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Scarfo Anthony

Disclosed activity across 1 company

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123679
SEC CIK
0001550524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ribbon Communications Inc.RBBN · Entity 5785EVP & GM, Cloud & Edge BUSeptember 15, 2022September 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ribbon Communications Inc.

Report date September 15, 2022 · Filed September 19, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect252,431 Ending reported balance After 2022-09-16 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2022-09-15 · Exercise / conversion · Acquired 6,969 · Balance 234,107

F2: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

F1: RSUs convert into common stock on a one-for-one basis.

Row 2 · 2022-09-15 · Tax withholding · Disposed 1,696 · Balance 232,411

F3: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Row 3 · 2022-09-16 · Exercise / conversion · Acquired 27,006 · Balance 259,417

F4: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F1: RSUs convert into common stock on a one-for-one basis.

Row 4 · 2022-09-16 · Tax withholding · Disposed 6,986 · Balance 252,431

F3: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect20,908 Reported balance After 2022-09-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-09-15 · Exercise / conversion · Disposed 6,969 · Balance 20,908

F1: RSUs convert into common stock on a one-for-one basis.

F2: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect27,006 Reported balance After 2022-09-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-09-16 · Exercise / conversion · Disposed 27,006 · Balance 27,006

F1: RSUs convert into common stock on a one-for-one basis.

F4: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: RSUs convert into common stock on a one-for-one basis.

F2: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

F3: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

F4: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2022 Filed Sep 19, 2022 18:12 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27,006 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · derivative · entry 6

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Underlying: Common Stock · 27,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F4 · derivative.expiration_date: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 18:12 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 6,986 $2.95 $20,608.70
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 4

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,431

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 18:12 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 27,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:12 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,969 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · derivative · entry 5

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,908

Underlying: Common Stock · 6,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:12 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 1,696 $3.10 $5,257.60
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,411

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:12 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 6,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 17:53 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRSUs · Derivative 13,528 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015192 · form4.xml · derivative · entry 6

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSUs vested over three years following the date of grant and are now fully vested.

F6 · derivative.exercise_date: The RSUs vested over three years following the date of grant and are now fully vested.

F6 · derivative.expiration_date: The RSUs vested over three years following the date of grant and are now fully vested.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 17:53 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 3,768 $2.76 $10,399.68
Disclosure

SEC source: 0001062993-22-015192 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,138

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 17:53 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 13,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015192 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:53 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPSU · Derivative 97,668 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015192 · form4.xml · derivative · entry 5

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,668

Underlying: Common Stock · 97,668 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:53 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPSU · Derivative 45,016 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015192 · form4.xml · derivative · entry 4

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,016

Underlying: Common Stock · 45,016 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:53 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance-Based Restricted Stock Unit (PSU) · Derivative 67,524 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015192 · form4.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,524

Underlying: Common Stock · 67,524 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 16:43 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Unit (RSU) · Derivative 18,497 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010528 · form4.xml · derivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,497

Underlying: Common Stock · 18,497 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in full on April 18, 2023.

F3 · derivative.expiration_date: The RSUs vest in full on April 18, 2023.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 16:43 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Units (RSU) · Derivative 112,179 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010528 · form4.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,179

Underlying: Common Stock · 112,179 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest as to one-third on April 18, 2023, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025.

F2 · derivative.expiration_date: The RSUs vest as to one-third on April 18, 2023, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27,006 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · derivative · entry 9

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,012

Underlying: Common Stock · 27,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on March 16, 2021, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

F3 · derivative.expiration_date: The RSUs vested as to one-third on March 16, 2021, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 7,089 $2.99 $21,196.11
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · nonDerivative · entry 6

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,378

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and/or PSUs.

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and/or PSUs.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 27,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · nonDerivative · entry 5

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionPerformance-based Restricted Stock Unit (PSU) · Derivative 21,839 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · derivative · entry 8

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: PSUs that convert to Common Stock on a one-for-one basis based on the achievement of the Issuer's total sharholder return (TSR) for the 3-year period ended December 31, 2021 compared to TSR goals established by the Compensation Committee at the time of grant based on the TSR of a group of peer companies identified by the Compensation Committee. The PSUs then vested on March 15, 2022. Any unearned shares were forefeited.

F6 · derivative.exercise_date: PSUs that convert to Common Stock on a one-for-one basis based on the achievement of the Issuer's total sharholder return (TSR) for the 3-year period ended December 31, 2021 compared to TSR goals established by the Compensation Committee at the time of grant based on the TSR of a group of peer companies identified by the Compensation Committee. The PSUs then vested on March 15, 2022. Any unearned shares were forefeited.

F6 · derivative.expiration_date: PSUs that convert to Common Stock on a one-for-one basis based on the achievement of the Issuer's total sharholder return (TSR) for the 3-year period ended December 31, 2021 compared to TSR goals established by the Compensation Committee at the time of grant based on the TSR of a group of peer companies identified by the Compensation Committee. The PSUs then vested on March 15, 2022. Any unearned shares were forefeited.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSU) · Derivative 13,940 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · derivative · entry 7

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,877

Underlying: Common Stock · 13,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds will vest in four equal semi-annual installments thereafter through March 15, 2024.

F4 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds will vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 16,998 $2.81 $47,764.38
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · nonDerivative · entry 4

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,461

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and/or PSUs.

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and/or PSUs.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 21,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · nonDerivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: PSUs that convert to Common Stock on a one-for-one basis based on the achievement of the Issuer's total sharholder return (TSR) for the 3-year period ended December 31, 2021 compared to TSR goals established by the Compensation Committee at the time of grant based on the TSR of a group of peer companies identified by the Compensation Committee. The PSUs then vested on March 15, 2022. Any unearned shares were forefeited.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantCommon Stock 22,341 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,620

F5 · price: PSUs that convert to Common Stock on a one-for-one basis based on the achievement of financial metrics in each of the 2019, 2020 and 2021 fiscal years establised by the Issuer's Compensation Committee of it's Board of Directors (Compensation Committee) at the time of grant. The PSUs then vested on March 15, 2022. Any unearned shares were forefeited

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 13,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-008056 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 16:32 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSU) · Derivative 13,528 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013321 · form4.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,528

Underlying: Common Stock · 13,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining RSUs vest on June 17, 2022.

F3 · derivative.expiration_date: The remaining RSUs vest on June 17, 2022.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 16:32 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 5,614 $5.97 $33,515.58
Disclosure

SEC source: 0001062993-21-013321 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,339

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 16:32 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 13,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-013321 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 16:06 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSU) · Derivative 27,006 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008731 · form4.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,018

Underlying: Common Stock · 27,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on March 16, 2021, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

F3 · derivative.expiration_date: The RSUs vested as to one-third on March 16, 2021, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 16:06 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 10,975 $6.28 $68,923.00
Disclosure

SEC source: 0001062993-21-008731 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,425

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 16:06 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 27,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-008731 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 16:58 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 5,685 $8.14 $46,275.90
Disclosure

SEC source: 0001062993-21-005827 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,394

Read SEC document
June 17, 2021 Filed Jun 21, 2021 16:58 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 13,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-005827 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:25 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005773 · form4.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on June 15, 2019 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 15, 2021.

F3 · derivative.expiration_date: The RSUs vested as to one-third on June 15, 2019 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 15, 2021.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:25 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 1,081 $8.25 $8,918.25
Disclosure

SEC source: 0001062993-21-005773 · form4.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,551

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:25 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005773 · form4.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

F2 · balance_after: Amount reflects correction of typographical error of amount shown in Form 4 filed on 3/17/2021. The amount shown on that form should have been 123,132.

Read SEC document
June 15, 2021 Filed Jun 21, 2021 16:58 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSU) · Derivative 13,528 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005827 · form4.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 13,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vested as to one-third on June 17, 2019, and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 17, 2022.

F2 · derivative.expiration_date: The RSUs vested as to one-third on June 17, 2019, and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 17, 2022.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRSUs · Derivative 54,014 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 7

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,024

Underlying: Common Stock · 54,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: On March 16, 2020, the Reporting Person was awarded 162,038 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

F8 · derivative.expiration_date: On March 16, 2020, the Reporting Person was awarded 162,038 RSUs which vested as to one-third on March 16, 2021. The remaining RSUs vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 22,307 $8.65 $192,955.55
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,733

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of PSUs.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 54,014 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into Common Stock on a one-for-one basis.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPSUs · Derivative 16,727 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 6

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,727

Underlying: Common Stock · 16,727 shares

Expires not disclosed

F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F7 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F7 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPSUs · Derivative 25,090 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 5

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,090

Underlying: Common Stock · 25,090 shares

Expires not disclosed

F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F6 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

F6 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 41,817 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 4

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

Underlying: Common Stock · 41,817 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Units (RSUs) · Derivative 41,817 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000059 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

Underlying: Common Stock · 41,817 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

F4 · derivative.expiration_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2021 Filed Mar 22, 2021 18:37 UTC Amendment Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 13,939 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000075 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,939

Underlying: Common Stock · 13,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F2 · shares: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9.

F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022.

F2 · derivative.underlying_shares: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9.

F2 · balance_after: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:33 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPSUs · Derivative 20,023 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000038 · edgar.xml · derivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,023

Underlying: Common Stock · 20,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors on an annual basis for each of the three fiscal years prior to the vesting date.

F3 · derivative.exercise_date: The Compensation Committee determined that the 2020 pre-bonus adjusted EBITDA (50% weighting) and Revenue (50% weighting) metrics resulted in a combined 125% level of the target awards being earned for the 2020 financial performance period, subject to no material changes in connection with the finalization of the audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020 (the "2020 Form 10-K"). The 2020 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 26, 2021. As a result, Mr. Scarfo earned 20,023 shares for the 2020 performance year portion of awards made in 2020, pending his continued employment with the Issuer through the vesting date (third anniversary of the date of grant).

F3 · derivative.expiration_date: The Compensation Committee determined that the 2020 pre-bonus adjusted EBITDA (50% weighting) and Revenue (50% weighting) metrics resulted in a combined 125% level of the target awards being earned for the 2020 financial performance period, subject to no material changes in connection with the finalization of the audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020 (the "2020 Form 10-K"). The 2020 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 26, 2021. As a result, Mr. Scarfo earned 20,023 shares for the 2020 performance year portion of awards made in 2020, pending his continued employment with the Issuer through the vesting date (third anniversary of the date of grant).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:33 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance Based Restricted Stock Units (PSUs) · Derivative 17,960 $0.00 $0.00
Disclosure

SEC source: 0001708055-21-000038 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,341

Underlying: Common Stock · 17,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors on an annual basis for each of the three fiscal years prior to the vesting date.

F2 · derivative.exercise_date: The Compensation Committee determined that the 2020 pre-bonus adjusted EBITDA (50% weighting) and Revenue (50% weighting) metrics resulted in a combined 125% level of the target awards being earned for the 2020 financial performance period, subject to no material changes in connection with the finalization of the audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020 (the "2020 Form 10-K"). The 2020 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 26, 2021. As a result, Mr. Scarfo earned 17,960 shares for the 2020 performance year portion of awards made in 2019, pending his continued employment with the Issuer through the vesting date (third anniversary of the date of grant).

F2 · derivative.expiration_date: The Compensation Committee determined that the 2020 pre-bonus adjusted EBITDA (50% weighting) and Revenue (50% weighting) metrics resulted in a combined 125% level of the target awards being earned for the 2020 financial performance period, subject to no material changes in connection with the finalization of the audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020 (the "2020 Form 10-K"). The 2020 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 26, 2021. As a result, Mr. Scarfo earned 17,960 shares for the 2020 performance year portion of awards made in 2019, pending his continued employment with the Issuer through the vesting date (third anniversary of the date of grant).

Read SEC document
February 15, 2021 Filed Feb 16, 2021 18:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 3,387 $10.54 $35,698.98
Disclosure

SEC source: 0001708055-21-000010 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,425

F1 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:48 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 13,528 $0.00 $0.00
Disclosure

SEC source: 0001708055-20-000205 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,584

Underlying: Common Stock · 13,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 81,169 RSUs were granted on June 17, 2019 and vest over a three-year period as follows: one-third of the RSUs vested on June 17, 2020, one-sixth of the RSUs vested on December 17, 2020, and the remaining RSUs will vest as to one-sixth on each of June 17, 2021, December 17, 2021 and June 17, 2022.

F3 · derivative.expiration_date: 81,169 RSUs were granted on June 17, 2019 and vest over a three-year period as follows: one-third of the RSUs vested on June 17, 2020, one-sixth of the RSUs vested on December 17, 2020, and the remaining RSUs will vest as to one-sixth on each of June 17, 2021, December 17, 2021 and June 17, 2022.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:48 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 3,294 $6.29 $20,719.26
Disclosure

SEC source: 0001708055-20-000205 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,812

F2 · shares: Payment of tax liability by delivering securities to the issuer incident to the vesting of a security.

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December 17, 2020 Filed Dec 21, 2020 16:48 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommoon Stock 13,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001708055-20-000205 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into common stock on a one-for-one basis.

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December 15, 2020 Filed Dec 17, 2020 18:37 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units · Derivative 2,499 $0.00 $0.00
Disclosure

SEC source: 0001708055-20-000202 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 15,000 RSUs were granted on June 15, 2018 and vest over a three-year period as follows: one-third of the RSUs vested on June 15, 2019 and one-sixth of the RSUs vested on each of December 15, 2019, June 15, 2020 and December 15, 2020. The remaining one-sixth of the RSUs will vest on June 15, 2021.

F3 · derivative.expiration_date: 15,000 RSUs were granted on June 15, 2018 and vest over a three-year period as follows: one-third of the RSUs vested on June 15, 2019 and one-sixth of the RSUs vested on each of December 15, 2019, June 15, 2020 and December 15, 2020. The remaining one-sixth of the RSUs will vest on June 15, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.