at 76.0% of target based on the Issuer's performance for the 2016 performance period, the Reporting Person forfeited 1,500 shares. In addition, of the 4,750 total shares of Common Stock that vested for the 2016 performance period, the Reporting Person delivered 1,441 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 8 to this Form 4. F7 · balance_after: Amount reflects the forfeiture of 1,500 PSUs of the aggregate amount granted on April 1, 2016 that failed to vest following the 2016 performance period based on the Issuer's performance for such 2016 performance period as determined by the Compensation Committee of the Issuer's Board of Directors at the end of the 2016 performance period. The original aggregate number of PSUs granted to the Reporting Person on April 1, 2016 was reported in Table II of Form 4 filed by the Reporting Person on April 5, 2016. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:30 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 7,131 | $6.59 | $46,993.29 |
DisclosureSEC source: 0001619835-17-000004 · edgar.xml · nonDerivative · entry 3 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,946 F8 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:30 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionCommon Stock | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000004 · edgar.xml · nonDerivative · entry 2 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of Common Stock that vested for the 2016 performance period in connection with the 18,750 PSUs granted to the Reporting Person on April 1, 2016. As described in the Form 4 filed by the Reporting Person on April 5, 2016, between zero (0) and 200% of 6,250 PSUs were eligible to vest to the Reporting Person on April 1, 2017 for the 2016 performance period. Of this amount, 4,750 shares of Common Stock actually vested to the Reporting Person, representing vesting at 76.0% of target for the 2016 performance period. Performance for this award during the award's 2016 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F5 · shares: As a result of achievement at 76.0% of target based on the Issuer's performance for the 2016 performance period, the Reporting Person forfeited 1,500 shares. In addition, of the 4,750 total shares of Common Stock that vested for the 2016 performance period, the Reporting Person delivered 1,441 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 8 to this Form 4. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:30 UTC | Sonus, Inc. SONS · Entity 172242 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 31,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000004 · edgar.xml · derivative · entry 4 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires not disclosed F2 · shares: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 7 and 9 of this report. F3 · derivative.exercise_date: Between zero (0) and 200% of one-third of the PSUs will vest, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. F3 · derivative.expiration_date: Between zero (0) and 200% of one-third of the PSUs will vest, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. F2 · derivative.underlying_shares: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 7 and 9 of this report. F2 · balance_after: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 7 and 9 of this report. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:30 UTC | Sonus, Inc. SONS · Entity 172242 | GrantCommon Stock | 93,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000004 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,327 F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on March 31, 2018, and the remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through March 31, 2020. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:07 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 7,533 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000002 · edgar.xml · derivative · entry 3 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 7,533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting (at 90.4% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2016 performance period. Performance for this award during the award's 2016 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F3 · derivative.exercise_date: The remaining PSUs will vest, if at all, on March 16, 2018. F3 · derivative.expiration_date: The remaining PSUs will vest, if at all, on March 16, 2018. F1 · derivative.underlying_shares: Represents the vesting (at 90.4% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2016 performance period. Performance for this award during the award's 2016 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. F4 · balance_after: Amount reflects the forfeiture of (i) 8,333 PSUs of the aggregate amount granted on March 16, 2015 that failed to vest following the 2015 performance period based on the Issuer's performance for such 2015 performance period, and (ii) 800 PSUs of the aggregate amount granted on March 16, 2015 that failed to vest following the 2016 performance period based on the Issuer's performance for such 2016 performance period, each as determined by the Compensation Committee of the Issuer's Board of Directors at the end of the applicable performance period. The original aggregate number of PSUs granted to the Reporting Person on March 16, 2015 was reported in Table II of Form 4 filed by the Reporting Person on March 17, 2015. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:07 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 6,458 | $6.62 | $42,751.96 |
DisclosureSEC source: 0001619835-17-000002 · edgar.xml · nonDerivative · entry 2 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,577 F2 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:07 UTC | Sonus, Inc. SONS · Entity 172242 | Exercise / conversionCommon Stock | 7,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001619835-17-000002 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting (at 90.4% of target) of Performance-Based Restricted Stock Units (PSUs) granted on March 16, 2015 for the 2016 performance period. Performance for this award during the award's 2016 performance period was measured based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 16:49 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 379 | $6.20 | $2,349.80 |
DisclosureSEC source: 0001619835-16-000018 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,502 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 16:28 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 4,172 | $8.70 | $36,296.40 |
DisclosureSEC source: 0001619835-16-000016 · edgar.xml · nonDerivative · entry 1 Swade Michael R. · CIK 0001619835 · SVP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,881 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.